HON

SEC source: 0001209191-21-028654 · doc4.xml · derivative · entry 2

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · derivative.underlying_shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-028654 · doc4.xml · nonDerivative · entry 1

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-028657 · doc4.xml · derivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · derivative.underlying_shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-028657 · doc4.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-028652 · doc4.xml · derivative · entry 2

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · derivative.underlying_shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-028652 · doc4.xml · nonDerivative · entry 1

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-028649 · doc4.xml · derivative · entry 2

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · derivative.underlying_shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-028649 · doc4.xml · nonDerivative · entry 1

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-028647 · doc4.xml · derivative · entry 2

AYER WILLIAM S · CIK 0001188789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · derivative.underlying_shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-028647 · doc4.xml · nonDerivative · entry 1

AYER WILLIAM S · CIK 0001188789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-028645 · doc4.xml · derivative · entry 2

ANGOVE DUNCAN · CIK 0001215356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F2 · derivative.underlying_shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

SEC source: 0001209191-21-028645 · doc4.xml · nonDerivative · entry 1

ANGOVE DUNCAN · CIK 0001215356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-024508 · doc4.xml · derivative · entry 2

Washington Robin L · CIK 0001327145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,274.013

Underlying: Common Stock · 132.4458 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-024504 · doc4.xml · derivative · entry 1

Odierno Raymond T · CIK 0001739703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311.51

Underlying: Common Stock · 63.3436 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-024503 · doc4.xml · derivative · entry 1

ANGOVE DUNCAN · CIK 0001215356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,856.925

Underlying: Common Stock · 126.6872 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-024501 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,752.292

Underlying: Common Stock · 159.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-024499 · doc4.xml · derivative · entry 1

Flint Deborah · CIK 0001790630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,647.527

Underlying: Common Stock · 126.6872 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-016107 · doc4.xml · derivative · entry 3

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,072 shares

Expires 2022-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F2 · derivative.exercise_date: The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2013.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-016107 · doc4.xml · nonDerivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,501

SEC source: 0001209191-21-016107 · doc4.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-016578 · doc4.xml · derivative · entry 4

Mattimore Karen · CIK 0001815605 · SrVP, HR and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 103 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested on February 27, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested on February 27, 2021.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 103 additional restricted stock units.

SEC source: 0001209191-21-016578 · doc4.xml · nonDerivative · entry 2

Mattimore Karen · CIK 0001815605 · SrVP, HR and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,703

SEC source: 0001209191-21-016578 · doc4.xml · nonDerivative · entry 1

Mattimore Karen · CIK 0001815605 · SrVP, HR and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0001209191-21-016571 · doc4.xml · derivative · entry 9

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F6 · shares: Includes the reinvestment of dividend equivalents into 823 additional restricted stock units.

F7 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F8 · derivative.exercise_date: The Restricted Stock Units were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested on February 27, 2021.

F8 · derivative.expiration_date: The Restricted Stock Units were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested on February 27, 2021.

F6 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 823 additional restricted stock units.

F7 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-016571 · doc4.xml · nonDerivative · entry 6

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,045

SEC source: 0001209191-21-016571 · doc4.xml · nonDerivative · entry 5

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,222

F2 · shares: Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2018-2020, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership.

SEC source: 0001209191-21-016571 · doc4.xml · nonDerivative · entry 4

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,115

SEC source: 0001209191-21-016571 · doc4.xml · nonDerivative · entry 3

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0001209191-21-016565 · doc4.xml · derivative · entry 4

Madsen Michael R · CIK 0001791846 · President & CEO, AERO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 198 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested on February 27, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested on February 27, 2021.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 198 additional restricted stock units.

SEC source: 0001209191-21-016565 · doc4.xml · nonDerivative · entry 2

Madsen Michael R · CIK 0001791846 · President & CEO, AERO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,873

SEC source: 0001209191-21-016565 · doc4.xml · nonDerivative · entry 1

Madsen Michael R · CIK 0001791846 · President & CEO, AERO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0001209191-21-016560 · doc4.xml · nonDerivative · entry 4

Madden Anne T · CIK 0001684059 · SrVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,576

SEC source: 0001209191-21-016560 · doc4.xml · nonDerivative · entry 3

Madden Anne T · CIK 0001684059 · SrVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,093

F2 · shares: Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2018-2020, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership.

SEC source: 0001209191-21-016555 · doc4.xml · derivative · entry 7

Lewis Gregory P · CIK 0001748656 · SrVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F5 · shares: Includes the reinvestment of dividend equivalents into 215 additional restricted stock units.

F6 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F7 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 27, 2021.

F7 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 27, 2021.

F5 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 215 additional restricted stock units.

F6 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-016555 · doc4.xml · nonDerivative · entry 4

Lewis Gregory P · CIK 0001748656 · SrVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,846

SEC source: 0001209191-21-016555 · doc4.xml · nonDerivative · entry 3

Lewis Gregory P · CIK 0001748656 · SrVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0001209191-21-016551 · doc4.xml · derivative · entry 10

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F6 · shares: Includes the reinvestment of dividend equivalents into 142 additional restricted stock units.

F7 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F8 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 27, 2021.

F8 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 27, 2021.

F6 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 142 additional restricted stock units.

F7 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-016551 · doc4.xml · nonDerivative · entry 4

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,830

SEC source: 0001209191-21-016551 · doc4.xml · nonDerivative · entry 3

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0001209191-21-016545 · doc4.xml · nonDerivative · entry 4

Gautam Rajeev · CIK 0001671688 · President & CEO, PMT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,283

SEC source: 0001209191-21-016545 · doc4.xml · nonDerivative · entry 3

Gautam Rajeev · CIK 0001671688 · President & CEO, PMT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

F2 · shares: Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2018-2020, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership.

SEC source: 0001209191-21-016543 · doc4.xml · nonDerivative · entry 4

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,294

SEC source: 0001209191-21-016543 · doc4.xml · nonDerivative · entry 3

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,692

F2 · shares: Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2018-2020, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership.

SEC source: 0001209191-21-016540 · doc4.xml · nonDerivative · entry 4

Dallara Que · CIK 0001756652 · President & CEO, HCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,150

SEC source: 0001209191-21-016540 · doc4.xml · nonDerivative · entry 3

Dallara Que · CIK 0001756652 · President & CEO, HCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,642

SEC source: 0001209191-21-015199 · doc4.xml · derivative · entry 3

Paz George · CIK 0001235682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2021-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.exercise_date: The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2012.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-015199 · doc4.xml · nonDerivative · entry 2

Paz George · CIK 0001235682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,381

F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.1514 to $204.1750 inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-015199 · doc4.xml · nonDerivative · entry 1

Paz George · CIK 0001235682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-016571 · doc4.xml · derivative · entry 8

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,077

Underlying: Common Stock · 1,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: Includes the reinvestment of dividend equivalents into 36 additional restricted stock units.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates vesting in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates vesting in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F3 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 36 additional restricted stock units.

F5 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

SEC source: 0001209191-21-016571 · doc4.xml · nonDerivative · entry 2

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,697