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HARLEY-DAVIDSON, INC.

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Tapewire entity
810
SEC CIK
0000793952
Parsed reports
497

Last 12 months

Inside the activity.

6 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202611
Mar 202621
Apr 202600
May 202602
Jun 202601
Jul 202611
Aug 202621
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2018 Filed May 3, 2018 22:56 UTC
ZEITZ JOCHENDirector
Exercise / conversionCommon Stock 2,283.87 $40.73 $93,022.03
Disclosure

SEC source: 0001225208-18-008716 · doc4.xml · nonDerivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:56 UTC Exercise / conversionPost-2014 Share Unit · Derivative 2,283.87 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008715 · doc4.xml · derivative · entry 2

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,283.87 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

F4 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.underlying_shares: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:56 UTC Exercise / conversionCommon Stock 2,283.87 $40.73 $93,022.03
Disclosure

SEC source: 0001225208-18-008715 · doc4.xml · nonDerivative · entry 1

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,187.4618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:56 UTC Exercise / conversionPost-2014 Share Unit · Derivative 2,283.87 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008714 · doc4.xml · derivative · entry 2

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,283.87 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

F4 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.underlying_shares: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:56 UTC Exercise / conversionCommon Stock 2,283.87 $40.73 $93,022.03
Disclosure

SEC source: 0001225208-18-008714 · doc4.xml · nonDerivative · entry 1

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,483.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:55 UTC
Alstead TroyDirector
Exercise / conversionPost-2014 Share Unit · Derivative 4,949.174 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008713 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,949.174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

F4 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.underlying_shares: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:55 UTC
Alstead TroyDirector
Exercise / conversionCommon Stock 4,949.174 $40.73 $201,579.86
Disclosure

SEC source: 0001225208-18-008713 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,611.7028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 23:50 UTC
HUND LAWRENCE GPresident-HDFS
GrantRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003172 · doc4.xml · derivative · entry 3

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,914

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/14/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/14/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 23:14 UTC
BISCHMANN JOANNE MVice President, Communications
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003169 · doc4.xml · nonDerivative · entry 1

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845.2223

Read SEC document
February 12, 2018 Filed Feb 13, 2018 23:31 UTC
Rocker TchernaviaVP-Human Resources
SaleCommon Stock 1,401 $47.74 $66,890.18
Disclosure

SEC source: 0001225208-18-002802 · doc4.xml · nonDerivative · entry 1

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.74 to $47.762. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

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February 06, 2018 Filed Feb 7, 2018 00:10 UTC
Jones Paul JVP & Chief Legal Officer
SaleCommon Stock 2,117 $48.00 $101,616.00
Disclosure

SEC source: 0001225208-18-002186 · doc4.xml · nonDerivative · entry 6

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 05, 2018 Filed Feb 7, 2018 00:10 UTC
Jones Paul JVP & Chief Legal Officer
SaleCommon Stock 870 $47.62 $41,431.14
Disclosure

SEC source: 0001225208-18-002186 · doc4.xml · nonDerivative · entry 5

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

Read SEC document
February 04, 2018 Filed Feb 7, 2018 00:10 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002190 · doc4.xml · derivative · entry 10

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,215

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 04, 2018 Filed Feb 7, 2018 00:10 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Tax withholdingCommon Stock 4,700 $47.50 $223,250.00
Disclosure

SEC source: 0001225208-18-002190 · doc4.xml · nonDerivative · entry 6

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,530

Read SEC document
February 04, 2018 Filed Feb 7, 2018 00:10 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002190 · doc4.xml · nonDerivative · entry 5

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:22 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002195 · doc4.xml · derivative · entry 7

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,368

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:22 UTC
BISCHMANN JOANNE MVice President, Communications
Tax withholdingCommon Stock 234 $47.50 $11,115.00
Disclosure

SEC source: 0001225208-18-002195 · doc4.xml · nonDerivative · entry 4

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345.2223

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:22 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002195 · doc4.xml · nonDerivative · entry 3

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,579.2223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Rocker TchernaviaVP-Human Resources
Exercise / conversionRestricted Stock Units · Derivative 683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002193 · doc4.xml · derivative · entry 7

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,456

Underlying: Common Stock · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Rocker TchernaviaVP-Human Resources
Tax withholdingCommon Stock 315 $47.50 $14,962.50
Disclosure

SEC source: 0001225208-18-002193 · doc4.xml · nonDerivative · entry 4

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Rocker TchernaviaVP-Human Resources
Exercise / conversionCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002193 · doc4.xml · nonDerivative · entry 3

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Olin John ASVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 2,652 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002192 · doc4.xml · derivative · entry 7

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,306

Underlying: Common Stock · 2,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Olin John ASVP & CFO
Tax withholdingCommon Stock 1,185 $47.50 $56,287.50
Disclosure

SEC source: 0001225208-18-002192 · doc4.xml · nonDerivative · entry 4

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,429

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Olin John ASVP & CFO
Exercise / conversionCommon Stock 2,652 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002192 · doc4.xml · nonDerivative · entry 3

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
LEVATICH MATTHEW SDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 7,876 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002191 · doc4.xml · derivative · entry 8

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,154

Underlying: Common Stock · 7,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
LEVATICH MATTHEW SDirector · President & CEO
Tax withholdingCommon Stock 3,702 $47.50 $175,845.00
Disclosure

SEC source: 0001225208-18-002191 · doc4.xml · nonDerivative · entry 4

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,361

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
LEVATICH MATTHEW SDirector · President & CEO
Exercise / conversionCommon Stock 7,876 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002191 · doc4.xml · nonDerivative · entry 3

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Exercise / conversionRestricted Stock Units · Derivative 1,092 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002190 · doc4.xml · derivative · entry 9

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,215

Underlying: Common Stock · 1,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Tax withholdingCommon Stock 514 $47.50 $24,415.00
Disclosure

SEC source: 0001225208-18-002190 · doc4.xml · nonDerivative · entry 4

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Exercise / conversionCommon Stock 1,092 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002190 · doc4.xml · nonDerivative · entry 3

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
KORNETZKE MARK RChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002189 · doc4.xml · derivative · entry 7

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,741

Underlying: Common Stock · 438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
KORNETZKE MARK RChief Accounting Officer
Tax withholdingCommon Stock 164 $47.50 $7,790.00
Disclosure

SEC source: 0001225208-18-002189 · doc4.xml · nonDerivative · entry 4

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
KORNETZKE MARK RChief Accounting Officer
Exercise / conversionCommon Stock 438 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002189 · doc4.xml · nonDerivative · entry 3

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionRestricted Stock Units · Derivative 2,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002188 · doc4.xml · derivative · entry 7

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,914

Underlying: Common Stock · 2,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
HUND LAWRENCE GPresident-HDFS
Tax withholdingCommon Stock 916 $47.50 $43,510.00
Disclosure

SEC source: 0001225208-18-002188 · doc4.xml · nonDerivative · entry 4

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,675

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionCommon Stock 2,183 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002188 · doc4.xml · nonDerivative · entry 3

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Jones Paul JVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002186 · doc4.xml · derivative · entry 9

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,933

Underlying: Common Stock · 1,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

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February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Jones Paul JVP & Chief Legal Officer
Tax withholdingCommon Stock 679 $47.50 $32,252.50
Disclosure

SEC source: 0001225208-18-002186 · doc4.xml · nonDerivative · entry 4

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987

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February 03, 2018 Filed Feb 7, 2018 00:10 UTC
Jones Paul JVP & Chief Legal Officer
Exercise / conversionCommon Stock 1,444 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002186 · doc4.xml · nonDerivative · entry 3

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 01:24 UTC
Rocker TchernaviaVP-Human Resources
GrantRestricted Stock Units · Derivative 6,064 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002173 · doc4.xml · derivative · entry 5

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,042

Underlying: Common Stock · 6,064 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

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February 02, 2018 Filed Feb 6, 2018 01:24 UTC
Olin John ASVP & CFO
GrantRestricted Stock Units · Derivative 14,704 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002172 · doc4.xml · derivative · entry 5

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,319

Underlying: Common Stock · 14,704 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 01:24 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
GrantRestricted Stock Units · Derivative 13,339 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002170 · doc4.xml · derivative · entry 5

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,983

Underlying: Common Stock · 13,339 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

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February 02, 2018 Filed Feb 6, 2018 01:24 UTC
LEVATICH MATTHEW SDirector · President & CEO
GrantRestricted Stock Units · Derivative 43,957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002171 · doc4.xml · derivative · entry 6

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,188

Underlying: Common Stock · 43,957 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 01:24 UTC
KORNETZKE MARK RChief Accounting Officer
GrantRestricted Stock Units · Derivative 3,537 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002169 · doc4.xml · derivative · entry 5

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,745

Underlying: Common Stock · 3,537 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 01:24 UTC
Jones Paul JVP & Chief Legal Officer
GrantRestricted Stock Units · Derivative 8,784 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002168 · doc4.xml · derivative · entry 5

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,906

Underlying: Common Stock · 8,784 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 01:24 UTC
HUND LAWRENCE GPresident-HDFS
GrantRestricted Stock Units · Derivative 12,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002167 · doc4.xml · derivative · entry 5

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,690

Underlying: Common Stock · 12,177 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 01:24 UTC
BISCHMANN JOANNE MVice President, Communications
GrantRestricted Stock Units · Derivative 3,243 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002166 · doc4.xml · derivative · entry 5

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,742

Underlying: Common Stock · 3,243 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2018 Filed Feb 7, 2018 00:22 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionRestricted Stock Units · Derivative 852 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002195 · doc4.xml · derivative · entry 6

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,890

Underlying: Common Stock · 852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2018 Filed Feb 7, 2018 00:22 UTC
BISCHMANN JOANNE MVice President, Communications
Tax withholdingCommon Stock 381 $47.50 $18,097.50
Disclosure

SEC source: 0001225208-18-002195 · doc4.xml · nonDerivative · entry 2

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057.2223

Read SEC document
February 02, 2018 Filed Feb 7, 2018 00:22 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002195 · doc4.xml · nonDerivative · entry 1

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438.2223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.