Last 12 months
Inside the activity.
0 purchase rows · 40 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 11 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2024 Filed May 24, 2024 00:56 UTC |
Turner AndreaDirector
|
GrantCommon Stock | 60,569 | $0.00 | $0.00 |
DisclosureSEC source: 0002004311-24-000002 · wk-form4_1716512158.xml · nonDerivative · entry 1 Turner Andrea · CIK 0002004311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,136 F1 · shares: 60,569 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 22, 2025, and (b) the date immediately prior to the date of the Issuer's 2025 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date. F2 · balance_after: Includes 173,477 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 00:53 UTC |
Lynch Alissa HsuDirector
|
GrantCommon Stock | 60,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001875681-24-000002 · wk-form4_1716511992.xml · nonDerivative · entry 1 Lynch Alissa Hsu · CIK 0001875681 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,136 F1 · shares: 60,569 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 22, 2025, and (b) the date immediately prior to the date of the Issuer's 2025 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date. F2 · balance_after: Includes 173,477 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 00:42 UTC |
BAYNE KATIE JDirector
|
GrantCommon Stock | 60,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001272609-24-000003 · wk-form4_1716511359.xml · nonDerivative · entry 1 BAYNE KATIE J · CIK 0001272609 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,327 F1 · shares: 60,569 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 22, 2025, and (b) the date immediately prior to the date of the Issuer's 2025 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date. F2 · balance_after: Includes 84,820 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 00:57 UTC |
Warren JessicaDirector
|
GrantCommon Stock | 60,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001858976-24-000015 · wk-form4_1716512253.xml · nonDerivative · entry 1 Warren Jessica · CIK 0001858976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,170,058 F1 · shares: 60,569 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 22, 2025, and (b) the date immediately prior to the date of the Issuer's 2025 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date. F2 · balance_after: Includes 60,569 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 00:51 UTC |
Honest Company, Inc.Director
|
GrantCommon Stock | 60,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001659925-24-000003 · wk-form4_1716511879.xml · nonDerivative · entry 1 Honest Company, Inc. · CIK 0001530979 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,136 F1 · shares: 60,569 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 22, 2025, and (b) the date immediately prior to the date of the Issuer's 2025 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date. F2 · balance_after: Includes 173,477 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:47 UTC |
Gentile SusanDirector
|
GrantCommon Stock | 60,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001530979-24-000063 · wk-form4_1716583632.xml · nonDerivative · entry 1 Gentile Susan · CIK 0001508493 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,040 F1 · shares: 60,569 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 22, 2025, and (b) the date immediately prior to the date of the Issuer's 2025 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date. F2 · balance_after: Includes 60,569 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:45 UTC |
WHITE JAMES DDirector
|
GrantCommon Stock | 60,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001530979-24-000061 · wk-form4_1716583527.xml · nonDerivative · entry 1 WHITE JAMES D · CIK 0001280940 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,244 F1 · shares: 60,569 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 22, 2025, and (b) the date immediately prior to the date of the Issuer's 2025 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date. F2 · balance_after: Includes 60,569 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:48 UTC |
Hartung JackDirector
|
GrantCommon Stock | 60,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001530979-24-000065 · wk-form4_1716583700.xml · nonDerivative · entry 1 Hartung Jack · CIK 0001350874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,055 F1 · shares: 60,569 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 22, 2025, and (b) the date immediately prior to the date of the Issuer's 2025 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date. The reporting person made a deferral election to settle these RSUs in a single lump sum installment in whole shares on the earlier of (a) immediately prior to a change in control or (b) within 60 days following the reporting person's separation date or death, whichever is earlier. F2 · balance_after: Includes 114,198 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:52 UTC Amendment |
BARKLEY MICHAEL J.Director
|
GrantCommon Stock | 60,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001530979-24-000068 · wk-form4a_1716583919.xml · nonDerivative · entry 1 BARKLEY MICHAEL J. · CIK 0001659925 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,136 F1 · shares: 60,569 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 22, 2025, and (b) the date immediately prior to the date of the Issuer's 2025 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date. F2 · balance_after: Includes 173,477 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 21, 2024 Filed May 22, 2024 22:41 UTC |
Sternweis ThomasSVP, Enterprise Dev. & Strat.
|
SaleCommon Stock | 10,047 | $2.77 | $27,830.19 |
DisclosureSEC source: 0002016633-24-000007 · wk-form4_1716417651.xml · nonDerivative · entry 1 Sternweis Thomas · CIK 0002016633 · SVP, Enterprise Dev. & Strat. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,211 F1 · shares: Pursuant to the Compensation Committee's approved plan for all employees, these shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 196,560 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 21, 2024 Filed May 22, 2024 22:50 UTC |
Sheehey BrendanGeneral Counsel
|
SaleCommon Stock | 8,583 | $2.77 | $23,774.91 |
DisclosureSEC source: 0001858823-24-000015 · wk-form4_1716418189.xml · nonDerivative · entry 1 Sheehey Brendan · CIK 0001858823 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 526,037 F1 · shares: Pursuant to the Compensation Committee's approved plan for all employees, these shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 360,874 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 21, 2024 Filed May 22, 2024 22:44 UTC |
Vernon CarlaDirector · Chief Executive Officer
|
SaleCommon Stock | 43,317 | $2.77 | $119,988.09 |
DisclosureSEC source: 0001961856-24-000013 · wk-form4_1716417878.xml · nonDerivative · entry 1 Vernon Carla · CIK 0001961856 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,881,070 F1 · shares: Pursuant to the Compensation Committee's approved plan for all employees, these shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 2,456,910 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 21, 2024 Filed May 22, 2024 22:43 UTC |
Winchell StephenEVP, Operations and R&D
|
SaleCommon Stock | 7,283 | $2.77 | $20,173.91 |
DisclosureSEC source: 0001933634-24-000013 · wk-form4_1716417782.xml · nonDerivative · entry 1 Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,674 F1 · shares: Pursuant to the Compensation Committee's approved plan for all employees, these shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 345,143 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 21, 2024 Filed May 22, 2024 22:39 UTC |
Barton KatherineChief Growth Officer
|
SaleCommon Stock | 67,930 | $2.77 | $188,166.10 |
DisclosureSEC source: 0001977036-24-000008 · wk-form4_1716417543.xml · nonDerivative · entry 1 Barton Katherine · CIK 0001977036 · Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 933,005 F1 · shares: Pursuant to the Compensation Committee's approved plan for all employees, these shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 790,043 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| April 19, 2024 Filed Apr 19, 2024 21:21 UTC |
Warren JessicaDirector · Chief Creative Officer
|
SaleCommon Stock | 253,815 | $2.99 | $758,094.64 |
DisclosureSEC source: 0001530979-24-000052 · wk-form4_1713561697.xml · nonDerivative · entry 3 Warren Jessica · CIK 0001858976 · Director · Chief Creative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,109,489 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.91 to $3.13, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 21:21 UTC |
Warren JessicaDirector · Chief Creative Officer
|
SaleCommon Stock | 265,820 | $3.06 | $812,266.17 |
DisclosureSEC source: 0001530979-24-000052 · wk-form4_1713561697.xml · nonDerivative · entry 2 Warren Jessica · CIK 0001858976 · Director · Chief Creative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,363,304 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.01 to $3.12, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 21:21 UTC |
Warren JessicaDirector · Chief Creative Officer
|
SaleCommon Stock | 276,113 | $3.07 | $846,949.02 |
DisclosureSEC source: 0001530979-24-000052 · wk-form4_1713561697.xml · nonDerivative · entry 1 Warren Jessica · CIK 0001858976 · Director · Chief Creative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,629,124 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.22, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 21:59 UTC |
Vernon CarlaDirector · Chief Executive Officer
|
SaleCommon Stock | 209,160 | $4.16 | $870,105.60 |
DisclosureSEC source: 0001961856-24-000009 · wk-form4_1710971941.xml · nonDerivative · entry 1 Vernon Carla · CIK 0001961856 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,924,387 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 2,572,237 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 23:19 UTC |
Sheehey BrendanGeneral Counsel
|
SaleCommon Stock | 21,152 | $3.24 | $68,532.48 |
DisclosureSEC source: 0001858823-24-000011 · wk-form4_1709939955.xml · nonDerivative · entry 1 Sheehey Brendan · CIK 0001858823 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 534,620 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 383,694 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 23:12 UTC |
Warren JessicaDirector · Chief Creative Officer
|
SaleCommon Stock | 23,324 | $3.24 | $75,569.76 |
DisclosureSEC source: 0001858976-24-000011 · wk-form4_1709939569.xml · nonDerivative · entry 1 Warren Jessica · CIK 0001858976 · Director · Chief Creative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,905,237 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 1,573,798 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 23:04 UTC |
Winchell StephenEVP, Operations and R&D
|
SaleCommon Stock | 19,665 | $3.24 | $63,714.60 |
DisclosureSEC source: 0001933634-24-000009 · wk-form4_1709939068.xml · nonDerivative · entry 1 Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 428,957 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 364,512 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:23 UTC |
Loretta DavidChief Financial Officer
|
GrantCommon Stock | 236,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001363502-24-000001 · wk-form4_1709335406.xml · nonDerivative · entry 1 Loretta David · CIK 0001363502 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,063,413 F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2025, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. F2 · balance_after: Includes 827,357 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:25 UTC |
Warren JessicaDirector · Chief Creative Officer
|
GrantCommon Stock | 963,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001858976-24-000006 · wk-form4_1709335541.xml · nonDerivative · entry 1 Warren Jessica · CIK 0001858976 · Director · Chief Creative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,928,561 F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on January 2, 2025, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. F2 · balance_after: Includes 676,942 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:21 UTC |
Barton KatherineChief Growth Officer
|
GrantCommon Stock | 157,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001977036-24-000003 · wk-form4_1709335311.xml · nonDerivative · entry 1 Barton Katherine · CIK 0001977036 · Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,935 F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2025, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. F2 · balance_after: Includes 843,565 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:20 UTC |
Sheehey BrendanGeneral Counsel
|
GrantCommon Stock | 157,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001858823-24-000006 · wk-form4_1709335234.xml · nonDerivative · entry 1 Sheehey Brendan · CIK 0001858823 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 555,772 F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2025, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. F2 · balance_after: Includes 281,958 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:19 UTC |
Winchell StephenEVP, Operations and R&D
|
GrantCommon Stock | 157,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001933634-24-000002 · wk-form4_1709335168.xml · nonDerivative · entry 1 Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,622 F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2025, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. F2 · balance_after: Includes 259,325 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:17 UTC |
Vernon CarlaDirector · Chief Executive Officer
|
GrantCommon Stock | 1,188,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001961856-24-000002 · wk-form4_1709335050.xml · nonDerivative · entry 1 Vernon Carla · CIK 0001961856 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,133,547 F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2025, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. F2 · balance_after: Includes 1,845,238 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:09 UTC |
Ball Dorria L.Chief People Officer
|
GrantCommon Stock | 208,757 | $0.00 | $0.00 |
DisclosureSEC source: 0002007998-24-000006 · wk-form4_1709334556.xml · nonDerivative · entry 1 Ball Dorria L. · CIK 0002007998 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,757 F1 · balance_after: On February 29, 2024, the Compensation Committee of the Issuer's Board of Directors approved a grant to the Reporting Person with a grant date of February 29, 2024 in the number of Restricted Stock Units ("RSUs") in Table I, Box 4 above, pursuant to the Issuer's 2023 Inducement Plan and in accordance with the terms of the Reporting Person's employment agreement effective January 2, 2024. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 25% of the RSUs vest on March 4, 2025 and an additional 6.25% of the RSUs vesting on each quarterly vesting date thereafter, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 14:44 UTC |
Warren JessicaDirector · Chief Creative Officer
|
SaleCommon Stock | 50,659 | $2.94 | $148,937.46 |
DisclosureSEC source: 0001858976-24-000002 · wk-form4_1704379481.xml · nonDerivative · entry 1 Warren Jessica · CIK 0001858976 · Director · Chief Creative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 965,067 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.77 to $2.95, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · balance_after: Includes 676,942 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 14:43 UTC |
Sheehey BrendanGeneral Counsel
|
SaleCommon Stock | 4,495 | $3.18 | $14,294.10 |
DisclosureSEC source: 0001858823-24-000004 · wk-form4_1704379415.xml · nonDerivative · entry 1 Sheehey Brendan · CIK 0001858823 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 398,402 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.13 to $3.18, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · balance_after: Includes 281,958 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 02:27 UTC |
BAYNE KATIE JDirector
|
GrantCommon Stock | 32,334 | $2.47 | $79,864.98 |
DisclosureSEC source: 0001530979-24-000004 · wk-form4_1704248826.xml · nonDerivative · entry 1 BAYNE KATIE J · CIK 0001272609 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,758 F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2024. The RSUs vest in four installments: 8,083 RSUs on March 31, 2024, 8,084 RSUs on June 30, 2024, 8,083 RSUs on September 30, 2024 and 8,084 RSUs on December 31, 2024 and are payable in an equivalent number of shares of the Issuer's Common Stock. F2 · price: The number of shares of RSUs is equal to $80,000 divided by $2.47, the average of the closing price of the Issuer's common stock on the Nasdaq Global Select Market for the 30 days prior to the date of grant. F3 · balance_after: Includes 138,179 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 02:17 UTC |
Hartung JackDirector
|
GrantCommon Stock | 28,292 | $2.47 | $69,881.24 |
DisclosureSEC source: 0001530979-24-000003 · wk-form4_1704248247.xml · nonDerivative · entry 1 Hartung Jack · CIK 0001350874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,486 F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2024. The RSUs vest in four installments: 7,073 RSUs on March 31, 2024, 7,073 RSUs on June 30, 2024, 7,073 RSUs on September 30, 2024 and 7,073 RSUs on December 31, 2024 and are payable in an equivalent number of shares of the Issuer's Common Stock. The reporting person made a deferral election to settle these RSUs in a single lump sum installment in whole shares on the earlier of (a) immediately prior to a change in control or (b) within 60 days following the reporting person's separation date or death, whichever is earlier. F2 · shares: The number of shares of RSUs is equal to $70,000 divided by $2.47, the average of the closing price of the Issuer's common stock on the Nasdaq Global Select Market for the 30 days prior to the date of grant. F3 · balance_after: Includes 166,547 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:05 UTC |
Lynch Alissa HsuDirector
|
GrantCommon Stock | 51,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001875681-23-000005 · wk-form4_1702429526.xml · nonDerivative · entry 2 Lynch Alissa Hsu · CIK 0001875681 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,567 F2 · shares: Pursuant to the Issuer's Non-Employee Director Compensation Policy, the reported securities represent the automatic prorated annual grant of Restricted Stock Units (RSUs) to the Reporting Person upon her appointment to the Issuer's Board of Directors on December 8, 2023. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. The RSUs shall vest on the earlier of (a) December 8, 2024, and (b) the date immediately prior to the date of the Issuer's 2024 Annual Meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the vesting date. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:05 UTC |
Lynch Alissa HsuDirector
|
GrantCommon Stock | 112,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001875681-23-000005 · wk-form4_1702429526.xml · nonDerivative · entry 1 Lynch Alissa Hsu · CIK 0001875681 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,908 F1 · shares: Pursuant to the Issuer's Non-Employee Director Compensation Policy, the reported securities represent the automatic initial grant of Restricted Stock Units (RSUs) to the Reporting Person upon her appointment to the Issuer's Board of Directors on December 8, 2023. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 1/3 of the RSUs shall vest on December 8, 2024, and 1/3 of the RSUs shall vest yearly thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:07 UTC |
Honest Company, Inc.Director
|
GrantCommon Stock | 51,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001530979-23-000161 · wk-form4_1702429646.xml · nonDerivative · entry 2 Honest Company, Inc. · CIK 0001530979 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,567 F2 · shares: Pursuant to the Issuer's Non-Employee Director Compensation Policy, the reported securities represent the automatic prorated annual grant of Restricted Stock Units (RSUs) to the Reporting Person upon his appointment to the Issuer's Board of Directors on December 8, 2023. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. The RSUs shall vest in full on the earlier of (a) December 8, 2024, and (b) the date immediately prior to the date of the Issuer's 2024 Annual Meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the vesting date. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:07 UTC |
Honest Company, Inc.Director
|
GrantCommon Stock | 112,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001530979-23-000161 · wk-form4_1702429646.xml · nonDerivative · entry 1 Honest Company, Inc. · CIK 0001530979 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,908 F1 · shares: Pursuant to the Issuer's Non-Employee Director Compensation Policy, the reported securities represent the automatic initial grant of Restricted Stock Units (RSUs) to the Reporting Person upon his appointment to the Issuer's Board of Directors on December 8, 2023. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 1/3 of the RSUs shall vest on December 8, 2024, and 1/3 of the RSUs shall vest yearly thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 21:31 UTC |
Turner AndreaDirector
|
GrantCommon Stock | 51,659 | $0.00 | $0.00 |
DisclosureSEC source: 0002004311-23-000004 · wk-form4_1702503085.xml · nonDerivative · entry 2 Turner Andrea · CIK 0002004311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,567 F2 · shares: Pursuant to the Issuer's Non-Employee Director Compensation Policy, the reported securities represent the automatic prorated annual grant of Restricted Stock Units (RSUs) to the Reporting Person upon her appointment to the Issuer's Board of Directors on December 8, 2023. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. The RSUs shall vest in full on the earlier of (a) December 8, 2024, and (b) the date immediately prior to the date of the Issuer's 2024 Annual Meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the vest date. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 21:31 UTC |
Turner AndreaDirector
|
GrantCommon Stock | 112,908 | $0.00 | $0.00 |
DisclosureSEC source: 0002004311-23-000004 · wk-form4_1702503085.xml · nonDerivative · entry 1 Turner Andrea · CIK 0002004311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,908 F1 · shares: Pursuant to the Issuer's Non-Employee Director Compensation Policy, the reported securities represent the automatic initial grant of Restricted Stock Units (RSUs) to the Reporting Person upon her appointment to the Issuer's Board of Directors on December 8, 2023. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 1/3 of the RSUs shall vest on December 8, 2024, and 1/3 of the RSUs shall vest yearly thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 23:53 UTC |
Warren JessicaDirector · Chief Creative Officer
|
SaleCommon Stock | 12,551 | $1.54 | $19,328.54 |
DisclosureSEC source: 0001530979-23-000154 · wk-form4_1700610817.xml · nonDerivative · entry 1 Warren Jessica · CIK 0001858976 · Director · Chief Creative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,015,726 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 800,298 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 23:52 UTC |
Winchell StephenEVP, Operations and R&D
|
SaleCommon Stock | 2,960 | $1.54 | $4,558.40 |
DisclosureSEC source: 0001530979-23-000153 · wk-form4_1700610756.xml · nonDerivative · entry 1 Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,252 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 259,325 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 23:39 UTC |
Sheehey BrendanGeneral Counsel
|
SaleCommon Stock | 4,175 | $1.54 | $6,429.50 |
DisclosureSEC source: 0001858823-23-000052 · wk-form4_1700609931.xml · nonDerivative · entry 1 Sheehey Brendan · CIK 0001858823 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 402,897 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · balance_after: Includes 294,458 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| November 16, 2023 Filed Nov 16, 2023 18:45 UTC |
Chaffee Todd C10% owner
FOGELSONG NORMAN A10% owner
Harrick Stephen J10% owner
Miller J Sanford10% owner
Phelps Dennis B10% owner
|
SaleCommon Stock | 124,287 | $1.43 | $177,730.41 |
DisclosureSEC source: 0001209191-23-055606 · doc4.xml · nonDerivative · entry 2 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 9,363,416 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.42 to $1.51 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 18:45 UTC |
Chaffee Todd C10% owner
FOGELSONG NORMAN A10% owner
Harrick Stephen J10% owner
Miller J Sanford10% owner
Phelps Dennis B10% owner
|
SaleCommon Stock | 236,747 | $1.53 | $362,222.91 |
DisclosureSEC source: 0001209191-23-055606 · doc4.xml · nonDerivative · entry 1 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 9,487,703 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.57 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 14, 2023 Filed Nov 14, 2023 18:28 UTC |
Chaffee Todd C10% owner
FOGELSONG NORMAN A10% owner
Harrick Stephen J10% owner
Miller J Sanford10% owner
Phelps Dennis B10% owner
|
SaleCommon Stock | 323,278 | $1.49 | $481,684.22 |
DisclosureSEC source: 0001209191-23-055224 · doc4.xml · nonDerivative · entry 4 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 9,724,450 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.53 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 18:28 UTC |
Chaffee Todd C10% owner
FOGELSONG NORMAN A10% owner
Harrick Stephen J10% owner
Miller J Sanford10% owner
Phelps Dennis B10% owner
|
SaleCommon Stock | 64,196 | $1.41 | $90,516.36 |
DisclosureSEC source: 0001209191-23-055224 · doc4.xml · nonDerivative · entry 3 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 10,047,728 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.43 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 18:28 UTC |
Chaffee Todd C10% owner
FOGELSONG NORMAN A10% owner
Harrick Stephen J10% owner
Miller J Sanford10% owner
Phelps Dennis B10% owner
|
SaleCommon Stock | 133,239 | $1.47 | $195,861.33 |
DisclosureSEC source: 0001209191-23-055224 · doc4.xml · nonDerivative · entry 2 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 10,111,924 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.46 to $1.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 09, 2023 Filed Nov 14, 2023 18:28 UTC |
Chaffee Todd C10% owner
FOGELSONG NORMAN A10% owner
Harrick Stephen J10% owner
Miller J Sanford10% owner
Phelps Dennis B10% owner
|
SaleCommon Stock | 151,741 | $1.56 | $236,715.96 |
DisclosureSEC source: 0001209191-23-055224 · doc4.xml · nonDerivative · entry 1 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 10,245,163 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.59 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 21:37 UTC |
Loretta DavidChief Financial Officer
|
GrantCommon Stock | 827,357 | $1.21 | $1,001,101.97 |
DisclosureSEC source: 0001530979-23-000136 · wk-form4_1699047449.xml · nonDerivative · entry 1 Loretta David · CIK 0001363502 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 827,357 F1 · shares: On November 1, 2023, the Compensation Committee of the Issuer's Board of Directors approved a grant to the Reporting Person with a grant date of November 1, 2023 in the number of Restricted Stock Units ("RSUs") in Table I, Box 4 above, pursuant to the Issuer's 2023 Inducement Plan and in accordance with the terms of the Reporting Person's employment agreement effective September 25, 2023. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 25% of the RSUs vest on August 19, 2024 and an additional 6.25% of the RSUs vesting on each quarterly vesting date thereafter, subject to the Reporting Person's continued employment with the Issuer and the vesting acceleration provisions set forth in the Reporting Person's previously disclosed employment agreement. Read SEC document |
| October 02, 2023 Filed Oct 5, 2023 20:49 UTC |
Kennedy Kelly J.EVP and CFO
|
SaleCommon Stock | 40,327 | $1.23 | $49,602.21 |
DisclosureSEC source: 0001530979-23-000134 · wk-form4_1696538962.xml · nonDerivative · entry 1 Kennedy Kelly J. · CIK 0001545591 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 922,715 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.23, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| October 02, 2023 Filed Oct 5, 2023 20:48 UTC |
Rexing RickChief Revenue Officer
|
SaleCommon Stock | 10,119 | $1.23 | $12,446.37 |
DisclosureSEC source: 0001858826-23-000033 · wk-form4_1696538892.xml · nonDerivative · entry 1 Rexing Rick · CIK 0001858826 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,752 F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.23, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · balance_after: Includes 338,510 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.