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HORNBECK OFFSHORE SERVICES, INC.

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705
SEC CIK
0000866829
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351

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2023 Filed Jan 4, 2023 22:01 UTC Exercise / conversionCommon Stock 39,683 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-001056 · doc4.xml · nonDerivative · entry 2

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:56 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 192,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001029 · doc4.xml · derivative · entry 9

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,616

Underlying: Common Stock · 192,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

F5 · derivative.exercise_date: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

F13 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2022 RSUs.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:56 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 43,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001029 · doc4.xml · derivative · entry 8

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,651

Underlying: Common Stock · 43,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

F3 · derivative.exercise_date: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

F12 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2021 RSUs.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:56 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Disposition to issuerCommon Stock 192,307 $7.38 $1,419,225.66
Disclosure

SEC source: 0001209191-23-001029 · doc4.xml · nonDerivative · entry 5

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,479,257

F6 · shares: The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2022 RSUs for which forfeiture restrictions lapsed.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:56 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 192,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-001029 · doc4.xml · nonDerivative · entry 4

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,671,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:56 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 17,177 $7.38 $126,766.26
Disclosure

SEC source: 0001209191-23-001029 · doc4.xml · nonDerivative · entry 3

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,479,257

F4 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2021 RSUs.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:56 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 43,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-001029 · doc4.xml · nonDerivative · entry 2

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,496,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:58 UTC
Neikirk Kenneth EnglishEVP, Gen Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 42,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001037 · doc4.xml · derivative · entry 9

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,470

Underlying: Common Stock · 42,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

F4 · derivative.exercise_date: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

F12 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2022 RSUs.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:58 UTC
Neikirk Kenneth EnglishEVP, Gen Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 31,746 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001037 · doc4.xml · derivative · entry 8

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,746

Underlying: Common Stock · 31,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

F2 · derivative.exercise_date: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

F11 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2021 RSUs.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:58 UTC
Neikirk Kenneth EnglishEVP, Gen Counsel & Secretary
Disposition to issuerCommon Stock 42,735 $7.38 $315,384.30
Disclosure

SEC source: 0001209191-23-001037 · doc4.xml · nonDerivative · entry 5

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,747

F5 · shares: The Compensation Committee elected to pay in cash the value of the 2022 RSUs for which forfeiture restrictions lapsed.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:58 UTC
Neikirk Kenneth EnglishEVP, Gen Counsel & Secretary
Exercise / conversionCommon Stock 42,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-001037 · doc4.xml · nonDerivative · entry 4

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:58 UTC
Neikirk Kenneth EnglishEVP, Gen Counsel & Secretary
Disposition to issuerCommon Stock 31,746 $7.38 $234,285.48
Disclosure

SEC source: 0001209191-23-001037 · doc4.xml · nonDerivative · entry 3

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,747

F3 · shares: The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2021 RSUs for which forfeiture restrictions lapsed.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 21:58 UTC
Neikirk Kenneth EnglishEVP, Gen Counsel & Secretary
Exercise / conversionCommon Stock 31,746 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-001037 · doc4.xml · nonDerivative · entry 2

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:04 UTC
Staffeldt ErikExecutive Vice President & CFO
GrantPerformance Share Units · Derivative 176,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001075 · doc4.xml · derivative · entry 7

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,152

Underlying: Common Stock · 176,152 shares

Expires not disclosed

F8 · derivative.exercise_price: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F9 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F8 · derivative.exercise_date: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F10 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2026.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:04 UTC
Staffeldt ErikExecutive Vice President & CFO
GrantRestricted Stock Units · Derivative 88,076 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001075 · doc4.xml · derivative · entry 6

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,076

Underlying: Common Stock · 88,076 shares

Expires not disclosed

F6 · derivative.exercise_price: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F6 · derivative.exercise_date: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F7 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2023 RSUs.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:04 UTC
Staffeldt ErikExecutive Vice President & CFO
Tax withholdingCommon Stock 8,308 $7.38 $61,313.04
Disclosure

SEC source: 0001209191-23-001075 · doc4.xml · nonDerivative · entry 1

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,230

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2020 restricted stock award.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:01 UTC GrantPerformance Share Units · Derivative 186,314 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001056 · doc4.xml · derivative · entry 7

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,314

Underlying: Common Stock · 186,314 shares

Expires not disclosed

F8 · derivative.exercise_price: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F9 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F8 · derivative.exercise_date: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F10 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2026.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:01 UTC GrantRestricted Stock Units · Derivative 93,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001056 · doc4.xml · derivative · entry 6

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,157

Underlying: Common Stock · 93,157 shares

Expires not disclosed

F6 · derivative.exercise_price: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F6 · derivative.exercise_date: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F7 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2023 RSUs.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:01 UTC Tax withholdingCommon Stock 8,674 $7.38 $64,014.12
Disclosure

SEC source: 0001209191-23-001056 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,196

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2020 restricted stock award.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:56 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
GrantPerformance Share Units · Derivative 487,804 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001029 · doc4.xml · derivative · entry 7

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,804

Underlying: Common Stock · 487,804 shares

Expires not disclosed

F9 · derivative.exercise_price: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F10 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F9 · derivative.exercise_date: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F11 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2026.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:56 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
GrantRestricted Stock Units · Derivative 243,902 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001029 · doc4.xml · derivative · entry 6

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,902

Underlying: Common Stock · 243,902 shares

Expires not disclosed

F7 · derivative.exercise_price: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F7 · derivative.exercise_date: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F8 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2023 RSUs.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:56 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 25,620 $7.38 $189,075.60
Disclosure

SEC source: 0001209191-23-001029 · doc4.xml · nonDerivative · entry 1

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,452,783

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2020 restricted stock award.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:58 UTC
Neikirk Kenneth EnglishEVP, Gen Counsel & Secretary
GrantPerformance Share Units · Derivative 128,726 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001037 · doc4.xml · derivative · entry 7

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,726

Underlying: Common Stock · 128,726 shares

Expires not disclosed

F8 · derivative.exercise_price: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F9 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F8 · derivative.exercise_date: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F10 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2026.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:58 UTC
Neikirk Kenneth EnglishEVP, Gen Counsel & Secretary
GrantRestricted Stock Units · Derivative 64,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001037 · doc4.xml · derivative · entry 6

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,363

Underlying: Common Stock · 64,363 shares

Expires not disclosed

F6 · derivative.exercise_price: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F6 · derivative.exercise_date: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F7 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2023 RSUs.

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January 03, 2023 Filed Jan 4, 2023 21:58 UTC
Neikirk Kenneth EnglishEVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 5,797 $7.38 $42,781.86
Disclosure

SEC source: 0001209191-23-001037 · doc4.xml · nonDerivative · entry 1

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,747

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2020 restricted stock award.

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January 03, 2023 Filed Jan 4, 2023 21:50 UTC
Arriaga Brent AlexanderCAO and Corporate Controller
GrantRestricted Stock Units · Derivative 16,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001017 · doc4.xml · derivative · entry 1

Arriaga Brent Alexander · CIK 0001848500 · CAO and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,938

Underlying: Common Stock · 16,938 shares

Expires not disclosed

F1 · derivative.exercise_price: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion.

F1 · derivative.exercise_date: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion.

F2 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2023 RSUs.

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January 01, 2023 Filed Jan 3, 2023 21:46 UTC GrantCommon Stock 3,282 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000278 · doc4.xml · nonDerivative · entry 2

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,745

F2 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

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January 01, 2023 Filed Jan 3, 2023 21:46 UTC Tax withholdingCommon Stock 7,152 $7.38 $52,781.76
Disclosure

SEC source: 0001209191-23-000278 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,463

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock awards.

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January 01, 2023 Filed Jan 3, 2023 21:43 UTC GrantCommon Stock 3,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000268 · doc4.xml · nonDerivative · entry 1

Little Thomas Mitchell · CIK 0001567226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,326

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

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January 01, 2023 Filed Jan 3, 2023 21:40 UTC
Harris PaulaDirector
GrantCommon Stock 2,858 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000257 · doc4.xml · nonDerivative · entry 1

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,320

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

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December 08, 2022 Filed Dec 9, 2022 21:17 UTC Tax withholdingCommon Stock 16,870 $5.97 $100,713.90
Disclosure

SEC source: 0001209191-22-060486 · doc4.xml · nonDerivative · entry 2

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,615

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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December 08, 2022 Filed Dec 9, 2022 21:14 UTC Tax withholdingCommon Stock 10,943 $5.97 $65,329.71
Disclosure

SEC source: 0001209191-22-060479 · doc4.xml · nonDerivative · entry 2

Little Thomas Mitchell · CIK 0001567226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,256

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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December 08, 2022 Filed Dec 9, 2022 21:11 UTC
Nelson Amy HDirector
Tax withholdingCommon Stock 16,870 $5.97 $100,713.90
Disclosure

SEC source: 0001209191-22-060475 · doc4.xml · nonDerivative · entry 2

Nelson Amy H · CIK 0001599571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,181

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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December 08, 2022 Filed Dec 9, 2022 20:01 UTC Tax withholdingCommon Stock 16,870 $5.97 $100,713.90
Disclosure

SEC source: 0001209191-22-060459 · doc4.xml · nonDerivative · entry 2

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,293

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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December 07, 2022 Filed Dec 9, 2022 21:26 UTC
Harris PaulaDirector
GrantCommon Stock 25,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060496 · doc4.xml · nonDerivative · entry 1

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,462

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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December 07, 2022 Filed Dec 9, 2022 21:23 UTC
LOVOI JOHNDirector
GrantCommon Stock 25,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060492 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,249

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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December 07, 2022 Filed Dec 9, 2022 21:20 UTC GrantCommon Stock 25,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060490 · doc4.xml · nonDerivative · entry 1

Glassman Diana · CIK 0001946868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,790

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:17 UTC GrantCommon Stock 25,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060486 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,485

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:14 UTC GrantCommon Stock 25,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060479 · doc4.xml · nonDerivative · entry 1

Little Thomas Mitchell · CIK 0001567226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,199

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:11 UTC
Nelson Amy HDirector
GrantCommon Stock 25,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060475 · doc4.xml · nonDerivative · entry 1

Nelson Amy H · CIK 0001599571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,051

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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December 07, 2022 Filed Dec 9, 2022 20:01 UTC GrantCommon Stock 25,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060459 · doc4.xml · nonDerivative · entry 1

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,163

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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October 31, 2022 Filed Nov 2, 2022 20:33 UTC SaleCommon Stock 26,000 $6.93 $180,180.00
Disclosure

SEC source: 0001209191-22-055304 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,870

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.93 to $6.95, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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October 01, 2022 Filed Oct 3, 2022 20:57 UTC
Harris PaulaDirector
GrantCommon Stock 653 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051890 · doc4.xml · nonDerivative · entry 1

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,336

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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October 01, 2022 Filed Oct 3, 2022 20:46 UTC GrantCommon Stock 6,274 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051871 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,359

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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October 01, 2022 Filed Oct 3, 2022 20:42 UTC GrantCommon Stock 5,869 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051861 · doc4.xml · nonDerivative · entry 1

Little Thomas Mitchell · CIK 0001567226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,073

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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September 22, 2022 Filed Sep 26, 2022 20:28 UTC
Harris PaulaDirector
GrantCommon Stock 9,664 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051251 · doc4.xml · nonDerivative · entry 1

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,683

F1 · acquired: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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September 22, 2022 Filed Sep 26, 2022 20:27 UTC GrantCommon Stock 9,664 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051249 · doc4.xml · nonDerivative · entry 1

Glassman Diana · CIK 0001946868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,664

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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July 22, 2022 Filed Jul 25, 2022 20:10 UTC Tax withholdingCommon Stock 3,520 $2.65 $9,328.00
Disclosure

SEC source: 0001209191-22-043098 · doc4.xml · nonDerivative · entry 1

Little Thomas Mitchell · CIK 0001567226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,204

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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July 01, 2022 Filed Jul 1, 2022 20:10 UTC GrantCommon Stock 7,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040204 · doc4.xml · nonDerivative · entry 1

Little Thomas Mitchell · CIK 0001567226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,724

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

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July 01, 2022 Filed Jul 1, 2022 20:08 UTC GrantCommon Stock 7,813 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040200 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,085

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.