HLX

SEC source: 0001209191-24-000482 · doc4.xml · nonDerivative · entry 1

Little Thomas Mitchell · CIK 0001567226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,752

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock awards.

SEC source: 0001209191-24-000477 · doc4.xml · nonDerivative · entry 2

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,160

F2 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-24-000477 · doc4.xml · nonDerivative · entry 1

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,424

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock awards.

SEC source: 0001209191-23-057967 · doc4.xml · nonDerivative · entry 2

Nelson Amy H · CIK 0001599571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,891

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

SEC source: 0001209191-23-057905 · doc4.xml · nonDerivative · entry 2

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,003

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

SEC source: 0001209191-23-057896 · doc4.xml · nonDerivative · entry 2

Little Thomas Mitchell · CIK 0001567226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,302

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

SEC source: 0001209191-23-057895 · doc4.xml · nonDerivative · entry 2

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,568

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

SEC source: 0001209191-23-057874 · doc4.xml · nonDerivative · entry 2

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,524

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

SEC source: 0001209191-23-057967 · doc4.xml · nonDerivative · entry 1

Nelson Amy H · CIK 0001599571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,188

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

SEC source: 0001209191-23-057905 · doc4.xml · nonDerivative · entry 1

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,300

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

SEC source: 0001209191-23-057897 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,256

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

SEC source: 0001209191-23-057896 · doc4.xml · nonDerivative · entry 1

Little Thomas Mitchell · CIK 0001567226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,333

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

SEC source: 0001209191-23-057895 · doc4.xml · nonDerivative · entry 1

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,096

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

SEC source: 0001209191-23-057894 · doc4.xml · nonDerivative · entry 1

Glassman Diana · CIK 0001946868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,997

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

SEC source: 0001209191-23-057874 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,821

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

SEC source: 0001209191-23-051134 · doc4.xml · nonDerivative · entry 1

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,089

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-23-051121 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,814

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-23-050860 · doc4.xml · nonDerivative · entry 1

Glassman Diana · CIK 0001946868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,990

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.40 to $11.44, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001209191-23-050486 · doc4.xml · nonDerivative · entry 1

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,811

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock awards.

SEC source: 0001209191-23-046696 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,948

SEC source: 0001209191-23-045679 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,249

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.69 to $9.705, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-23-040393 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,016

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-23-040395 · doc4.xml · nonDerivative · entry 1

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,938

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-23-035744 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,948

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.390 to $7.415, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001209191-23-022207 · doc4.xml · nonDerivative · entry 1

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,550

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-23-022171 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,782

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-23-014093 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,948

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.430 to $8.485, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 5,831 shares of Helix Energy Solutions Group, Inc. common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

SEC source: 0001209191-23-002835 · doc4.xml · derivative · entry 3

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · derivative.exercise_date: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · derivative.expiration_date: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

SEC source: 0001209191-23-002835 · doc4.xml · nonDerivative · entry 2

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,380

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2020 PSUs.

SEC source: 0001209191-23-002835 · doc4.xml · nonDerivative · entry 1

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

SEC source: 0001209191-23-002833 · doc4.xml · derivative · entry 3

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · derivative.exercise_date: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · derivative.expiration_date: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

SEC source: 0001209191-23-002833 · doc4.xml · nonDerivative · entry 2

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,779

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2020 PSUs.

SEC source: 0001209191-23-002833 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

SEC source: 0001209191-23-002831 · doc4.xml · derivative · entry 3

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · derivative.exercise_date: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · derivative.expiration_date: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

SEC source: 0001209191-23-002831 · doc4.xml · nonDerivative · entry 2

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,991

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2020 PSUs.

SEC source: 0001209191-23-002831 · doc4.xml · nonDerivative · entry 1

Neikirk Kenneth English · CIK 0001775345 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

SEC source: 0001209191-23-002828 · doc4.xml · derivative · entry 3

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 144,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · derivative.exercise_date: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F1 · derivative.expiration_date: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

SEC source: 0001209191-23-002828 · doc4.xml · nonDerivative · entry 2

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,566,831

F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2020 PSUs.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

SEC source: 0001209191-23-002828 · doc4.xml · nonDerivative · entry 1

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,623,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

SEC source: 0001209191-23-001075 · doc4.xml · derivative · entry 9

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,851

Underlying: Common Stock · 57,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

F4 · derivative.exercise_date: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

F12 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2022 RSUs.

SEC source: 0001209191-23-001075 · doc4.xml · derivative · entry 8

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,715

Underlying: Common Stock · 35,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

F2 · derivative.exercise_date: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

F11 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2021 RSUs.

SEC source: 0001209191-23-001075 · doc4.xml · nonDerivative · entry 5

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,230

F5 · shares: The Compensation Committee elected to pay in cash the value of the 2022 RSUs for which forfeiture restrictions lapsed.

SEC source: 0001209191-23-001075 · doc4.xml · nonDerivative · entry 4

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

SEC source: 0001209191-23-001075 · doc4.xml · nonDerivative · entry 3

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,230

F3 · shares: The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2021 RSUs for which forfeiture restrictions lapsed.

SEC source: 0001209191-23-001075 · doc4.xml · nonDerivative · entry 2

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

SEC source: 0001209191-23-001056 · doc4.xml · derivative · entry 9

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,534

Underlying: Common Stock · 62,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

F4 · derivative.exercise_date: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

F12 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2022 RSUs.

SEC source: 0001209191-23-001056 · doc4.xml · derivative · entry 8

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,683

Underlying: Common Stock · 39,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

F2 · derivative.exercise_date: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024.

F11 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2021 RSUs.

SEC source: 0001209191-23-001056 · doc4.xml · nonDerivative · entry 5

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,196

F5 · shares: The Compensation Committee elected to pay in cash the value of the 2022 RSUs for which forfeiture restrictions lapsed.

SEC source: 0001209191-23-001056 · doc4.xml · nonDerivative · entry 4

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025.

SEC source: 0001209191-23-001056 · doc4.xml · nonDerivative · entry 3

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,196

F3 · shares: The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2021 RSUs for which forfeiture restrictions lapsed.