Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2025 Filed Jan 3, 2025 22:14 UTC |
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
|
Disposition to issuerCommon Stock | 15,402 | $9.32 | $143,546.64 |
DisclosureSEC source: 0001415889-25-000561 · form4-01032025_100106.xml · nonDerivative · entry 2 Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,549 F2 · shares: The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2024 RSUs for which forfeiture restrictions lapsed. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 22:14 UTC |
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
|
Exercise / conversionCommon Stock | 15,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000561 · form4-01032025_100106.xml · nonDerivative · entry 1 Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant will lapse on January 1, 2027. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 22:07 UTC |
Sparks Scott AndrewEVP & COO
|
GrantPerformance Share Units · Derivative | 147,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000549 · form4-01032025_100111.xml · derivative · entry 5 Sparks Scott Andrew · CIK 0001640450 · EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,532 Underlying: Common Stock · 147,532 shares Expires not disclosed F6 · derivative.exercise_price: This Performance Share Unit ("2025 PSU") award was granted pursuant to the LTIP and each 2025 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2025 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2025 through December 31, 2027. Upon 2025 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F7 · shares: Amount reported represents 200% of the number of 2025 PSUs granted and is the maximum number that may be earned. F6 · derivative.exercise_date: This Performance Share Unit ("2025 PSU") award was granted pursuant to the LTIP and each 2025 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2025 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2025 through December 31, 2027. Upon 2025 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F8 · derivative.expiration_date: Upon payment of the 2025 PSUs, which shall occur no later than March 15, 2028. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 22:07 UTC |
Sparks Scott AndrewEVP & COO
|
GrantRestricted Stock Units · Derivative | 73,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000549 · form4-01032025_100111.xml · derivative · entry 4 Sparks Scott Andrew · CIK 0001640450 · EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,766 Underlying: Common Stock · 73,766 shares Expires not disclosed F4 · derivative.exercise_price: This Restricted Stock Unit ("2025 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2025 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2025 RSUs granted on the basis of one-third of the grant on January 1, 2026, an additional one-third of the grant on January 1, 2027 and the remaining one-third of the grant on January 1, 2028. Upon each 2025 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F4 · derivative.exercise_date: This Restricted Stock Unit ("2025 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2025 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2025 RSUs granted on the basis of one-third of the grant on January 1, 2026, an additional one-third of the grant on January 1, 2027 and the remaining one-third of the grant on January 1, 2028. Upon each 2025 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F5 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2025 RSUs. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 22:07 UTC |
Sparks Scott AndrewEVP & COO
|
Exercise / conversionRestricted Stock Units · Derivative | 22,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000549 · form4-01032025_100111.xml · derivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,585 Underlying: Common Stock · 22,292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant will lapse on January 1, 2027. F1 · derivative.exercise_date: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant will lapse on January 1, 2027. F3 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2024 RSUs. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 22:07 UTC |
Sparks Scott AndrewEVP & COO
|
Disposition to issuerCommon Stock | 22,292 | $9.32 | $207,761.44 |
DisclosureSEC source: 0001415889-25-000549 · form4-01032025_100111.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,634 F2 · shares: The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2024 RSUs for which forfeiture restrictions lapsed. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 22:07 UTC |
Sparks Scott AndrewEVP & COO
|
Exercise / conversionCommon Stock | 22,292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000549 · form4-01032025_100111.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant will lapse on January 1, 2027. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 22:03 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
GrantPerformance Share Units · Derivative | 386,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000533 · form4-01032025_100100.xml · derivative · entry 5 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 386,266 Underlying: Common Stock · 386,266 shares Expires not disclosed F7 · derivative.exercise_price: This Performance Share Unit ("2025 PSU") award was granted pursuant to the LTIP and each 2025 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2025 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2025 through December 31, 2027. Upon 2025 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F8 · shares: Amount reported represents 200% of the number of 2025 PSUs granted and is the maximum number that may be earned. F7 · derivative.exercise_date: This Performance Share Unit ("2025 PSU") award was granted pursuant to the LTIP and each 2025 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2025 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2025 through December 31, 2027. Upon 2025 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F9 · derivative.expiration_date: Upon payment of the 2025 PSUs, which shall occur no later than March 15, 2028. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 22:03 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
GrantRestricted Stock Units · Derivative | 193,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000533 · form4-01032025_100100.xml · derivative · entry 4 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,133 Underlying: Common Stock · 193,133 shares Expires not disclosed F5 · derivative.exercise_price: This Restricted Stock Unit ("2025 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2025 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2025 RSUs granted on the basis of one-third of the grant on January 1, 2026, an additional one-third of the grant on January 1, 2027 and the remaining one-third of the grant on January 1, 2028. Upon each 2025 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F5 · derivative.exercise_date: This Restricted Stock Unit ("2025 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2025 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2025 RSUs granted on the basis of one-third of the grant on January 1, 2026, an additional one-third of the grant on January 1, 2027 and the remaining one-third of the grant on January 1, 2028. Upon each 2025 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F6 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2025 RSUs. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 22:03 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 58,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000533 · form4-01032025_100100.xml · derivative · entry 3 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,732 Underlying: Common Stock · 58,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant will lapse on January 1, 2027. F1 · derivative.exercise_date: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant will lapse on January 1, 2027. F4 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2024 RSUs. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 22:03 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
Disposition to issuerCommon Stock | 58,365 | $9.32 | $543,961.80 |
DisclosureSEC source: 0001415889-25-000533 · form4-01032025_100100.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,171,860 F3 · shares: The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2024 RSUs for which forfeiture restrictions lapsed. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 22:03 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
Exercise / conversionCommon Stock | 58,365 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000533 · form4-01032025_100100.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,230,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant will lapse on January 1, 2027. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:16 UTC |
Little Thomas MitchellDirector
|
Tax withholdingCommon Stock | 983 | $9.32 | $9,161.56 |
DisclosureSEC source: 0001415889-25-000416 · form4-01032025_090126.xml · nonDerivative · entry 1 Little Thomas Mitchell · CIK 0001567226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,207 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock awards. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:13 UTC |
Harris PaulaDirector
|
GrantCommon Stock | 3,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000398 · form4-01032025_090154.xml · nonDerivative · entry 2 Harris Paula · CIK 0001880259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,214 F2 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:13 UTC |
Harris PaulaDirector
|
Tax withholdingCommon Stock | 2,588 | $9.32 | $24,120.16 |
DisclosureSEC source: 0001415889-25-000398 · form4-01032025_090154.xml · nonDerivative · entry 1 Harris Paula · CIK 0001880259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,196 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock awards. Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 21:30 UTC |
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
|
SaleCommon Stock | 83,991 | $9.17 | $770,197.47 |
DisclosureSEC source: 0001415889-25-000101 · form4-01022025_090150.xml · nonDerivative · entry 1 Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,549 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.025 to $9.28, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 21:24 UTC |
Nelson Amy HDirector
|
GrantCommon Stock | 14,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029098 · form4-12122024_091254.xml · nonDerivative · entry 1 Nelson Amy H · CIK 0001599571 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,479 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 21:28 UTC |
TRANSIER WILLIAM LDirector
|
GrantCommon Stock | 14,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029102 · form4-12122024_091258.xml · nonDerivative · entry 1 TRANSIER WILLIAM L · CIK 0001187452 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,591 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 21:20 UTC |
LOVOI JOHNDirector
|
GrantCommon Stock | 14,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029096 · form4-12122024_091228.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,137 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 21:17 UTC |
Little Thomas MitchellDirector
|
GrantCommon Stock | 14,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029094 · form4-12122024_091211.xml · nonDerivative · entry 1 Little Thomas Mitchell · CIK 0001567226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,190 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 21:14 UTC |
Harris PaulaDirector
|
GrantCommon Stock | 14,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029091 · form4-12122024_091259.xml · nonDerivative · entry 1 Harris Paula · CIK 0001880259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,784 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 21:09 UTC |
Glassman DianaDirector
|
GrantCommon Stock | 14,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029087 · form4-12122024_091223.xml · nonDerivative · entry 2 Glassman Diana · CIK 0001946868 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,014 F2 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:12 UTC |
Sparks Scott AndrewEVP & COO
|
SaleCommon Stock | 170,000 | $9.87 | $1,678,155.00 |
DisclosureSEC source: 0001415889-24-029089 · form4-12122024_091213.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,634 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.80 to $10.02, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:09 UTC |
Glassman DianaDirector
|
SaleCommon Stock | 16,000 | $9.94 | $159,056.00 |
DisclosureSEC source: 0001415889-24-029087 · form4-12122024_091223.xml · nonDerivative · entry 1 Glassman Diana · CIK 0001946868 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,133 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.82 to $10.06, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:27 UTC |
TRANSIER WILLIAM LDirector
|
Tax withholdingCommon Stock | 6,293 | $10.49 | $66,013.57 |
DisclosureSEC source: 0001415889-24-028679 · form4-12092024_101202.xml · nonDerivative · entry 1 TRANSIER WILLIAM L · CIK 0001187452 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,710 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:25 UTC |
Nelson Amy HDirector
|
Tax withholdingCommon Stock | 6,293 | $10.49 | $66,013.57 |
DisclosureSEC source: 0001415889-24-028677 · form4-12092024_101230.xml · nonDerivative · entry 1 Nelson Amy H · CIK 0001599571 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,598 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:23 UTC |
Little Thomas MitchellDirector
|
Tax withholdingCommon Stock | 5,443 | $10.49 | $57,097.07 |
DisclosureSEC source: 0001415889-24-028676 · form4-12092024_101204.xml · nonDerivative · entry 1 Little Thomas Mitchell · CIK 0001567226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,309 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:21 UTC |
Harris PaulaDirector
|
Tax withholdingCommon Stock | 3,742 | $10.49 | $39,253.58 |
DisclosureSEC source: 0001415889-24-028675 · form4-12092024_101221.xml · nonDerivative · entry 1 Harris Paula · CIK 0001880259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,903 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| October 03, 2024 Filed Oct 4, 2024 20:08 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
SaleCommon Stock | 298,419 | $11.92 | $3,558,198.95 |
DisclosureSEC source: 0001415889-24-024752 · form4-10042024_081018.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,171,860 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 18, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $12.29, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4 F3 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 20:10 UTC |
Harris PaulaDirector
|
GrantCommon Stock | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-024379 · form4-10022024_081010.xml · nonDerivative · entry 1 Harris Paula · CIK 0001880259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,645 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price. The restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 18:04 UTC |
Harris PaulaDirector
|
GrantCommon Stock | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019145 · form4-07032024_060755.xml · nonDerivative · entry 1 Harris Paula · CIK 0001880259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,111 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price. The restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 20:06 UTC |
Glassman DianaDirector
|
SaleCommon Stock | 2,864 | $10.50 | $30,057.68 |
DisclosureSEC source: 0001415889-24-017809 · form4-06212024_080601.xml · nonDerivative · entry 1 Glassman Diana · CIK 0001946868 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,133 Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:07 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
SaleCommon Stock | 1,050 | $11.50 | $12,075.00 |
DisclosureSEC source: 0001415889-24-014449 · form4-05242024_080510.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,470,279 F1 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| May 22, 2024 Filed May 22, 2024 21:43 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
SaleCommon Stock | 7,521 | $11.54 | $86,794.60 |
DisclosureSEC source: 0001415889-24-014131 · form4-05222024_090520.xml · nonDerivative · entry 3 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,471,329 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $11.58, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| May 21, 2024 Filed May 22, 2024 21:43 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
SaleCommon Stock | 164,796 | $11.77 | $1,940,423.46 |
DisclosureSEC source: 0001415889-24-014131 · form4-05222024_090520.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,478,850 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.67 to $11.83, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| May 20, 2024 Filed May 22, 2024 21:43 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
SaleCommon Stock | 141,879 | $11.83 | $1,678,442.76 |
DisclosureSEC source: 0001415889-24-014131 · form4-05222024_090520.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,643,646 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.79 to $11.90, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| May 07, 2024 Filed May 8, 2024 20:09 UTC |
Sparks Scott AndrewEVP & COO
|
SaleCommon Stock | 12,000 | $11.44 | $137,239.20 |
DisclosureSEC source: 0001415889-24-012587 · form4-05082024_080547.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,634 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.43 to $11.46, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| April 01, 2024 Filed Apr 1, 2024 20:40 UTC |
Harris PaulaDirector
|
GrantCommon Stock | 2,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009539 · form4-04012024_080427.xml · nonDerivative · entry 1 Harris Paula · CIK 0001880259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,755 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. The restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:27 UTC |
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
|
Exercise / conversionPerformance Share Units · Derivative | 172,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007352 · form4-03082024_090357.xml · derivative · entry 3 Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 172,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · derivative.exercise_date: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · derivative.expiration_date: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:27 UTC |
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
|
Tax withholdingCommon Stock | 67,832 | $10.28 | $697,312.96 |
DisclosureSEC source: 0001415889-24-007352 · form4-03082024_090357.xml · nonDerivative · entry 2 Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,540 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2021 PSUs. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:27 UTC |
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
|
Exercise / conversionCommon Stock | 172,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-007352 · form4-03082024_090357.xml · nonDerivative · entry 1 Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:22 UTC |
Staffeldt ErikEVP & CFO
|
Exercise / conversionPerformance Share Units · Derivative | 193,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007348 · form4-03082024_090334.xml · derivative · entry 3 Staffeldt Erik · CIK 0001648839 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 193,931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · derivative.exercise_date: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · derivative.expiration_date: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:22 UTC |
Staffeldt ErikEVP & CFO
|
Tax withholdingCommon Stock | 76,312 | $10.28 | $784,487.36 |
DisclosureSEC source: 0001415889-24-007348 · form4-03082024_090334.xml · nonDerivative · entry 2 Staffeldt Erik · CIK 0001648839 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,999 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2021 PSUs. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:22 UTC |
Staffeldt ErikEVP & CFO
|
Exercise / conversionCommon Stock | 193,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007348 · form4-03082024_090334.xml · nonDerivative · entry 1 Staffeldt Erik · CIK 0001648839 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 527,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:16 UTC |
Sparks Scott AndrewEVP & COO
|
Exercise / conversionPerformance Share Units · Derivative | 215,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007340 · form4-03082024_090326.xml · derivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 215,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · derivative.exercise_date: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · derivative.expiration_date: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:16 UTC |
Sparks Scott AndrewEVP & COO
|
Tax withholdingCommon Stock | 84,791 | $10.28 | $871,651.48 |
DisclosureSEC source: 0001415889-24-007340 · form4-03082024_090326.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,634 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2021 PSUs. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:16 UTC |
Sparks Scott AndrewEVP & COO
|
Exercise / conversionCommon Stock | 215,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-007340 · form4-03082024_090326.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:12 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
Exercise / conversionPerformance Share Units · Derivative | 237,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007333 · form4-03082024_090354.xml · derivative · entry 3 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 237,023 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · derivative.exercise_date: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F1 · derivative.expiration_date: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:12 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
Tax withholdingCommon Stock | 93,269 | $10.28 | $958,805.32 |
DisclosureSEC source: 0001415889-24-007333 · form4-03082024_090354.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,785,525 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2021 PSUs. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:12 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
Exercise / conversionCommon Stock | 237,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007333 · form4-03082024_090354.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,878,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit ("2021 PSU") was previously granted on January 4, 2021 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2021 and ended December 31, 2023. Amount earned and vested was 181% of the number of 2021 PSUs granted. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.