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HORNBECK OFFSHORE SERVICES, INC.

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705
SEC CIK
0000866829
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351

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2026 Filed Jan 5, 2026 21:58 UTC Exercise / conversionRestricted Stock Units · Derivative 29,359 $0.00 $0.00
Disclosure

SEC source: 0001648839-26-000002 · form4-01052026_090145.xml · derivative · entry 5

Staffeldt Erik · CIK 0001648839 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each Restricted Stock Unit ("2023 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2023 RSUs on January 3, 2024, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 3, 2025 and forfeiture restrictions with respect to the last one-third of the grant lapsed on January 3, 2026. The Compensation Committee elected to pay in cash the value of the 2023 RSUs for which forfeiture restrictions lapsed on January 3, 2026.

F10 · derivative.exercise_date: Each Restricted Stock Unit ("2023 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2023 RSUs on January 3, 2024, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 3, 2025 and forfeiture restrictions with respect to the last one-third of the grant lapsed on January 3, 2026. The Compensation Committee elected to pay in cash the value of the 2023 RSUs for which forfeiture restrictions lapsed on January 3, 2026.

F11 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2023 RSUs.

Read SEC document
January 03, 2026 Filed Jan 5, 2026 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 31,053 $0.00 $0.00
Disclosure

SEC source: 0001640450-26-000002 · form4-01052026_090116.xml · derivative · entry 5

Sparks Scott Andrew · CIK 0001640450 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each Restricted Stock Unit ("2023 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2023 RSUs on January 3, 2024, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 3, 2025 and forfeiture restrictions with respect to the last one-third of the grant lapsed on January 3, 2026. The Compensation Committee elected to pay in cash the value of the 2023 RSUs for which forfeiture restrictions lapsed on January 3, 2026.

F10 · derivative.exercise_date: Each Restricted Stock Unit ("2023 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2023 RSUs on January 3, 2024, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 3, 2025 and forfeiture restrictions with respect to the last one-third of the grant lapsed on January 3, 2026. The Compensation Committee elected to pay in cash the value of the 2023 RSUs for which forfeiture restrictions lapsed on January 3, 2026.

F11 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2023 RSUs.

Read SEC document
January 03, 2026 Filed Jan 5, 2026 21:48 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 81,301 $0.00 $0.00
Disclosure

SEC source: 0001041815-26-000002 · form4-01052026_090125.xml · derivative · entry 5

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each Restricted Stock Unit ("2023 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2023 RSUs on January 3, 2024, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 3, 2025 and forfeiture restrictions with respect to the last one-third of the grant lapsed on January 3, 2026. The Compensation Committee elected to pay in cash the value of the 2023 RSUs for which forfeiture restrictions lapsed on January 3, 2026.

F10 · derivative.exercise_date: Each Restricted Stock Unit ("2023 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2023 RSUs on January 3, 2024, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 3, 2025 and forfeiture restrictions with respect to the last one-third of the grant lapsed on January 3, 2026. The Compensation Committee elected to pay in cash the value of the 2023 RSUs for which forfeiture restrictions lapsed on January 3, 2026.

F11 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2023 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:06 UTC GrantRestricted Stock Units · Derivative 31,898 $0.00 $0.00
Disclosure

SEC source: 0001848500-26-000002 · form4-01052026_100139.xml · derivative · entry 9

Arriaga Brent Alexander · CIK 0001848500 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,898

Underlying: Common Stock · 31,898 shares

Expires not disclosed

F10 · derivative.exercise_price: This Restricted Stock Unit ("2026 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2026 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions are scheduled to lapse with respect to the 2026 RSUs granted on the basis of one-third of the grant on January 1, 2027, an additional one-third of the grant on January 1, 2028 and the remaining one-third of the grant on January 1, 2029. Upon each 2026 RSU vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion.

F10 · derivative.exercise_date: This Restricted Stock Unit ("2026 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2026 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions are scheduled to lapse with respect to the 2026 RSUs granted on the basis of one-third of the grant on January 1, 2027, an additional one-third of the grant on January 1, 2028 and the remaining one-third of the grant on January 1, 2029. Upon each 2026 RSU vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion.

F11 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2026 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:06 UTC Exercise / conversionRestricted Stock Units · Derivative 7,153 $0.00 $0.00
Disclosure

SEC source: 0001848500-26-000002 · form4-01052026_100139.xml · derivative · entry 8

Arriaga Brent Alexander · CIK 0001848500 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,306

Underlying: Common Stock · 7,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("2025 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2025 RSUs on January 1, 2026, forfeiture restrictions with respect to an additional one-third of the grant are scheduled to lapse on January 1, 2027 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2028.

F4 · derivative.exercise_date: Each Restricted Stock Unit ("2025 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2025 RSUs on January 1, 2026, forfeiture restrictions with respect to an additional one-third of the grant are scheduled to lapse on January 1, 2027 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2028.

F9 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2025 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:06 UTC Exercise / conversionRestricted Stock Units · Derivative 4,053 $0.00 $0.00
Disclosure

SEC source: 0001848500-26-000002 · form4-01052026_100139.xml · derivative · entry 7

Arriaga Brent Alexander · CIK 0001848500 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,054

Underlying: Common Stock · 4,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2027.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2027.

F8 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2024 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:06 UTC Tax withholdingCommon Stock 3,194 $6.27 $20,026.38
Disclosure

SEC source: 0001848500-26-000002 · form4-01052026_100139.xml · nonDerivative · entry 4

Arriaga Brent Alexander · CIK 0001848500 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,606

F5 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2025 RSUs.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:06 UTC Exercise / conversionCommon Stock 7,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001848500-26-000002 · form4-01052026_100139.xml · nonDerivative · entry 3

Arriaga Brent Alexander · CIK 0001848500 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each Restricted Stock Unit ("2025 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2025 RSUs on January 1, 2026, forfeiture restrictions with respect to an additional one-third of the grant are scheduled to lapse on January 1, 2027 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2028.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:06 UTC Tax withholdingCommon Stock 1,810 $6.27 $11,348.70
Disclosure

SEC source: 0001848500-26-000002 · form4-01052026_100139.xml · nonDerivative · entry 2

Arriaga Brent Alexander · CIK 0001848500 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,647

F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2024 RSUs.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:06 UTC Exercise / conversionCommon Stock 4,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001848500-26-000002 · form4-01052026_100139.xml · nonDerivative · entry 1

Arriaga Brent Alexander · CIK 0001848500 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2027.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:01 UTC
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
GrantPerformance Share Units · Derivative 167,464 $0.00 $0.00
Disclosure

SEC source: 0001775345-26-000002 · form4-01052026_100128.xml · derivative · entry 4

Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,464

Underlying: Common Stock · 167,464 shares

Expires not disclosed

F7 · derivative.exercise_price: This Performance Share Unit ("2026 PSU") award was granted pursuant to the LTIP and each 2026 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2026 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2026 through December 31, 2028. Upon 2026 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F8 · shares: Amount reported represents 200% of the number of 2026 PSUs granted and is the maximum number that may be earned.

F7 · derivative.exercise_date: This Performance Share Unit ("2026 PSU") award was granted pursuant to the LTIP and each 2026 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2026 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2026 through December 31, 2028. Upon 2026 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F9 · derivative.expiration_date: Upon payment of the 2026 PSUs, which shall occur no later than March 15, 2029.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:01 UTC
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
GrantRestricted Stock Units · Derivative 83,732 $0.00 $0.00
Disclosure

SEC source: 0001775345-26-000002 · form4-01052026_100128.xml · derivative · entry 3

Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,732

Underlying: Common Stock · 83,732 shares

Expires not disclosed

F5 · derivative.exercise_price: This Restricted Stock Unit ("2026 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2026 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions are scheduled to lapse with respect to the 2026 RSUs granted on the basis of one-third of the grant on January 1, 2027, an additional one-third of the grant on January 1, 2028 and the remaining one-third of the grant on January 1, 2029. Upon each 2026 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F5 · derivative.exercise_date: This Restricted Stock Unit ("2026 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2026 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions are scheduled to lapse with respect to the 2026 RSUs granted on the basis of one-third of the grant on January 1, 2027, an additional one-third of the grant on January 1, 2028 and the remaining one-third of the grant on January 1, 2029. Upon each 2026 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F6 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2026 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:01 UTC
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
Exercise / conversionRestricted Stock Units · Derivative 16,988 $0.00 $0.00
Disclosure

SEC source: 0001775345-26-000002 · form4-01052026_100128.xml · derivative · entry 2

Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,978

Underlying: Common Stock · 16,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("2025 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2025 RSUs on January 1, 2026, forfeiture restrictions with respect to an additional one-third of the grant are scheduled to lapse on January 1, 2027 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2028. The Compensation Committee elected to pay in cash the value of the 2025 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F3 · derivative.exercise_date: Each Restricted Stock Unit ("2025 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2025 RSUs on January 1, 2026, forfeiture restrictions with respect to an additional one-third of the grant are scheduled to lapse on January 1, 2027 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2028. The Compensation Committee elected to pay in cash the value of the 2025 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F4 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2025 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:01 UTC
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
Exercise / conversionRestricted Stock Units · Derivative 15,402 $0.00 $0.00
Disclosure

SEC source: 0001775345-26-000002 · form4-01052026_100128.xml · derivative · entry 1

Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,402

Underlying: Common Stock · 15,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2027. The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2024 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2027. The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2024 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F2 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2024 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:58 UTC GrantPerformance Share Units · Derivative 250,398 $0.00 $0.00
Disclosure

SEC source: 0001648839-26-000002 · form4-01052026_090145.xml · derivative · entry 4

Staffeldt Erik · CIK 0001648839 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,398

Underlying: Common Stock · 250,398 shares

Expires not disclosed

F7 · derivative.exercise_price: This Performance Share Unit ("2026 PSU") award was granted pursuant to the LTIP and each 2026 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2026 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2026 through December 31, 2028. Upon 2026 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F8 · shares: Amount reported represents 200% of the number of 2026 PSUs granted and is the maximum number that may be earned.

F7 · derivative.exercise_date: This Performance Share Unit ("2026 PSU") award was granted pursuant to the LTIP and each 2026 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2026 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2026 through December 31, 2028. Upon 2026 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F9 · derivative.expiration_date: Upon payment of the 2026 PSUs, which shall occur no later than March 15, 2029.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:58 UTC GrantRestricted Stock Units · Derivative 125,199 $0.00 $0.00
Disclosure

SEC source: 0001648839-26-000002 · form4-01052026_090145.xml · derivative · entry 3

Staffeldt Erik · CIK 0001648839 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,199

Underlying: Common Stock · 125,199 shares

Expires not disclosed

F5 · derivative.exercise_price: This Restricted Stock Unit ("2026 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2026 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions are scheduled to lapse with respect to the 2026 RSUs granted on the basis of one-third of the grant on January 1, 2027, an additional one-third of the grant on January 1, 2028 and the remaining one-third of the grant on January 1, 2029. Upon each 2026 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F5 · derivative.exercise_date: This Restricted Stock Unit ("2026 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2026 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions are scheduled to lapse with respect to the 2026 RSUs granted on the basis of one-third of the grant on January 1, 2027, an additional one-third of the grant on January 1, 2028 and the remaining one-third of the grant on January 1, 2029. Upon each 2026 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F6 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2026 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:58 UTC Exercise / conversionRestricted Stock Units · Derivative 26,466 $0.00 $0.00
Disclosure

SEC source: 0001648839-26-000002 · form4-01052026_090145.xml · derivative · entry 2

Staffeldt Erik · CIK 0001648839 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,933

Underlying: Common Stock · 26,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("2025 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2025 RSUs on January 1, 2026, forfeiture restrictions with respect to an additional one-third of the grant are scheduled to lapse on January 1, 2027 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2028. The Compensation Committee elected to pay in cash the value of the 2025 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F3 · derivative.exercise_date: Each Restricted Stock Unit ("2025 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2025 RSUs on January 1, 2026, forfeiture restrictions with respect to an additional one-third of the grant are scheduled to lapse on January 1, 2027 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2028. The Compensation Committee elected to pay in cash the value of the 2025 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F4 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2025 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:58 UTC Exercise / conversionRestricted Stock Units · Derivative 21,077 $0.00 $0.00
Disclosure

SEC source: 0001648839-26-000002 · form4-01052026_090145.xml · derivative · entry 1

Staffeldt Erik · CIK 0001648839 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,077

Underlying: Common Stock · 21,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2027. The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2024 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2027. The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2024 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F2 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2024 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:52 UTC GrantPerformance Share Units · Derivative 219,298 $0.00 $0.00
Disclosure

SEC source: 0001640450-26-000002 · form4-01052026_090116.xml · derivative · entry 4

Sparks Scott Andrew · CIK 0001640450 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,298

Underlying: Common Stock · 219,298 shares

Expires not disclosed

F7 · derivative.exercise_price: This Performance Share Unit ("2026 PSU") award was granted pursuant to the LTIP and each 2026 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2026 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2026 through December 31, 2028. Upon 2026 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F8 · shares: Amount reported represents 200% of the number of 2026 PSUs granted and is the maximum number that may be earned.

F7 · derivative.exercise_date: This Performance Share Unit ("2026 PSU") award was granted pursuant to the LTIP and each 2026 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2026 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2026 through December 31, 2028. Upon 2026 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F9 · derivative.expiration_date: Upon payment of the 2026 PSUs, which shall occur no later than March 15, 2029.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:52 UTC GrantRestricted Stock Units · Derivative 109,649 $0.00 $0.00
Disclosure

SEC source: 0001640450-26-000002 · form4-01052026_090116.xml · derivative · entry 3

Sparks Scott Andrew · CIK 0001640450 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,649

Underlying: Common Stock · 109,649 shares

Expires not disclosed

F5 · derivative.exercise_price: This Restricted Stock Unit ("2026 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2026 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions are scheduled to lapse with respect to the 2026 RSUs granted on the basis of one-third of the grant on January 1, 2027, an additional one-third of the grant on January 1, 2028 and the remaining one-third of the grant on January 1, 2029. Upon each 2026 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F5 · derivative.exercise_date: This Restricted Stock Unit ("2026 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2026 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions are scheduled to lapse with respect to the 2026 RSUs granted on the basis of one-third of the grant on January 1, 2027, an additional one-third of the grant on January 1, 2028 and the remaining one-third of the grant on January 1, 2029. Upon each 2026 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F6 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2026 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 24,588 $0.00 $0.00
Disclosure

SEC source: 0001640450-26-000002 · form4-01052026_090116.xml · derivative · entry 2

Sparks Scott Andrew · CIK 0001640450 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,178

Underlying: Common Stock · 24,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("2025 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2025 RSUs on January 1, 2026, forfeiture restrictions with respect to an additional one-third of the grant are scheduled to lapse on January 1, 2027 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2028. The Compensation Committee elected to pay in cash the value of the 2025 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F3 · derivative.exercise_date: Each Restricted Stock Unit ("2025 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2025 RSUs on January 1, 2026, forfeiture restrictions with respect to an additional one-third of the grant are scheduled to lapse on January 1, 2027 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2028. The Compensation Committee elected to pay in cash the value of the 2025 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F4 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2025 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 22,292 $0.00 $0.00
Disclosure

SEC source: 0001640450-26-000002 · form4-01052026_090116.xml · derivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,293

Underlying: Common Stock · 22,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2027. The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2024 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2027. The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2024 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F2 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2024 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:48 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
GrantPerformance Share Units · Derivative 574,162 $0.00 $0.00
Disclosure

SEC source: 0001041815-26-000002 · form4-01052026_090125.xml · derivative · entry 4

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,162

Underlying: Common Stock · 574,162 shares

Expires not disclosed

F7 · derivative.exercise_price: This Performance Share Unit ("2026 PSU") award was granted pursuant to the LTIP and each 2026 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2026 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2026 through December 31, 2028. Upon 2026 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F8 · shares: Amount reported represents 200% of the number of 2026 PSUs granted and is the maximum number that may be earned.

F7 · derivative.exercise_date: This Performance Share Unit ("2026 PSU") award was granted pursuant to the LTIP and each 2026 PSU represents the contingent right to receive one share of Company common stock. Actual number of 2026 PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over the three-year period from January 1, 2026 through December 31, 2028. Upon 2026 PSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F9 · derivative.expiration_date: Upon payment of the 2026 PSUs, which shall occur no later than March 15, 2029.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:48 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
GrantRestricted Stock Units · Derivative 287,081 $0.00 $0.00
Disclosure

SEC source: 0001041815-26-000002 · form4-01052026_090125.xml · derivative · entry 3

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,081

Underlying: Common Stock · 287,081 shares

Expires not disclosed

F5 · derivative.exercise_price: This Restricted Stock Unit ("2026 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2026 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions are scheduled to lapse with respect to the 2026 RSUs granted on the basis of one-third of the grant on January 1, 2027, an additional one-third of the grant on January 1, 2028 and the remaining one-third of the grant on January 1, 2029. Upon each 2026 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F5 · derivative.exercise_date: This Restricted Stock Unit ("2026 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024, the "LTIP") and each 2026 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions are scheduled to lapse with respect to the 2026 RSUs granted on the basis of one-third of the grant on January 1, 2027, an additional one-third of the grant on January 1, 2028 and the remaining one-third of the grant on January 1, 2029. Upon each 2026 RSU vesting, the Compensation Committee has the option to pay the value in cash at its discretion.

F6 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2026 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:48 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 64,377 $0.00 $0.00
Disclosure

SEC source: 0001041815-26-000002 · form4-01052026_090125.xml · derivative · entry 2

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,756

Underlying: Common Stock · 64,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("2025 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2025 RSUs on January 1, 2026, forfeiture restrictions with respect to an additional one-third of the grant are scheduled to lapse on January 1, 2027 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2028. The Compensation Committee elected to pay in cash the value of the 2025 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F3 · derivative.exercise_date: Each Restricted Stock Unit ("2025 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2025 RSUs on January 1, 2026, forfeiture restrictions with respect to an additional one-third of the grant are scheduled to lapse on January 1, 2027 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2028. The Compensation Committee elected to pay in cash the value of the 2025 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F4 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2025 RSUs.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:48 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 58,366 $0.00 $0.00
Disclosure

SEC source: 0001041815-26-000002 · form4-01052026_090125.xml · derivative · entry 1

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,366

Underlying: Common Stock · 58,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2027. The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2024 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("2024 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2024 RSUs on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 1, 2026 and forfeiture restrictions with respect to the last one-third of the grant are scheduled to lapse on January 1, 2027. The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2024 RSUs for which forfeiture restrictions lapsed on January 1, 2026.

F2 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2024 RSUs.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 21:11 UTC
Nelson Amy HDirector
Tax withholdingCommon Stock 5,506 $7.25 $39,918.50
Disclosure

SEC source: 0001599571-25-000003 · form4-12122025_091200.xml · nonDerivative · entry 2

Nelson Amy H · CIK 0001599571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,663

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 21:10 UTC Tax withholdingCommon Stock 5,506 $7.25 $39,918.50
Disclosure

SEC source: 0001187452-25-000003 · form4-12122025_041201.xml · nonDerivative · entry 2

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,775

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 21:07 UTC Tax withholdingCommon Stock 4,762 $7.25 $34,524.50
Disclosure

SEC source: 0001567226-25-000004 · form4-12122025_091236.xml · nonDerivative · entry 2

Little Thomas Mitchell · CIK 0001567226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,135

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 21:06 UTC
Harris PaulaDirector
Tax withholdingCommon Stock 3,274 $7.25 $23,736.50
Disclosure

SEC source: 0001880259-25-000005 · form4-12122025_091227.xml · nonDerivative · entry 2

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,630

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:11 UTC
Nelson Amy HDirector
GrantCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001599571-25-000003 · form4-12122025_091200.xml · nonDerivative · entry 1

Nelson Amy H · CIK 0001599571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,169

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:09 UTC
LOVOI JOHNDirector
GrantCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001271502-25-000004 · form4-12122025_091206.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,827

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:10 UTC GrantCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001187452-25-000003 · form4-12122025_041201.xml · nonDerivative · entry 1

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,281

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:07 UTC GrantCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001567226-25-000004 · form4-12122025_091236.xml · nonDerivative · entry 1

Little Thomas Mitchell · CIK 0001567226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,897

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:06 UTC
Harris PaulaDirector
GrantCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001880259-25-000005 · form4-12122025_091227.xml · nonDerivative · entry 1

Harris Paula · CIK 0001880259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,904

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:03 UTC GrantCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001946868-25-000003 · form4-12122025_091256.xml · nonDerivative · entry 1

Glassman Diana · CIK 0001946868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,704

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2024) and therefore has no purchase or sales price.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 21:20 UTC SaleCommon Stock 40,000 $6.88 $275,160.00
Disclosure

SEC source: 0001640450-25-000004 · form4-11042025_091133.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,042

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.830 to $6.925, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 23:10 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Exercise / conversionPerformance Share Units · Derivative 576,923 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006260 · form4-03032025_110325.xml · derivative · entry 3

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 576,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby. The Compensation Committee of the Company's Board of Directors elected to pay in cash the value of a portion of the 2022 PSUs which vested.

F1 · price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby. The Compensation Committee of the Company's Board of Directors elected to pay in cash the value of a portion of the 2022 PSUs which vested.

F1 · derivative.exercise_date: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby. The Compensation Committee of the Company's Board of Directors elected to pay in cash the value of a portion of the 2022 PSUs which vested.

F1 · derivative.expiration_date: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby. The Compensation Committee of the Company's Board of Directors elected to pay in cash the value of a portion of the 2022 PSUs which vested.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 23:10 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 192,967 $9.32 $1,798,452.44
Disclosure

SEC source: 0001415889-25-006260 · form4-03032025_110325.xml · nonDerivative · entry 2

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,766,696

F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2022 PSUs.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 23:10 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 490,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006260 · form4-03032025_110325.xml · nonDerivative · entry 1

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,959,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby. The Compensation Committee of the Company's Board of Directors elected to pay in cash the value of a portion of the 2022 PSUs which vested.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 22:58 UTC Exercise / conversionPerformance Share Units · Derivative 188,301 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006244 · form4-03032025_100347.xml · derivative · entry 3

Sparks Scott Andrew · CIK 0001640450 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

F1 · price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

F1 · derivative.exercise_date: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

F1 · derivative.expiration_date: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

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February 27, 2025 Filed Mar 3, 2025 22:58 UTC Tax withholdingCommon Stock 74,097 $9.32 $690,584.04
Disclosure

SEC source: 0001415889-25-006244 · form4-03032025_100347.xml · nonDerivative · entry 2

Sparks Scott Andrew · CIK 0001640450 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,042

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2022 PSUs.

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February 27, 2025 Filed Mar 3, 2025 22:58 UTC Exercise / conversionCommon Stock 188,301 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006244 · form4-03032025_100347.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

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February 27, 2025 Filed Mar 3, 2025 22:52 UTC Exercise / conversionPerformance Share Units · Derivative 172,276 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006239 · form4-03032025_100336.xml · derivative · entry 3

Staffeldt Erik · CIK 0001648839 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 172,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

F1 · price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

F1 · derivative.exercise_date: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

F1 · derivative.expiration_date: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

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February 27, 2025 Filed Mar 3, 2025 22:52 UTC Tax withholdingCommon Stock 67,791 $9.32 $631,812.12
Disclosure

SEC source: 0001415889-25-006239 · form4-03032025_100336.xml · nonDerivative · entry 2

Staffeldt Erik · CIK 0001648839 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 659,969

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2022 PSUs.

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February 27, 2025 Filed Mar 3, 2025 22:52 UTC Exercise / conversionCommon Stock 172,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006239 · form4-03032025_100336.xml · nonDerivative · entry 1

Staffeldt Erik · CIK 0001648839 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 727,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

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February 27, 2025 Filed Mar 3, 2025 22:46 UTC
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
Exercise / conversionPerformance Share Units · Derivative 128,205 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006236 · form4-03032025_100350.xml · derivative · entry 3

Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

F1 · price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

F1 · derivative.exercise_date: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

F1 · derivative.expiration_date: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

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February 27, 2025 Filed Mar 3, 2025 22:46 UTC
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
Tax withholdingCommon Stock 50,449 $9.32 $470,184.68
Disclosure

SEC source: 0001415889-25-006236 · form4-03032025_100350.xml · nonDerivative · entry 2

Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,061

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2022 PSUs.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 22:46 UTC
Neikirk Kenneth EnglishEVP, GEN COUNSEL & SECRETARY
Exercise / conversionCommon Stock 128,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006236 · form4-03032025_100350.xml · nonDerivative · entry 1

Neikirk Kenneth English · CIK 0001775345 · EVP, GEN COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2022 PSU") was granted on January 4, 2022 pursuant to the Company's 2005 Long-Term Incentive Plan (as amended, the "LTIP") and represented the contingent right to receive one share of Company common stock subject to the terms of the LTIP and the 2022 PSU Award Agreement. Actual number of shares upon vesting could have ranged from 0-200% dependent in equal parts on the Company's total shareholder return performance compared to a selected peer group and the generation of free cash flow ("FCF") compared to benchmarks over the three-year period beginning January 1, 2022 and ended December 31, 2024. The Company generated cumulative FCF during the performance period exceeding the highest benchmark threshold under the 2022 PSU Award Agreement which resulted in a 200% payout for the FCF portion and are settled hereby.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 21:36 UTC Exercise / conversionPerformance Share Units · Derivative 172,276 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001494 · form4-01152025_090156.xml · derivative · entry 3

Staffeldt Erik · CIK 0001648839 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,276

Underlying: Common Stock · 172,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2022 PSU") was previously granted on January 4, 2022 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2022 and ended December 31, 2024. Amount earned and vested with respect to the TSR portion of the 2022 PSUs (which comprised one half of the total 2022 PSUs granted) was 200%.

F1 · price: Each Performance Share Unit ("2022 PSU") was previously granted on January 4, 2022 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2022 and ended December 31, 2024. Amount earned and vested with respect to the TSR portion of the 2022 PSUs (which comprised one half of the total 2022 PSUs granted) was 200%.

F1 · derivative.exercise_date: Each Performance Share Unit ("2022 PSU") was previously granted on January 4, 2022 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2022 and ended December 31, 2024. Amount earned and vested with respect to the TSR portion of the 2022 PSUs (which comprised one half of the total 2022 PSUs granted) was 200%.

F1 · derivative.expiration_date: Each Performance Share Unit ("2022 PSU") was previously granted on January 4, 2022 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's performance over the three-year period beginning January 1, 2022 and ended December 31, 2024. Amount earned and vested with respect to the TSR portion of the 2022 PSUs (which comprised one half of the total 2022 PSUs granted) was 200%.

F3 · balance_after: Amount reported represents 200% of the remaining 2022 PSUs granted and is the maximum number that may be earned.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.