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HORNBECK OFFSHORE SERVICES, INC.

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705
SEC CIK
0000866829
Parsed reports
351

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2017 Filed Dec 7, 2017 21:09 UTC GrantCommon Stock 23,548 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064406 · doc4.xml · nonDerivative · entry 1

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,400

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price.

Read SEC document
December 07, 2017 Filed Dec 7, 2017 21:05 UTC GrantCommon Stock 23,548 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064400 · doc4.xml · nonDerivative · entry 1

QUINN NANCY K · CIK 0001285481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,724

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price.

Read SEC document
December 07, 2017 Filed Dec 7, 2017 21:04 UTC
WATT JAMES ADirector
GrantCommon Stock 23,548 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064393 · doc4.xml · nonDerivative · entry 1

WATT JAMES A · CIK 0001197293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,769

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:35 UTC Tax withholdingCommon Stock 1,841 $6.92 $12,739.72
Disclosure

SEC source: 0001209191-17-064009 · doc4.xml · nonDerivative · entry 3

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,852

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:35 UTC Tax withholdingCommon Stock 3,315 $6.92 $22,939.80
Disclosure

SEC source: 0001209191-17-064009 · doc4.xml · nonDerivative · entry 2

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,693

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:35 UTC Tax withholdingCommon Stock 1,008 $6.92 $6,975.36
Disclosure

SEC source: 0001209191-17-064009 · doc4.xml · nonDerivative · entry 1

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,008

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:34 UTC
WATT JAMES ADirector
Tax withholdingCommon Stock 2,083 $6.92 $14,414.36
Disclosure

SEC source: 0001209191-17-064005 · doc4.xml · nonDerivative · entry 3

WATT JAMES A · CIK 0001197293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,221

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:34 UTC
WATT JAMES ADirector
Tax withholdingCommon Stock 3,751 $6.92 $25,956.92
Disclosure

SEC source: 0001209191-17-064005 · doc4.xml · nonDerivative · entry 2

WATT JAMES A · CIK 0001197293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,304

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:34 UTC
WATT JAMES ADirector
Tax withholdingCommon Stock 1,140 $6.92 $7,888.80
Disclosure

SEC source: 0001209191-17-064005 · doc4.xml · nonDerivative · entry 1

WATT JAMES A · CIK 0001197293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,055

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:31 UTC Tax withholdingCommon Stock 1,473 $6.92 $10,193.16
Disclosure

SEC source: 0001209191-17-064001 · doc4.xml · nonDerivative · entry 3

QUINN NANCY K · CIK 0001285481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,176

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:31 UTC Tax withholdingCommon Stock 2,652 $6.92 $18,351.84
Disclosure

SEC source: 0001209191-17-064001 · doc4.xml · nonDerivative · entry 2

QUINN NANCY K · CIK 0001285481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,649

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:31 UTC Tax withholdingCommon Stock 806 $6.92 $5,577.52
Disclosure

SEC source: 0001209191-17-064001 · doc4.xml · nonDerivative · entry 1

QUINN NANCY K · CIK 0001285481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,301

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 15:16 UTC SaleCommon Stock 11,268 $7.44 $83,833.92
Disclosure

SEC source: 0001209191-17-060163 · doc4.xml · nonDerivative · entry 1

QUINN NANCY K · CIK 0001285481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,107

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.47, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.

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October 31, 2017 Filed Nov 1, 2017 20:44 UTC SaleCommon Stock 500 $6.76 $3,380.00
Disclosure

SEC source: 0001209191-17-058622 · doc4.xml · nonDerivative · entry 2

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,030

Read SEC document
October 31, 2017 Filed Nov 1, 2017 20:44 UTC SaleCommon Stock 9,500 $6.75 $64,125.00
Disclosure

SEC source: 0001209191-17-058622 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,530

Read SEC document
October 25, 2017 Filed Oct 27, 2017 19:03 UTC
TRIPODO ANTHONYDirector · EVP &Senior Advisor
SaleCommon Stock 300 $6.92 $2,076.00
Disclosure

SEC source: 0001209191-17-058125 · doc4.xml · nonDerivative · entry 2

TRIPODO ANTHONY · CIK 0001046167 · Director · EVP &Senior Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,637

Read SEC document
October 25, 2017 Filed Oct 27, 2017 19:03 UTC
TRIPODO ANTHONYDirector · EVP &Senior Advisor
SaleCommon Stock 6,166 $6.92 $42,668.72
Disclosure

SEC source: 0001209191-17-058125 · doc4.xml · nonDerivative · entry 1

TRIPODO ANTHONY · CIK 0001046167 · Director · EVP &Senior Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,937

Read SEC document
October 02, 2017 Filed Oct 2, 2017 16:24 UTC
RASK JAN ADirector
GrantCommon Stock 4,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054475 · doc4.xml · nonDerivative · entry 1

RASK JAN A · CIK 0001184448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,352

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 16:21 UTC
LOVOI JOHNDirector
GrantCommon Stock 3,594 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054473 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,834

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 15:39 UTC
LOVOI JOHNDirector
GrantCommon Stock 7,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042700 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,240

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 15:36 UTC
RASK JAN ADirector
GrantCommon Stock 6,981 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042698 · doc4.xml · nonDerivative · entry 1

RASK JAN A · CIK 0001184448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,292

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 16:21 UTC
LOVOI JOHNDirector
GrantCommon Stock 3,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024060 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,203

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 16:19 UTC
RASK JAN ADirector
GrantCommon Stock 4,344 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024058 · doc4.xml · nonDerivative · entry 1

RASK JAN A · CIK 0001184448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,311

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 15:47 UTC Tax withholdingCommon Stock 6,249 $7.54 $47,117.46
Disclosure

SEC source: 0001209191-17-024053 · doc4.xml · nonDerivative · entry 3

PORTER T WILLIAM · CIK 0001159106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,409

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 15:47 UTC Tax withholdingCommon Stock 7,501 $7.54 $56,557.54
Disclosure

SEC source: 0001209191-17-024053 · doc4.xml · nonDerivative · entry 2

PORTER T WILLIAM · CIK 0001159106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,658

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 15:47 UTC Tax withholdingCommon Stock 1,140 $7.54 $8,595.60
Disclosure

SEC source: 0001209191-17-024053 · doc4.xml · nonDerivative · entry 1

PORTER T WILLIAM · CIK 0001159106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,159

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 16:12 UTC
Staffeldt ErikVP - Finance and Accounting
Tax withholdingCommon Stock 3,220 $9.36 $30,139.20
Disclosure

SEC source: 0001209191-17-002537 · doc4.xml · nonDerivative · entry 1

Staffeldt Erik · CIK 0001648839 · VP - Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,472

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 16:10 UTC
Sparks Scott AndrewEVP - Operations
Tax withholdingCommon Stock 9,871 $9.36 $92,392.56
Disclosure

SEC source: 0001209191-17-002535 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,030

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 16:08 UTC
Johnson Alisa BExec.VP & Gen Counsel
Tax withholdingCommon Stock 14,016 $9.36 $131,189.76
Disclosure

SEC source: 0001209191-17-002533 · doc4.xml · nonDerivative · entry 1

Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,571

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 16:04 UTC
TRIPODO ANTHONYDirector · Executive Vice President & CFO
Tax withholdingCommon Stock 19,890 $9.36 $186,170.40
Disclosure

SEC source: 0001209191-17-002531 · doc4.xml · nonDerivative · entry 2

TRIPODO ANTHONY · CIK 0001046167 · Director · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,103

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 16:04 UTC
TRIPODO ANTHONYDirector · Executive Vice President & CFO
SaleCommon Stock 5,562 $9.50 $52,839.00
Disclosure

SEC source: 0001209191-17-002531 · doc4.xml · nonDerivative · entry 1

TRIPODO ANTHONY · CIK 0001046167 · Director · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,993

F1 · kind: These shares were sold pursuant to a 10b5-1 plan previously adopted by the reporting person on October 28, 2016.

Read SEC document
January 03, 2017 Filed Jan 3, 2017 21:37 UTC
RASK JAN ADirector
GrantCommon Stock 5,102 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-000273 · doc4.xml · nonDerivative · entry 1

RASK JAN A · CIK 0001184448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,967

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
January 03, 2017 Filed Jan 3, 2017 21:35 UTC
LOVOI JOHNDirector
GrantCommon Stock 4,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-000266 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,543

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:18 UTC
Johnson Alisa BExec.VP & Gen Counsel
GrantPerformance Share Units · Derivative 119,048 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001198 · doc4.xml · derivative · entry 4

Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,048

Underlying: Common Stock · 119,048 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019.

F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019.

F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2020.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:18 UTC
Johnson Alisa BExec.VP & Gen Counsel
GrantCommon Stock 59,524 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001198 · doc4.xml · nonDerivative · entry 3

Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,587

F2 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:24 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
GrantPerformance Share Unit · Derivative 362,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001230 · doc4.xml · derivative · entry 2

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,812

Underlying: Common Stock · 362,812 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019.

F3 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F2 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019.

F4 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2020.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:24 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
GrantCommon Stock 181,406 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001230 · doc4.xml · nonDerivative · entry 1

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,871,932

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:21 UTC
TRIPODO ANTHONYDirector · Executive Vice President & CFO
GrantPerformance Share Unit · Derivative 170,068 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001213 · doc4.xml · derivative · entry 4

TRIPODO ANTHONY · CIK 0001046167 · Director · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,068

Underlying: Common Stock · 170,068 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019.

F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019.

F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2020.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:21 UTC
TRIPODO ANTHONYDirector · Executive Vice President & CFO
GrantCommon Stock 85,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001213 · doc4.xml · nonDerivative · entry 3

TRIPODO ANTHONY · CIK 0001046167 · Director · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,555

F2 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:13 UTC
Sparks Scott AndrewEVP - Operations
GrantPerformance Share Units · Derivative 121,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001167 · doc4.xml · derivative · entry 3

Sparks Scott Andrew · CIK 0001640450 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,882

Underlying: Common Stock · 121,882 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019.

F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019.

F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2020.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:13 UTC
Sparks Scott AndrewEVP - Operations
GrantCommon Stock 60,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001167 · doc4.xml · nonDerivative · entry 2

Sparks Scott Andrew · CIK 0001640450 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,901

F2 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:15 UTC
Staffeldt ErikVP - Finance and Accounting
GrantPerformance Share Units · Derivative 34,014 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001178 · doc4.xml · derivative · entry 3

Staffeldt Erik · CIK 0001648839 · VP - Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,014

Underlying: Common Stock · 34,014 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019.

F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019.

F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2020.

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January 03, 2017 Filed Jan 4, 2017 22:15 UTC
Staffeldt ErikVP - Finance and Accounting
GrantCommon Stock 17,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001178 · doc4.xml · nonDerivative · entry 2

Staffeldt Erik · CIK 0001648839 · VP - Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,692

F2 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price.

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January 02, 2017 Filed Jan 4, 2017 22:26 UTC Tax withholdingCommon Stock 2,284 $8.82 $20,144.88
Disclosure

SEC source: 0001209191-17-001239 · doc4.xml · nonDerivative · entry 4

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,016

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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January 02, 2017 Filed Jan 4, 2017 22:26 UTC Tax withholdingCommon Stock 866 $8.82 $7,638.12
Disclosure

SEC source: 0001209191-17-001239 · doc4.xml · nonDerivative · entry 3

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,300

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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January 02, 2017 Filed Jan 4, 2017 22:26 UTC Tax withholdingCommon Stock 819 $8.82 $7,223.58
Disclosure

SEC source: 0001209191-17-001239 · doc4.xml · nonDerivative · entry 2

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,166

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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January 02, 2017 Filed Jan 4, 2017 22:26 UTC Tax withholdingCommon Stock 504 $8.82 $4,445.28
Disclosure

SEC source: 0001209191-17-001239 · doc4.xml · nonDerivative · entry 1

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,985

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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January 02, 2017 Filed Jan 4, 2017 22:18 UTC
Johnson Alisa BExec.VP & Gen Counsel
Tax withholdingCommon Stock 3,811 $8.82 $33,613.02
Disclosure

SEC source: 0001209191-17-001198 · doc4.xml · nonDerivative · entry 2

Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,063

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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January 02, 2017 Filed Jan 4, 2017 22:18 UTC
Johnson Alisa BExec.VP & Gen Counsel
Tax withholdingCommon Stock 1,784 $8.82 $15,734.88
Disclosure

SEC source: 0001209191-17-001198 · doc4.xml · nonDerivative · entry 1

Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,874

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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January 02, 2017 Filed Jan 4, 2017 22:21 UTC
TRIPODO ANTHONYDirector · Executive Vice President & CFO
Tax withholdingCommon Stock 5,290 $8.82 $46,657.80
Disclosure

SEC source: 0001209191-17-001213 · doc4.xml · nonDerivative · entry 2

TRIPODO ANTHONY · CIK 0001046167 · Director · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,521

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.