Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2019 Filed Dec 12, 2019 22:38 UTC |
QUINN NANCY KDirector
|
GrantCommon Stock | 16,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060258 · doc4.xml · nonDerivative · entry 1 QUINN NANCY K · CIK 0001285481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,054 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 22:33 UTC |
Gatti AmerinoDirector
|
GrantCommon Stock | 16,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060254 · doc4.xml · nonDerivative · entry 1 Gatti Amerino · CIK 0001675255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,424 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 22:30 UTC |
Nelson Amy HDirector
|
GrantCommon | 16,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060251 · doc4.xml · nonDerivative · entry 1 Nelson Amy H · CIK 0001599571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,580 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 23:11 UTC |
WATT JAMES ADirector
|
Tax withholdingCommon Stock | 1,947 | $8.37 | $16,296.39 |
DisclosureSEC source: 0001209191-19-058601 · doc4.xml · nonDerivative · entry 1 WATT JAMES A · CIK 0001197293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,815 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 23:08 UTC |
TRANSIER WILLIAM LDirector
|
Tax withholdingCommon Stock | 1,947 | $8.37 | $16,296.39 |
DisclosureSEC source: 0001209191-19-058595 · doc4.xml · nonDerivative · entry 1 TRANSIER WILLIAM L · CIK 0001187452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,446 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 23:10 UTC |
QUINN NANCY KDirector
|
Tax withholdingCommon Stock | 1,841 | $8.37 | $15,409.17 |
DisclosureSEC source: 0001209191-19-058599 · doc4.xml · nonDerivative · entry 1 QUINN NANCY K · CIK 0001285481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,625 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 23:49 UTC |
LOVOI JOHNDirector
|
SaleCommon Stock | 15,000 | $8.98 | $134,700.00 |
DisclosureSEC source: 0001209191-19-054672 · doc4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,498 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.96 to $9.01, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:44 UTC |
LOVOI JOHNDirector
|
GrantCommon Stock | 3,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051753 · doc4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,498 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:42 UTC |
RASK JAN ADirector
|
GrantCommon Stock | 4,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051747 · doc4.xml · nonDerivative · entry 1 RASK JAN A · CIK 0001184448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,219 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| September 19, 2019 Filed Sep 21, 2018 21:32 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
SaleCommon Stock | 110,000 | $9.61 | $1,057,100.00 |
DisclosureSEC source: 0001209191-18-051954 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,702,602 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.57 to $9.71, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 21:00 UTC |
Staffeldt ErikExecutive Vice President & CFO
|
SaleCommon Stock | 17,027 | $9.50 | $161,756.50 |
DisclosureSEC source: 0001209191-19-049873 · doc4.xml · nonDerivative · entry 1 Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,467 F1 · kind: These shares were sold pursuant to a 10b5-1 plan previously adopted by the reporting person on May 30, 2019. F2 · price: These shares were sold in multiple transactions each at a price of $9.50. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each such transaction. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 21:02 UTC |
QUINN NANCY KDirector
|
SaleCommon Stock | 12,677 | $9.58 | $121,445.66 |
DisclosureSEC source: 0001209191-19-049875 · doc4.xml · nonDerivative · entry 1 QUINN NANCY K · CIK 0001285481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,466 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.57 to $9.61, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4. Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 21:16 UTC |
Gatti AmerinoDirector
|
Tax withholdingCommon Stock | 2,255 | $7.54 | $17,002.70 |
DisclosureSEC source: 0001209191-19-047025 · doc4.xml · nonDerivative · entry 1 Gatti Amerino · CIK 0001675255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,995 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| August 01, 2019 Filed Aug 1, 2019 20:50 UTC |
Nelson Amy HDirector
|
GrantCommon Stock | 7,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044042 · doc4.xml · nonDerivative · entry 1 Nelson Amy H · CIK 0001599571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,151 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 19:20 UTC |
LOVOI JOHNDirector
|
GrantCommon Stock | 4,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039631 · doc4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,737 F1 · price: (i) This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 19:22 UTC |
RASK JAN ADirector
|
GrantCommon Stock | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039633 · doc4.xml · nonDerivative · entry 1 RASK JAN A · CIK 0001184448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,032 F1 · price: (i) This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
Tax withholdingCommon Stock | 38,187 | $7.82 | $298,622.34 |
DisclosureSEC source: 0001209191-19-027322 · doc4.xml · nonDerivative · entry 3 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,036 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2019 restricted stock award. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
Tax withholdingCommon Stock | 18,267 | $7.82 | $142,847.94 |
DisclosureSEC source: 0001209191-19-027322 · doc4.xml · nonDerivative · entry 2 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,223 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2018 restricted stock award. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
Tax withholdingCommon Stock | 7,808 | $7.82 | $61,058.56 |
DisclosureSEC source: 0001209191-19-027322 · doc4.xml · nonDerivative · entry 1 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,490 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 restricted stock award. Read SEC document |
| April 01, 2019 Filed Apr 1, 2019 16:38 UTC |
RASK JAN ADirector
|
GrantCommon Stock | 4,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021914 · doc4.xml · nonDerivative · entry 1 RASK JAN A · CIK 0001184448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,469 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| April 01, 2019 Filed Apr 1, 2019 16:36 UTC |
LOVOI JOHNDirector
|
GrantCommon Stock | 3,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021913 · doc4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,573 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 20:25 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
Tax withholdingCommon Stock | 13,092 | $5.70 | $74,624.40 |
DisclosureSEC source: 0001209191-19-002471 · doc4.xml · nonDerivative · entry 1 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,298 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2016 restricted stock award. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 20:24 UTC |
Staffeldt ErikSenior Vice President & CFO
|
Tax withholdingCommon Stock | 3,164 | $5.70 | $18,034.80 |
DisclosureSEC source: 0001209191-19-002468 · doc4.xml · nonDerivative · entry 1 Staffeldt Erik · CIK 0001648839 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,494 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2016 restricted stock award. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 20:20 UTC |
Sparks Scott AndrewEVP and COO
|
Tax withholdingCommon Stock | 12,723 | $5.70 | $72,521.10 |
DisclosureSEC source: 0001209191-19-002464 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,082 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2016 restricted stock award. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 17:39 UTC |
Sparks Scott AndrewEVP and COO
|
Tax withholdingCommon Stock | 7,522 | $5.71 | $42,950.62 |
DisclosureSEC source: 0001209191-19-001731 · doc4.xml · nonDerivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,805 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 restricted stock award. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 17:41 UTC |
Staffeldt ErikSenior Vice President & CFO
|
Tax withholdingCommon Stock | 2,532 | $5.71 | $14,457.72 |
DisclosureSEC source: 0001209191-19-001734 · doc4.xml · nonDerivative · entry 3 Staffeldt Erik · CIK 0001648839 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,658 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 restricted stock award. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 17:38 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
Tax withholdingCommon Stock | 7,770 | $5.71 | $44,366.70 |
DisclosureSEC source: 0001209191-19-001730 · doc4.xml · nonDerivative · entry 3 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,390 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 restricted stock award. Read SEC document |
| January 02, 2019 Filed Jan 2, 2019 17:54 UTC |
RASK JAN ADirector
|
GrantCommon Stock | 6,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000062 · doc4.xml · nonDerivative · entry 1 RASK JAN A · CIK 0001184448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,439 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| January 02, 2019 Filed Jan 2, 2019 17:53 UTC |
LOVOI JOHNDirector
|
GrantCommon Stock | 5,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000061 · doc4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,978 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:39 UTC |
Sparks Scott AndrewEVP and COO
|
GrantPerformance Share Units · Derivative | 198,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001731 · doc4.xml · derivative · entry 4 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,706 Underlying: Common Stock · 198,706 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F5 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F4 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F6 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2022. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:39 UTC |
Sparks Scott AndrewEVP and COO
|
Tax withholdingCommon Stock | 10,135 | $5.41 | $54,830.35 |
DisclosureSEC source: 0001209191-19-001731 · doc4.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,327 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2018 restricted stock award. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:39 UTC |
Sparks Scott AndrewEVP and COO
|
GrantCommon Stock | 99,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001731 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,462 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:41 UTC |
Staffeldt ErikSenior Vice President & CFO
|
GrantPerformance Share Units · Derivative | 198,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001734 · doc4.xml · derivative · entry 4 Staffeldt Erik · CIK 0001648839 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,706 Underlying: Common Stock · 198,706 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F5 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F4 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F6 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2022. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:41 UTC |
Staffeldt ErikSenior Vice President & CFO
|
Tax withholdingCommon Stock | 7,403 | $5.41 | $40,050.23 |
DisclosureSEC source: 0001209191-19-001734 · doc4.xml · nonDerivative · entry 2 Staffeldt Erik · CIK 0001648839 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,190 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2018 restricted stock award. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:41 UTC |
Staffeldt ErikSenior Vice President & CFO
|
GrantCommon Stock | 99,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001734 · doc4.xml · nonDerivative · entry 1 Staffeldt Erik · CIK 0001648839 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,593 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:38 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
GrantPerformance Share Units · Derivative | 194,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001730 · doc4.xml · derivative · entry 4 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,086 Underlying: Common Stock · 194,086 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F5 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F4 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F6 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2022. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:38 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
Tax withholdingCommon Stock | 10,363 | $5.41 | $56,063.83 |
DisclosureSEC source: 0001209191-19-001730 · doc4.xml · nonDerivative · entry 2 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,160 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2018 restricted stock award. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:38 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
GrantCommon Stock | 97,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001730 · doc4.xml · nonDerivative · entry 1 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,523 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:36 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
GrantPerformance Share Units · Derivative | 591,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001727 · doc4.xml · derivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,498 Underlying: Common Stock · 591,498 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2022. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:36 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
GrantCommon Stock | 295,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001727 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,454,883 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 19:55 UTC |
Gatti AmerinoDirector
|
GrantCommon Stock | 21,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062418 · doc4.xml · nonDerivative · entry 1 Gatti Amerino · CIK 0001675255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,250 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 19:57 UTC |
QUINN NANCY KDirector
|
GrantCommon Stock | 21,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062421 · doc4.xml · nonDerivative · entry 1 QUINN NANCY K · CIK 0001285481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,143 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 19:56 UTC |
RASK JAN ADirector
|
GrantCommon Stock | 21,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062419 · doc4.xml · nonDerivative · entry 1 RASK JAN A · CIK 0001184448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,201 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 19:53 UTC |
WATT JAMES ADirector
|
GrantCommon Stock | 21,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062417 · doc4.xml · nonDerivative · entry 1 WATT JAMES A · CIK 0001197293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,762 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 19:52 UTC |
LOVOI JOHNDirector
|
GrantCommon Stock | 21,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062416 · doc4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,375 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 14:14 UTC |
TRANSIER WILLIAM LDirector
|
GrantCommon Stock | 21,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062567 · doc4.xml · nonDerivative · entry 1 TRANSIER WILLIAM L · CIK 0001187452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,393 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 15:41 UTC |
WATT JAMES ADirector
|
Tax withholdingCommon Stock | 8,713 | $7.39 | $64,389.07 |
DisclosureSEC source: 0001209191-18-061686 · doc4.xml · nonDerivative · entry 1 WATT JAMES A · CIK 0001197293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,605 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 15:38 UTC |
TRANSIER WILLIAM LDirector
|
Tax withholdingCommon Stock | 8,713 | $7.39 | $64,389.07 |
DisclosureSEC source: 0001209191-18-061684 · doc4.xml · nonDerivative · entry 1 TRANSIER WILLIAM L · CIK 0001187452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,236 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 15:39 UTC |
QUINN NANCY KDirector
|
Tax withholdingCommon Stock | 8,242 | $7.39 | $60,908.38 |
DisclosureSEC source: 0001209191-18-061685 · doc4.xml · nonDerivative · entry 1 QUINN NANCY K · CIK 0001285481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,986 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 20:29 UTC |
TRANSIER WILLIAM LDirector
|
Tax withholdingCommon Stock | 1,947 | $8.20 | $15,965.40 |
DisclosureSEC source: 0001209191-18-060799 · doc4.xml · nonDerivative · entry 2 TRANSIER WILLIAM L · CIK 0001187452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,949 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.