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HLSQ

Tessera Defense & Homeland Security Inc.

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8384
SEC CIK
0001739174
Parsed reports
175

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2022 Filed Nov 14, 2022 22:51 UTC
Ugwumba ChidozieExit Form 4 - former 10% owner
SaleCommon Stock 21,335 $0.69 $14,678.48
Disclosure

SEC source: 0001014108-22-000161 · primary_doc.xml · nonDerivative · entry 6

Ugwumba Chidozie · CIK 0001835544 · Exit Form 4 - former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SymBiosis, LLC

Disclosed balance after: 3,561,749

F1 · balance_after: The shares are directly held by SymBiosis, LLC.

Read SEC document
August 16, 2022 Filed Nov 14, 2022 22:51 UTC
Ugwumba ChidozieExit Form 4 - former 10% owner
SaleCommon Stock 8,563 $0.73 $6,242.43
Disclosure

SEC source: 0001014108-22-000161 · primary_doc.xml · nonDerivative · entry 5

Ugwumba Chidozie · CIK 0001835544 · Exit Form 4 - former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SymBiosis, LLC

Disclosed balance after: 3,583,084

F1 · balance_after: The shares are directly held by SymBiosis, LLC.

Read SEC document
August 15, 2022 Filed Nov 14, 2022 22:51 UTC
Ugwumba ChidozieExit Form 4 - former 10% owner
SaleCommon Stock 7,200 $0.75 $5,378.40
Disclosure

SEC source: 0001014108-22-000161 · primary_doc.xml · nonDerivative · entry 4

Ugwumba Chidozie · CIK 0001835544 · Exit Form 4 - former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SymBiosis, LLC

Disclosed balance after: 3,591,647

F1 · balance_after: The shares are directly held by SymBiosis, LLC.

Read SEC document
August 12, 2022 Filed Nov 14, 2022 22:51 UTC
Ugwumba ChidozieExit Form 4 - former 10% owner
SaleCommon Stock 11,406 $0.73 $8,372.00
Disclosure

SEC source: 0001014108-22-000161 · primary_doc.xml · nonDerivative · entry 3

Ugwumba Chidozie · CIK 0001835544 · Exit Form 4 - former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Symbiosis, LLC

Disclosed balance after: 3,598,847

F1 · balance_after: The shares are directly held by SymBiosis, LLC.

Read SEC document
August 11, 2022 Filed Nov 14, 2022 22:51 UTC
Ugwumba ChidozieExit Form 4 - former 10% owner
SaleCommon Stock 9,824 $0.74 $7,309.06
Disclosure

SEC source: 0001014108-22-000161 · primary_doc.xml · nonDerivative · entry 2

Ugwumba Chidozie · CIK 0001835544 · Exit Form 4 - former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Symbiosis, LLC

Disclosed balance after: 3,610,253

F1 · balance_after: The shares are directly held by SymBiosis, LLC.

Read SEC document
August 10, 2022 Filed Nov 14, 2022 22:51 UTC
Ugwumba ChidozieExit Form 4 - former 10% owner
SaleCommon Stock 17,769 $0.74 $13,149.06
Disclosure

SEC source: 0001014108-22-000161 · primary_doc.xml · nonDerivative · entry 1

Ugwumba Chidozie · CIK 0001835544 · Exit Form 4 - former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SymBiosis, LLC

Disclosed balance after: 3,620,077

F1 · balance_after: The shares are directly held by SymBiosis, LLC.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 17:34 UTC GrantCommon Stock Options - Right to Buy · Derivative 41,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-22-016995 · ownership.xml · derivative · entry 1

Greig Russell · CIK 0001789914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 41,000 shares

Expires 2032-03-29

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 29, 2023, and the remainder vesting in 12 equal quarterly installments over three years.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:21 UTC GrantCommon Stock Options - Right to Buy · Derivative 20,500 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-22-016950 · ownership.xml · derivative · entry 1

Amusa Gbolahan · CIK 0001761120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2032-03-29

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 29, 2023, and the remainder vesting in 12 equal quarterly installments over three years.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:23 UTC GrantCommon Stock Options - Right to Buy · Derivative 20,500 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-22-016958 · ownership.xml · derivative · entry 1

GROSSMAN JONAS · CIK 0001423905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2032-03-29

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 29, 2023, and the remainder vesting in 12 equal quarterly installments over three years.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:28 UTC GrantCommon Stock Options - Right to Buy · Derivative 20,500 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-22-016980 · ownership.xml · derivative · entry 1

Sullivan Lynne Marie · CIK 0001727640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2032-03-29

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 29, 2023, and the remainder vesting in 12 equal quarterly installments over three years.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:32 UTC GrantCommon Stock Options - Right to Buy · Derivative 20,500 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-22-016991 · ownership.xml · derivative · entry 1

Moses Alan Charles · CIK 0001819501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2032-03-29

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 29, 2023, and the remainder vesting in 12 equal quarterly installments over three years.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:31 UTC
Bassan MeravChief Development Officer
GrantCommon Stock Options - Right to Buy · Derivative 100,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-22-016988 · ownership.xml · derivative · entry 1

Bassan Merav · CIK 0001792702 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-03-29

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 29, 2023, and the remainder vesting in 12 equal quarterly installments over three years.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:29 UTC
Wolfson MarinaSVP of Finance & Operations
GrantCommon Stock Options - Right to Buy · Derivative 50,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-22-016986 · ownership.xml · derivative · entry 1

Wolfson Marina · CIK 0001797360 · SVP of Finance & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-03-29

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 29, 2023, and the remainder vesting in 12 equal quarterly installments over three years.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:25 UTC
Solomon Jonathan EitanDirector · Chief Executive Officer
GrantCommon Stock Options - Right to Buy · Derivative 205,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-22-016969 · ownership.xml · derivative · entry 1

Solomon Jonathan Eitan · CIK 0001792322 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,000

Underlying: Common Stock · 205,000 shares

Expires 2032-03-29

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 29, 2023, and the remainder vesting in 12 equal quarterly installments over three years.

Read SEC document
December 31, 2021 Filed Feb 14, 2022 21:24 UTC OtherWarrants to purchase Common Stock · Derivative 1,875,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001014108-22-000058 · primary_doc.xml · derivative · entry 2

Walton Thomas Layton · CIK 0001840680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SymBiosis, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,875,000 shares

Expires 2027-01-28

F1 · kind: The common stock and warrants to purchase common stock previously reported by the reporting person are no longer indirectly beneficially owned by such reporting person and the reporting person specifically disclaims beneficial ownership of the securities reported. The shares are directly held by SymBiosis, LLC, over which the reporting person exercises investment discretion, but does not possess voting or dispositive power.

Read SEC document
December 31, 2021 Filed Feb 14, 2022 21:24 UTC OtherCommon Stock, $0.0001 par value 3,637,846 $0.00 $0.00
Disclosure

SEC source: 0001014108-22-000058 · primary_doc.xml · nonDerivative · entry 1

Walton Thomas Layton · CIK 0001840680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SymBiosis, LLC

Disclosed balance after: 0

F1 · kind: The common stock and warrants to purchase common stock previously reported by the reporting person are no longer indirectly beneficially owned by such reporting person and the reporting person specifically disclaims beneficial ownership of the securities reported. The shares are directly held by SymBiosis, LLC, over which the reporting person exercises investment discretion, but does not possess voting or dispositive power.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 09:50 UTC PurchaseCommon Stock Warrant · Derivative 2,813 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001213900-21-039435 · ownership.xml · derivative · entry 2

Greig Russell · CIK 0001789914 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,813

Underlying: Common Stock · 2,813 shares

Expires 2027-01-28

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

F2 · derivative.exercise_date: The common stock warrant will be exercisable six months after the date of issuance, at an exercise price of $5.00 per share and will expire five years from the date such warrant first becomes exercisable.

F3 · ownership.nature: The common stock and common stock warrant are held by Greig Biotechnology Global Consulting Inc.; Mr. Greig, as the sole director, an officer and the controlling shareholder of Greig Biotechnology Global Consulting Inc., may be deemed to be a beneficial owner of these shares, but Mr. Greig disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 09:50 UTC PurchaseCommon Stock 3,750 $4.00 $15,000.00
Disclosure

SEC source: 0001213900-21-039435 · ownership.xml · nonDerivative · entry 1

Greig Russell · CIK 0001789914 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,750

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

F3 · ownership.nature: The common stock and common stock warrant are held by Greig Biotechnology Global Consulting Inc.; Mr. Greig, as the sole director, an officer and the controlling shareholder of Greig Biotechnology Global Consulting Inc., may be deemed to be a beneficial owner of these shares, but Mr. Greig disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 13:49 UTC PurchaseCommon Stock Warrant · Derivative 9,375 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001213900-21-039433 · ownership.xml · derivative · entry 2

SEKHRI PAUL J · CIK 0001264519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 9,375 shares

Expires 2027-01-28

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

F2 · derivative.exercise_date: The common stock warrant will be exercisable six months after the date of issuance, at an exercise price of $5.00 per share and will expire five years from the date such warrant first becomes exercisable.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 13:49 UTC PurchaseCommon Stock 12,500 $4.00 $50,000.00
Disclosure

SEC source: 0001213900-21-039433 · ownership.xml · nonDerivative · entry 1

SEKHRI PAUL J · CIK 0001264519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 22:20 UTC PurchaseWarrants (Right to Buy) · Derivative 375,000 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0000947871-21-000844 · ownership.xml · derivative · entry 2

OrbiMed Israel BioFund GP Limited Partnership · CIK 0001569821 · 10% owner

OrbiMed Israel GP Ltd. · CIK 0001569590 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2027-01-28

F1 · price: In the Issuer's underwritten public offering, OrbiMed Israel Partners Limited Partnership ("OIP") purchased units that included 500,000 shares of the Issuer's common stock and 375,000 warrants, each exercisable for 1 share of the Issuer's common stock. The purchase price of each unit was $4.00.

F1 · ownership.nature: In the Issuer's underwritten public offering, OrbiMed Israel Partners Limited Partnership ("OIP") purchased units that included 500,000 shares of the Issuer's common stock and 375,000 warrants, each exercisable for 1 share of the Issuer's common stock. The purchase price of each unit was $4.00.

F2 · ownership.nature: The purchase reported on this Form 4 were made by OIP. Following the transactions reported on this Form 4, OIP LP is the direct owner of 2,172,150 of these shares of common stock and OrbiMed Israel Incubator Limited Partnership ("OII") is the direct owner of 641,339 of these shares of common stock. OrbiMed Israel GP Ltd. ("OrbiMed Israel") is the general partner of OrbiMed Israel BioFund GP Limited Partnership ("OrbiMed BioFund"), which is the general partner of OIP and OII. By virtue of these relationships, OrbiMed Israel and OrbiMed BioFund may be deemed to have voting and investment power over the securities held by OIP and OII and, as a result, may be deemed to have beneficial ownership over such securities. OrbiMed Israel exercises investment and voting power through an investment committee comprised of Carl L. Gordon, Nissim Darvish, Anat Naschitz, and Erez Chimovits.

F3 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Israel and OrbiMed BioFund. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 22:20 UTC PurchaseCommon Stock, $0.0001 par value 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000844 · ownership.xml · nonDerivative · entry 1

OrbiMed Israel BioFund GP Limited Partnership · CIK 0001569821 · 10% owner

OrbiMed Israel GP Ltd. · CIK 0001569590 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,813,489

F1 · shares: In the Issuer's underwritten public offering, OrbiMed Israel Partners Limited Partnership ("OIP") purchased units that included 500,000 shares of the Issuer's common stock and 375,000 warrants, each exercisable for 1 share of the Issuer's common stock. The purchase price of each unit was $4.00.

F1 · price: In the Issuer's underwritten public offering, OrbiMed Israel Partners Limited Partnership ("OIP") purchased units that included 500,000 shares of the Issuer's common stock and 375,000 warrants, each exercisable for 1 share of the Issuer's common stock. The purchase price of each unit was $4.00.

F1 · ownership.nature: In the Issuer's underwritten public offering, OrbiMed Israel Partners Limited Partnership ("OIP") purchased units that included 500,000 shares of the Issuer's common stock and 375,000 warrants, each exercisable for 1 share of the Issuer's common stock. The purchase price of each unit was $4.00.

F2 · ownership.nature: The purchase reported on this Form 4 were made by OIP. Following the transactions reported on this Form 4, OIP LP is the direct owner of 2,172,150 of these shares of common stock and OrbiMed Israel Incubator Limited Partnership ("OII") is the direct owner of 641,339 of these shares of common stock. OrbiMed Israel GP Ltd. ("OrbiMed Israel") is the general partner of OrbiMed Israel BioFund GP Limited Partnership ("OrbiMed BioFund"), which is the general partner of OIP and OII. By virtue of these relationships, OrbiMed Israel and OrbiMed BioFund may be deemed to have voting and investment power over the securities held by OIP and OII and, as a result, may be deemed to have beneficial ownership over such securities. OrbiMed Israel exercises investment and voting power through an investment committee comprised of Carl L. Gordon, Nissim Darvish, Anat Naschitz, and Erez Chimovits.

F3 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Israel and OrbiMed BioFund. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 13:53 UTC PurchaseCommon Stock Warrant · Derivative 9,375 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001213900-21-039439 · ownership.xml · derivative · entry 2

Sullivan Lynne Marie · CIK 0001727640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 9,375 shares

Expires 2027-01-28

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

F2 · derivative.exercise_date: The common stock warrant will be exercisable six months after the date of issuance, at an exercise price of $5.00 per share and will expire five years from the date such warrant first becomes exercisable.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 13:53 UTC PurchaseCommon Stock 12,500 $4.00 $50,000.00
Disclosure

SEC source: 0001213900-21-039439 · ownership.xml · nonDerivative · entry 1

Sullivan Lynne Marie · CIK 0001727640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 13:55 UTC
Wolfson MarinaSVP of Finance & Operations
PurchaseCommon Stock Warrant · Derivative 2,813 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001213900-21-039441 · ownership.xml · derivative · entry 2

Wolfson Marina · CIK 0001797360 · SVP of Finance & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

Underlying: Common Stock · 2,813 shares

Expires 2027-01-28

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

F2 · derivative.exercise_date: The common stock warrant will be exercisable six months after the date of issuance, at an exercise price of $5.00 per share and will expire five years from the date such warrant first becomes exercisable.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 13:55 UTC
Wolfson MarinaSVP of Finance & Operations
PurchaseCommon Stock 3,750 $4.00 $15,000.00
Disclosure

SEC source: 0001213900-21-039441 · ownership.xml · nonDerivative · entry 1

Wolfson Marina · CIK 0001797360 · SVP of Finance & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 13:52 UTC
Solomon Jonathan EitanDirector · Chief Executive Officer
PurchaseCommon Stock Warrant · Derivative 18,750 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001213900-21-039437 · ownership.xml · derivative · entry 2

Solomon Jonathan Eitan · CIK 0001792322 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2027-01-28

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

F2 · derivative.exercise_date: The common stock warrant will be exercisable six months after the date of issuance, at an exercise price of $5.00 per share and will expire five years from the date such warrant first becomes exercisable.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 13:52 UTC
Solomon Jonathan EitanDirector · Chief Executive Officer
PurchaseCommon Stock 25,000 $4.00 $100,000.00
Disclosure

SEC source: 0001213900-21-039437 · ownership.xml · nonDerivative · entry 1

Solomon Jonathan Eitan · CIK 0001792322 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 13:48 UTC PurchaseCommon Stock Warrant · Derivative 3,750 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001213900-21-039431 · ownership.xml · derivative · entry 2

Moses Alan Charles · CIK 0001819501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-01-28

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

F2 · derivative.exercise_date: The common stock warrant will be exercisable six months after the date of issuance, at an exercise price of $5.00 per share and will expire five years from the date such warrant first becomes exercisable.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 13:48 UTC PurchaseCommon Stock 5,000 $4.00 $20,000.00
Disclosure

SEC source: 0001213900-21-039431 · ownership.xml · nonDerivative · entry 1

Moses Alan Charles · CIK 0001819501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The common stock and common stock warrant were acquired in the issuer's registered direct offering of units, in which each unit consisted of one share of common stock and one common stock warrant to purchase 0.75 of a share of common stock, at a price of $4.00 per unit. The price paid per unit is reflected in Table I.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:46 UTC PurchaseWarrants to purchase Common Stock · Derivative 18,750 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001213900-21-039168 · ownership.xml · derivative · entry 2

Amusa Gbolahan · CIK 0001761120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2027-01-28

F1 · price: The reporting person acquired 25,000 units consisting of one share of common stock and three-quarters of one warrant at a purchase price of $4.00 per unit.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:46 UTC PurchaseCommon Stock, par value $0.0001 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-039168 · ownership.xml · nonDerivative · entry 1

Amusa Gbolahan · CIK 0001761120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,871

F1 · price: The reporting person acquired 25,000 units consisting of one share of common stock and three-quarters of one warrant at a purchase price of $4.00 per unit.

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July 26, 2021 Filed Jul 29, 2021 01:48 UTC PurchaseWarrants to purchase Common Stock · Derivative 28,125 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001213900-21-039171 · ownership.xml · derivative · entry 2

GROSSMAN JONAS · CIK 0001423905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 28,125 shares

Expires 2027-01-28

F1 · price: The reporting person acquired 37,500 units consisting of one share of common stock and three-quarters of one warrant at a purchase price of $4.00 per unit.

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July 26, 2021 Filed Jul 29, 2021 01:48 UTC PurchaseCommon Stock, par value $0.0001 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-039171 · ownership.xml · nonDerivative · entry 1

GROSSMAN JONAS · CIK 0001423905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,217

F1 · price: The reporting person acquired 37,500 units consisting of one share of common stock and three-quarters of one warrant at a purchase price of $4.00 per unit.

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July 26, 2021 Filed Aug 17, 2021 20:17 UTC Amendment PurchaseCommon Stock, par value $0.0001 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-043458 · ownership.xml · nonDerivative · entry 1

GROSSMAN JONAS · CIK 0001423905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,717

F1 · price: The reporting person acquired 37,500 units consisting of one share of common stock and three-quarters of one warrant at a purchase price of $4.00 per unit.

F2 · balance_after: This number was originally reported as 372,217, as opposed to 372,717. This amendment is being filed to correct that typographical error.

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March 30, 2021 Filed Apr 1, 2021 16:41 UTC GrantCommon Stock Options - Right to Buy · Derivative 30,400 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001213900-21-019697 · ownership.xml · derivative · entry 1

Greig Russell · CIK 0001789914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Common Stock · 30,400 shares

Expires 2031-03-30

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 30, 2022, and the remainder vesting in 12 equal quarterly installments over three years.

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March 30, 2021 Filed Apr 1, 2021 20:20 UTC GrantCommon Stock Options - Right to Buy · Derivative 15,200 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001213900-21-019653 · ownership.xml · derivative · entry 1

Amusa Gbolahan · CIK 0001761120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

Underlying: Common Stock · 15,200 shares

Expires 2031-03-30

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 30, 2022, and the remainder vesting in 12 equal quarterly installments over three years.

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March 30, 2021 Filed Apr 1, 2021 20:22 UTC GrantCommon Stock Options - Right to Buy · Derivative 15,200 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001213900-21-019656 · ownership.xml · derivative · entry 1

GROSSMAN JONAS · CIK 0001423905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

Underlying: Common Stock · 15,200 shares

Expires 2031-03-30

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 30, 2022, and the remainder vesting in 12 equal quarterly installments over three years.

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March 30, 2021 Filed Apr 1, 2021 20:39 UTC GrantCommon Stock Options - Right to Buy · Derivative 15,200 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001213900-21-019689 · ownership.xml · derivative · entry 1

SEKHRI PAUL J · CIK 0001264519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

Underlying: Common Stock · 15,200 shares

Expires 2031-03-30

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 30, 2022, and the remainder vesting in 12 equal quarterly installments over three years.

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March 30, 2021 Filed Apr 1, 2021 20:27 UTC GrantCommon Stock Options - Right to Buy · Derivative 15,200 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001213900-21-019664 · ownership.xml · derivative · entry 1

Sullivan Lynne Marie · CIK 0001727640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

Underlying: Common Stock · 15,200 shares

Expires 2031-03-30

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 30, 2022, and the remainder vesting in 12 equal quarterly installments over three years.

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March 30, 2021 Filed Apr 1, 2021 20:42 UTC
Puttagunta SailajaChief Medical Officer
GrantCommon Stock Options - Right to Buy · Derivative 71,250 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001213900-21-019700 · ownership.xml · derivative · entry 1

Puttagunta Sailaja · CIK 0001792314 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,250

Underlying: Common Stock · 71,250 shares

Expires 2031-03-30

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 30, 2022, and the remainder vesting in 12 equal quarterly installments over three years.

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March 30, 2021 Filed Apr 1, 2021 20:35 UTC GrantCommon Stock Options - Right to Buy · Derivative 15,200 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001213900-21-019683 · ownership.xml · derivative · entry 1

Moses Alan Charles · CIK 0001819501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

Underlying: Common Stock · 15,200 shares

Expires 2031-03-30

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 30, 2022, and the remainder vesting in 12 equal quarterly installments over three years.

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March 30, 2021 Filed Apr 1, 2021 20:36 UTC
Oron AssafChief Business Officer
GrantCommon Stock Options - Right to Buy · Derivative 33,250 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001213900-21-019685 · ownership.xml · derivative · entry 1

Oron Assaf · CIK 0001792310 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,250

Underlying: Common Stock · 33,250 shares

Expires 2031-03-30

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 30, 2022, and the remainder vesting in 12 equal quarterly installments over three years.

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March 30, 2021 Filed Apr 1, 2021 20:33 UTC
Bassan MeravChief Development Officer
GrantCommon Stock Options - Right to Buy · Derivative 47,500 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001213900-21-019678 · ownership.xml · derivative · entry 1

Bassan Merav · CIK 0001792702 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 47,500 shares

Expires 2031-03-30

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 30, 2022, and the remainder vesting in 12 equal quarterly installments over three years.

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March 30, 2021 Filed Apr 1, 2021 20:29 UTC
Wolfson MarinaSVP of Finance & Operations
GrantCommon Stock Options - Right to Buy · Derivative 33,250 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001213900-21-019670 · ownership.xml · derivative · entry 1

Wolfson Marina · CIK 0001797360 · SVP of Finance & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,250

Underlying: Common Stock · 33,250 shares

Expires 2031-03-30

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 30, 2022, and the remainder vesting in 12 equal quarterly installments over three years.

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March 30, 2021 Filed Apr 1, 2021 20:25 UTC
Solomon Jonathan EitanDirector · Chief Executive Officer
GrantCommon Stock Options - Right to Buy · Derivative 152,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001213900-21-019660 · ownership.xml · derivative · entry 1

Solomon Jonathan Eitan · CIK 0001792322 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,000

Underlying: Common Stock · 152,000 shares

Expires 2031-03-30

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on March 30, 2022, and the remainder vesting in 12 equal quarterly installments over three years.

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October 02, 2020 Filed Oct 5, 2020 20:20 UTC GrantCommon Stock Options - Right to Buy · Derivative 16,000 $0.00 Strike: $6.44 $0.00
Disclosure

SEC source: 0001213900-20-030126 · ownership.xml · derivative · entry 1

SEKHRI PAUL J · CIK 0001264519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2030-10-02

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on October 2, 2021, and the remainder vesting in 12 equal quarterly installments over three years.

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October 02, 2020 Filed Oct 5, 2020 20:18 UTC GrantCommon Stock Options - Right to Buy · Derivative 16,000 $0.00 Strike: $6.44 $0.00
Disclosure

SEC source: 0001213900-20-030124 · ownership.xml · derivative · entry 1

Moses Alan Charles · CIK 0001819501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2030-10-02

F1 · derivative.exercise_date: The options vest and become exercisable over four years, with 25% of the shares subject to the option vesting on October 2, 2021, and the remainder vesting in 12 equal quarterly installments over three years.

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July 26, 2020 Filed Aug 17, 2021 20:17 UTC Amendment PurchaseWarrants to purchase Common Stock · Derivative 28,125 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001213900-21-043458 · ownership.xml · derivative · entry 2

GROSSMAN JONAS · CIK 0001423905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 28,125 shares

Expires 2027-01-28

F1 · price: The reporting person acquired 37,500 units consisting of one share of common stock and three-quarters of one warrant at a purchase price of $4.00 per unit.

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July 13, 2020 Filed Jul 22, 2020 23:36 UTC OtherWarrants to purchase Common Stock · Derivative 666,310 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001213900-20-018301 · ownership.xml · derivative · entry 3

GROSSMAN JONAS · CIK 0001423905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,439

Underlying: Common Stock · 666,310 shares

Expires 2024-10-28

F1 · kind: The shares were distributed to the reporting person by Mountain Wood LLC, which distributed its securities in the issuer to its members.

F1 · price: The shares were distributed to the reporting person by Mountain Wood LLC, which distributed its securities in the issuer to its members.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.