HLIT

SEC source: 0001209191-17-061522 · doc4.xml · nonDerivative · entry 4

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,151

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-061522 · doc4.xml · nonDerivative · entry 2

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,929

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-061519 · doc4.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,563

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-061516 · doc4.xml · nonDerivative · entry 4

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,892

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-061516 · doc4.xml · nonDerivative · entry 2

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,820

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-061513 · doc4.xml · nonDerivative · entry 4

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,250

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-061513 · doc4.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,842

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-061522 · doc4.xml · derivative · entry 5

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

Underlying: Common Stock · 4,528 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-061522 · doc4.xml · nonDerivative · entry 3

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 11/15/2017.

SEC source: 0001209191-17-061522 · doc4.xml · nonDerivative · entry 1

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

SEC source: 0001209191-17-061519 · doc4.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 11/15/2017.

SEC source: 0001209191-17-061507 · doc4.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,012

Underlying: Common Stock · 4,012 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-061507 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 11/15/2017.

SEC source: 0001209191-17-061507 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

SEC source: 0001209191-17-061516 · doc4.xml · derivative · entry 5

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,774

Underlying: Common Stock · 11,774 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-061516 · doc4.xml · nonDerivative · entry 3

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 11/15/2017.

SEC source: 0001209191-17-061516 · doc4.xml · nonDerivative · entry 1

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

SEC source: 0001209191-17-061513 · doc4.xml · derivative · entry 5

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,417

Underlying: Common Stock · 3,417 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-061513 · doc4.xml · nonDerivative · entry 3

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 11/15/2017.

SEC source: 0001209191-17-061513 · doc4.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

SEC source: 0001209191-17-059203 · doc4.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,223

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-059203 · doc4.xml · derivative · entry 3

Kalra Sanjay · CIK 0001504670 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2019-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-059203 · doc4.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares of common stock were acquired upon the vesting of restricted stock units on 11/1/2017. These restricted stock units were initially granted to the Reporting Person on 11/21/2016, and were identified on a Form 3 filed by the Reporting Person on 6/6/2017.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/1/2017. These restricted stock units were initially granted to the Reporting Person on 11/21/2016, and were identified on a Form 3 filed by the Reporting Person on 6/6/2017.

SEC source: 0001209191-17-049478 · doc4.xml · nonDerivative · entry 4

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,726

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-049478 · doc4.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,622

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-049477 · doc4.xml · nonDerivative · entry 4

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,527

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-049477 · doc4.xml · nonDerivative · entry 2

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,276

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-049476 · doc4.xml · nonDerivative · entry 4

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,124

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-049476 · doc4.xml · nonDerivative · entry 2

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,336

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-17-049478 · doc4.xml · derivative · entry 6

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,834

Underlying: Common Stock · 3,417 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-049478 · doc4.xml · derivative · entry 5

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,099

Underlying: Common Stock · 4,100 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-049478 · doc4.xml · nonDerivative · entry 3

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

SEC source: 0001209191-17-049478 · doc4.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015.

SEC source: 0001209191-17-049480 · doc4.xml · derivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,024

Underlying: Common Stock · 4,012 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-049480 · doc4.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,099

Underlying: Common Stock · 4,100 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-049480 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

SEC source: 0001209191-17-049480 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015.

SEC source: 0001209191-17-049477 · doc4.xml · derivative · entry 6

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,548

Underlying: Common Stock · 11,773 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-049477 · doc4.xml · derivative · entry 5

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-049477 · doc4.xml · nonDerivative · entry 3

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

SEC source: 0001209191-17-049477 · doc4.xml · nonDerivative · entry 1

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015.

SEC source: 0001209191-17-049476 · doc4.xml · derivative · entry 6

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,056

Underlying: Common Stock · 4,528 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-049476 · doc4.xml · derivative · entry 5

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,599

Underlying: Common Stock · 2,600 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-049476 · doc4.xml · nonDerivative · entry 3

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

SEC source: 0001209191-17-049476 · doc4.xml · nonDerivative · entry 1

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015.

SEC source: 0001209191-17-044897 · doc4.xml · derivative · entry 1

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,000

Underlying: Common Stock · 196,000 shares

Expires 2020-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One-third of the RSUs vest on February 15, 2018 and the remaining RSUs vest in eight equal quarterly installments thereafter.

SEC source: 0001209191-17-039069 · doc4.xml · derivative · entry 2

Kalra Sanjay · CIK 0001504670 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-03-15

F3 · security: Each performance restricted stock unit, or PRSU, represents a contingent right to receive one share of HLIT common stock.

F4 · derivative.exercise_date: If the closing price of HLIT's common stock, as quoted on the NASDAQ Stock Market, equals or exceeds certain stock price thresholds for at least 20 consecutive trading days (the "Minimum Trading Period"), then 25% of the PRSUs will vest on the final day of the Minimum Trading Period. If the stock price threshold for which the Minimum Trading Period has been satisfied exceeds one or more other stock price thresholds for which the PRSU award has not already vested, then the vesting associated with all such stock price thresholds shall occur as of the close of market on the final day of the Minimum Trading Period.

SEC source: 0001209191-17-039069 · doc4.xml · derivative · entry 1

Kalra Sanjay · CIK 0001504670 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2020-06-08

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on June 8, 2018, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

SEC source: 0001209191-17-033680 · doc4.xml · derivative · entry 4

COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,150

Underlying: Common Stock · 864 shares

Expires 2023-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-033680 · doc4.xml · nonDerivative · entry 3

COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0