Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2021 Filed Sep 13, 2021 21:36 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 100,000 | $8.96 | $896,000.00 |
DisclosureSEC source: 0001209191-21-055709 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,295 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 19:35 UTC |
Kalra SanjaySVP and CFO
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054714 · doc4.xml · derivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-09-01 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F3 · shares: One hundred percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest twelve months after the Vesting Commencement Date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 19:35 UTC |
Kalra SanjaySVP and CFO
|
GrantRestricted Stock Unit · Derivative | 150,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054714 · doc4.xml · derivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2024-09-01 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · shares: Thirty three and one third percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest twelve months after the Vesting Commencement Date, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until fully vested on the third anniversary of the Vesting Commencement Date. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 21:24 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053339 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9.86 Read SEC document |
| August 23, 2021 Filed Sep 27, 2021 20:03 UTC Amendment |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 40,000 | $9.86 | $394,400.00 |
DisclosureSEC source: 0001209191-21-057764 · doc4a.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,866 Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051928 · doc4.xml · derivative · entry 6 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,685 Underlying: Common Stock · 10,448 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051928 · doc4.xml · derivative · entry 5 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,167 Underlying: Common Stock · 9,583 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 5,500 | $9.66 | $53,130.00 |
DisclosureSEC source: 0001209191-21-051928 · doc4.xml · nonDerivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,216 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 10,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051928 · doc4.xml · nonDerivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 5,045 | $9.66 | $48,734.70 |
DisclosureSEC source: 0001209191-21-051928 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,268 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 9,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051928 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051924 · doc4.xml · derivative · entry 6 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,415 Underlying: Common Stock · 15,236 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051924 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 16,667 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 8,021 | $9.66 | $77,482.86 |
DisclosureSEC source: 0001209191-21-051924 · doc4.xml · nonDerivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,122,295 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051924 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 8,775 | $9.66 | $84,766.50 |
DisclosureSEC source: 0001209191-21-051924 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,080 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:05 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051924 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:04 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051923 · doc4.xml · derivative · entry 6 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,400 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:04 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051923 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:04 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 3,896 | $9.66 | $37,635.36 |
DisclosureSEC source: 0001209191-21-051923 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,776 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:04 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051923 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:04 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 4,387 | $9.66 | $42,378.42 |
DisclosureSEC source: 0001209191-21-051923 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,272 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:04 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051923 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:03 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 6,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051920 · doc4.xml · derivative · entry 9 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 6,666 shares Expires 2023-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:03 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 4,092 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051920 · doc4.xml · derivative · entry 8 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,551 Underlying: Common Stock · 4,092 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:03 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 4,584 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051920 · doc4.xml · derivative · entry 7 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,167 Underlying: Common Stock · 4,584 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:03 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 3,638 | $9.66 | $35,143.08 |
DisclosureSEC source: 0001209191-21-051920 · doc4.xml · nonDerivative · entry 6 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,458 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:03 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051920 · doc4.xml · nonDerivative · entry 5 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 8/19/2020, and were identified on a Form 4 filed by the Reporting Person on 8/21/2020. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:03 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 2,233 | $9.66 | $21,570.78 |
DisclosureSEC source: 0001209191-21-051920 · doc4.xml · nonDerivative · entry 4 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,430 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:03 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 4,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051920 · doc4.xml · nonDerivative · entry 3 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:03 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 2,502 | $9.66 | $24,169.32 |
DisclosureSEC source: 0001209191-21-051920 · doc4.xml · nonDerivative · entry 2 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,571 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:03 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 4,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051920 · doc4.xml · nonDerivative · entry 1 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 6/22/2019, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:02 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051919 · doc4.xml · derivative · entry 4 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,400 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:02 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051919 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:02 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051919 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:02 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051919 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:38 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 43,812 | $9.80 | $429,357.60 |
DisclosureSEC source: 0001209191-21-050862 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,133 Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:38 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 16,188 | $9.90 | $160,261.20 |
DisclosureSEC source: 0001209191-21-050862 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,945 Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:18 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionStock Option/Right to Buy · Derivative | 25,000 | $3.14 Strike: $3.14 | $78,500.00 |
DisclosureSEC source: 0001209191-21-049616 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:18 UTC |
Haltmayer NevenSVP, Video R&D
|
SaleCommon Stock | 25,000 | $10.00 | $250,000.00 |
DisclosureSEC source: 0001209191-21-049616 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,326 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:18 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 25,000 | $3.14 | $78,500.00 |
DisclosureSEC source: 0001209191-21-049616 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:16 UTC |
Whalen Daniel TDirector
|
GrantRestricted Stock Units · Derivative | 10,123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-049612 · doc4.xml · derivative · entry 1 Whalen Daniel T · CIK 0001689876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,123 Underlying: Common Stock · 10,123 shares Expires 2022-02-15 F1 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2022. Vested shares will be delivered to the reporting person on or immediately following February 15, 2022. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:46 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 4,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033653 · doc4.xml · derivative · entry 6 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,643 Underlying: Common Stock · 4,091 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:46 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 4,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033653 · doc4.xml · derivative · entry 5 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,751 Underlying: Common Stock · 4,583 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:46 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 2,233 | $6.98 | $15,586.34 |
DisclosureSEC source: 0001209191-21-033653 · doc4.xml · nonDerivative · entry 4 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,489 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:46 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 4,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033653 · doc4.xml · nonDerivative · entry 3 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:46 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 2,501 | $6.98 | $17,456.98 |
DisclosureSEC source: 0001209191-21-033653 · doc4.xml · nonDerivative · entry 2 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,631 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:46 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 4,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033653 · doc4.xml · nonDerivative · entry 1 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 6/22/2019, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:37 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033630 · doc4.xml · derivative · entry 4 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,800 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:37 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033630 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 8,333 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.