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Nasdaq · USD

HLIT

HARMONIC INC.

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Tapewire entity
4789
SEC CIK
0000851310
Parsed reports
531

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202513
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 18, 2022 02:45 UTC Exercise / conversionRestricted Stock Units · Derivative 19,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011087 · doc4.xml · derivative · entry 2

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,157 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:45 UTC Exercise / conversionCommon Stock 19,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011087 · doc4.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/17/2021, and were identified on a Form 4 filed by the Reporting Person on 2/19/2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:39 UTC
Reaugh MitziDirector
Exercise / conversionRestricted Stock Units · Derivative 19,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011080 · doc4.xml · derivative · entry 2

Reaugh Mitzi · CIK 0001554982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,157 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:39 UTC
Reaugh MitziDirector
Exercise / conversionCommon Stock 19,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011080 · doc4.xml · nonDerivative · entry 1

Reaugh Mitzi · CIK 0001554982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/17/2021, and were identified on a Form 4 filed by the Reporting Person on 2/19/2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:37 UTC Exercise / conversionRestricted Stock Units · Derivative 19,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011079 · doc4.xml · derivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,157 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:37 UTC Exercise / conversionCommon Stock 19,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011079 · doc4.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/17/2021, and were identified on a Form 4 filed by the Reporting Person on 2/19/2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:36 UTC Exercise / conversionRestricted Stock Units · Derivative 10,123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011078 · doc4.xml · derivative · entry 2

Whalen Daniel T · CIK 0001689876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,123 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:36 UTC Exercise / conversionCommon Stock 10,123 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011078 · doc4.xml · nonDerivative · entry 1

Whalen Daniel T · CIK 0001689876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 08/02/2021, and were identified on a Form 4 filed by the Reporting Person on 08/04/2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:08 UTC
Kalra SanjaySVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 36,718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011032 · doc4.xml · derivative · entry 9

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,435

Underlying: Common Stock · 36,718 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:08 UTC
Kalra SanjaySVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 10,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011032 · doc4.xml · derivative · entry 8

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,790

Underlying: Common Stock · 10,448 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:08 UTC
Kalra SanjaySVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 9,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011032 · doc4.xml · derivative · entry 7

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,584 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:08 UTC
Kalra SanjaySVP and CFO
Tax withholdingCommon Stock 19,332 $9.43 $182,300.76
Disclosure

SEC source: 0001209191-22-011032 · doc4.xml · nonDerivative · entry 6

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,915

F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:08 UTC
Kalra SanjaySVP and CFO
Exercise / conversionCommon Stock 36,718 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011032 · doc4.xml · nonDerivative · entry 5

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:08 UTC
Kalra SanjaySVP and CFO
Tax withholdingCommon Stock 5,457 $9.43 $51,459.51
Disclosure

SEC source: 0001209191-22-011032 · doc4.xml · nonDerivative · entry 4

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,529

F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:08 UTC
Kalra SanjaySVP and CFO
Exercise / conversionCommon Stock 10,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011032 · doc4.xml · nonDerivative · entry 3

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on 2/26/2020.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:08 UTC
Kalra SanjaySVP and CFO
Tax withholdingCommon Stock 5,571 $9.43 $52,534.53
Disclosure

SEC source: 0001209191-22-011032 · doc4.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,538

F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:08 UTC
Kalra SanjaySVP and CFO
Exercise / conversionCommon Stock 9,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011032 · doc4.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.

F2 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/2/2022.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:06 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 29,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011030 · doc4.xml · derivative · entry 9

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,600

Underlying: Common Stock · 29,800 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:06 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 7,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011030 · doc4.xml · derivative · entry 8

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 7,400 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:06 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 8,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011030 · doc4.xml · derivative · entry 7

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:06 UTC
Haltmayer NevenSVP, Video R&D
Tax withholdingCommon Stock 15,689 $9.43 $147,947.27
Disclosure

SEC source: 0001209191-22-011030 · doc4.xml · nonDerivative · entry 6

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,253

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:06 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionCommon Stock 29,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011030 · doc4.xml · nonDerivative · entry 5

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:06 UTC
Haltmayer NevenSVP, Video R&D
Tax withholdingCommon Stock 3,948 $9.43 $37,229.64
Disclosure

SEC source: 0001209191-22-011030 · doc4.xml · nonDerivative · entry 4

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,142

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:06 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionCommon Stock 7,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011030 · doc4.xml · nonDerivative · entry 3

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on 2/26/2020.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:06 UTC
Haltmayer NevenSVP, Video R&D
Tax withholdingCommon Stock 4,892 $9.43 $46,131.56
Disclosure

SEC source: 0001209191-22-011030 · doc4.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,690

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:06 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011030 · doc4.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 27,671 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · derivative · entry 12

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,343

Underlying: Common Stock · 27,671 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · derivative · entry 11

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,001

Underlying: Common Stock · 1,667 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 4,092 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · derivative · entry 10

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,367

Underlying: Common Stock · 4,092 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 4,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · derivative · entry 9

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,584 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Tax withholdingCommon Stock 15,105 $9.43 $142,440.15
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · nonDerivative · entry 8

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,420

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionCommon Stock 27,671 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · nonDerivative · entry 7

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Tax withholdingCommon Stock 910 $9.43 $8,581.30
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · nonDerivative · entry 6

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,854

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionCommon Stock 1,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · nonDerivative · entry 5

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 8/19/2020, and were identified on a Form 4 filed by the Reporting Person on 8/21/2020.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Tax withholdingCommon Stock 2,233 $9.43 $21,057.19
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · nonDerivative · entry 4

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,097

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionCommon Stock 4,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · nonDerivative · entry 3

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Tax withholdingCommon Stock 2,502 $9.43 $23,593.86
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · nonDerivative · entry 2

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,238

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:05 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionCommon Stock 4,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011028 · doc4.xml · nonDerivative · entry 1

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 6/22/2019, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020.

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February 15, 2022 Filed Feb 18, 2022 00:04 UTC
Ben-Natan NimrodSVP & GM, Cable Access
Exercise / conversionRestricted Stock Units · Derivative 36,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011025 · doc4.xml · derivative · entry 6

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,371

Underlying: Common Stock · 36,186 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:04 UTC
Ben-Natan NimrodSVP & GM, Cable Access
Exercise / conversionRestricted Stock Units · Derivative 7,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011025 · doc4.xml · derivative · entry 5

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 7,400 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:04 UTC
Ben-Natan NimrodSVP & GM, Cable Access
Exercise / conversionRestricted Stock Units · Derivative 8,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011025 · doc4.xml · derivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:04 UTC
Ben-Natan NimrodSVP & GM, Cable Access
Exercise / conversionCommon Stock 36,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011025 · doc4.xml · nonDerivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021.

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February 15, 2022 Filed Feb 18, 2022 00:04 UTC
Ben-Natan NimrodSVP & GM, Cable Access
Exercise / conversionCommon Stock 7,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011025 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on 2/26/2020.

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February 15, 2022 Filed Feb 18, 2022 00:04 UTC
Ben-Natan NimrodSVP & GM, Cable Access
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011025 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.

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November 22, 2021 Filed Nov 24, 2021 19:56 UTC
Haltmayer NevenSVP, Video R&D
SaleCommon Stock 5,000 $11.50 $57,500.00
Disclosure

SEC source: 0001209191-21-066768 · doc4.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,248

Read SEC document
November 15, 2021 Filed Nov 16, 2021 23:36 UTC
Kalra SanjaySVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 10,447 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064859 · doc4.xml · derivative · entry 7

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,238

Underlying: Common Stock · 10,447 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2021 Filed Nov 16, 2021 23:36 UTC
Kalra SanjaySVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 9,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064859 · doc4.xml · derivative · entry 6

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,584

Underlying: Common Stock · 9,583 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 23:36 UTC
Kalra SanjaySVP and CFO
Tax withholdingCommon Stock 5,500 $10.77 $59,235.00
Disclosure

SEC source: 0001209191-21-064859 · doc4.xml · nonDerivative · entry 5

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,025

F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

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November 15, 2021 Filed Nov 16, 2021 23:36 UTC
Kalra SanjaySVP and CFO
Exercise / conversionCommon Stock 10,447 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064859 · doc4.xml · nonDerivative · entry 4

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020.

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November 15, 2021 Filed Nov 16, 2021 23:36 UTC
Kalra SanjaySVP and CFO
Tax withholdingCommon Stock 5,045 $10.77 $54,334.65
Disclosure

SEC source: 0001209191-21-064859 · doc4.xml · nonDerivative · entry 3

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,078

F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.