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HLIO

HELIOS TECHNOLOGIES, INC.

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4399
SEC CIK
0001024795
Parsed reports
649

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 3, 2020 19:58 UTC
Nealis Melanie MChief Legal & Compliance Offic
GrantNon-qualified Stock Options (right to buy) · Derivative 2,657 $0.00 Strike: $39.75 $0.00
Disclosure

SEC source: 0001692276-20-000013 · primary_doc.xml · derivative · entry 4

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657

Underlying: Common Stock · 2,657 shares

Expires 2030-02-28

F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:58 UTC
Nealis Melanie MChief Legal & Compliance Offic
GrantRestricted Stock Units · Derivative 2,657 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000013 · primary_doc.xml · derivative · entry 3

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657

Underlying: Common Stock · 2,657 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:58 UTC
Nealis Melanie MChief Legal & Compliance Offic
GrantPerformance-Based Restricted Stock Units · Derivative 5,314 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000013 · primary_doc.xml · derivative · entry 2

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,314

Underlying: Common Stock · 5,314 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:27 UTC
Fulton Tricia LChief Financial Officer
GrantNon-qualified Stock Options (right to buy) · Derivative 3,239 $0.00 Strike: $39.75 $0.00
Disclosure

SEC source: 0001692276-20-000012 · primary_doc.xml · derivative · entry 5

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,239

Underlying: Common Stock · 3,239 shares

Expires 2030-02-28

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:27 UTC
Fulton Tricia LChief Financial Officer
GrantRestricted Stock Units · Derivative 3,239 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000012 · primary_doc.xml · derivative · entry 4

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,239

Underlying: Common Stock · 3,239 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:27 UTC
Fulton Tricia LChief Financial Officer
GrantPerformance-Based Restricted Stock Units · Derivative 6,478 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000012 · primary_doc.xml · derivative · entry 3

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,478

Underlying: Common Stock · 6,478 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:09 UTC
DANGEL WOLFGANG HDirector · President and CEO
GrantNon-qualified Stock Options (right to buy) · Derivative 6,958 $0.00 Strike: $39.75 $0.00
Disclosure

SEC source: 0001692276-20-000011 · primary_doc.xml · derivative · entry 5

DANGEL WOLFGANG H · CIK 0001466102 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,958

Underlying: Common Stock · 6,958 shares

Expires 2030-02-28

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:09 UTC
DANGEL WOLFGANG HDirector · President and CEO
GrantRestricted Stock Units · Derivative 6,958 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000011 · primary_doc.xml · derivative · entry 4

DANGEL WOLFGANG H · CIK 0001466102 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,958

Underlying: Common Stock · 6,958 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:09 UTC
DANGEL WOLFGANG HDirector · President and CEO
GrantPerformance-Based Restricted Stock Units · Derivative 13,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000011 · primary_doc.xml · derivative · entry 3

DANGEL WOLFGANG H · CIK 0001466102 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,915

Underlying: Common Stock · 13,915 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 19:38 UTC Exercise / conversionRestricted Stock Units · Derivative 544 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000010 · primary_doc.xml · derivative · entry 2

Arduini Matteo · CIK 0001776741 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089

Underlying: Common Stock · 544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 19:38 UTC Exercise / conversionCommon Stock 544 $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000010 · primary_doc.xml · nonDerivative · entry 1

Arduini Matteo · CIK 0001776741 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 19:01 UTC
Nealis Melanie MChief Legal & Compliance Offic
Exercise / conversionRestricted Stock Units · Derivative 407 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000009 · primary_doc.xml · derivative · entry 3

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710

Underlying: Common Stock · 407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 19:01 UTC
Nealis Melanie MChief Legal & Compliance Offic
Tax withholdingCommon Stock 407 $41.82 $17,020.74
Disclosure

SEC source: 0001692276-20-000009 · primary_doc.xml · nonDerivative · entry 2

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325.3446

F2 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 19:01 UTC
Nealis Melanie MChief Legal & Compliance Offic
Exercise / conversionCommon Stock 1,372 $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000009 · primary_doc.xml · nonDerivative · entry 1

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,732.3446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (152.400 during the quarter ended June 29, 2019; 149.4324 during the quarter ended September 28, 2019; 182.3848 during the quarter ended December 28, 2019; and 1.1274 dividend reinvestment shares).

Read SEC document
February 22, 2020 Filed Feb 25, 2020 18:18 UTC Exercise / conversionRestricted Stock Units · Derivative 570 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000008 · primary_doc.xml · derivative · entry 3

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140

Underlying: Common Stock · 570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 18:18 UTC Tax withholdingCommon Stock 198 $41.82 $8,280.36
Disclosure

SEC source: 0001692276-20-000008 · primary_doc.xml · nonDerivative · entry 2

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,669.183

F2 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 18:18 UTC Exercise / conversionCommon Stock 570 $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000008 · primary_doc.xml · nonDerivative · entry 1

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,867.183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (2.4878 dividend reinvestment shares).

Read SEC document
February 22, 2020 Filed Feb 25, 2020 17:31 UTC
DANGEL WOLFGANG HDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,819 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000007 · primary_doc.xml · derivative · entry 4

DANGEL WOLFGANG H · CIK 0001466102 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,638

Underlying: Common Stock · 2,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 17:31 UTC
DANGEL WOLFGANG HDirector · President and CEO
Tax withholdingCommon Stock 767 $41.82 $32,075.94
Disclosure

SEC source: 0001692276-20-000007 · primary_doc.xml · nonDerivative · entry 2

DANGEL WOLFGANG H · CIK 0001466102 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,728.5674

F2 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 17:31 UTC
DANGEL WOLFGANG HDirector · President and CEO
Exercise / conversionCommon Stock 2,819 $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000007 · primary_doc.xml · nonDerivative · entry 1

DANGEL WOLFGANG H · CIK 0001466102 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,495.5674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (666.7597 during the quarter ended March 30, 2019; 59.6355 during the quarter ended June 29, 2019; and 22.2714 dividend reinvestment shares).

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:23 UTC
Fulton Tricia LChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,721 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000005 · primary_doc.xml · derivative · entry 4

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,442

Underlying: Common Stock · 1,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:23 UTC
Fulton Tricia LChief Financial Officer
Tax withholdingCommon Stock 511 $41.82 $21,370.02
Disclosure

SEC source: 0001692276-20-000005 · primary_doc.xml · nonDerivative · entry 2

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,598.71

F2 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:23 UTC
Fulton Tricia LChief Financial Officer
Exercise / conversionCommon Stock 1,721 $0.00 $0.00
Disclosure

SEC source: 0001692276-20-000005 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,109.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (16.3553 dividend reinvestment shares).

Read SEC document
February 22, 2020 Filed Feb 8, 2021 16:17 UTC Amendment
Nealis Melanie MChief Legal & Compliance Offic
Exercise / conversionRestricted Stock Units · Derivative 1,372 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692276-21-000008 · primary_doc.xml · derivative · entry 1

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,745

Underlying: Common Stock · 1,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · shares: The reporting person is amending the transaction reported in the previously filed Form 4 to correct the Number of Derivative Securities Disposed (which was incorrectly reported as 407), and the Number of Derivative Securities Beneficially Owned Following Reported Transaction (which was incorrectly reported as 3,710).

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F2 · derivative.underlying_shares: The reporting person is amending the transaction reported in the previously filed Form 4 to correct the Number of Derivative Securities Disposed (which was incorrectly reported as 407), and the Number of Derivative Securities Beneficially Owned Following Reported Transaction (which was incorrectly reported as 3,710).

F2 · balance_after: The reporting person is amending the transaction reported in the previously filed Form 4 to correct the Number of Derivative Securities Disposed (which was incorrectly reported as 407), and the Number of Derivative Securities Beneficially Owned Following Reported Transaction (which was incorrectly reported as 3,710).

Read SEC document
January 16, 2020 Filed Jan 17, 2020 19:37 UTC
Fulton Tricia LChief Financial Officer
SaleCommon Stock 1,500 $48.00 $72,000.00
Disclosure

SEC source: 0001692276-20-000001 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,372.36

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2019.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 15:39 UTC SaleCommon Stock 20,000 $48.02 $960,450.00
Disclosure

SEC source: 0001692276-20-000002 · primary_doc.xml · nonDerivative · entry 1

KOSKI CHRISTINE L · CIK 0001234878 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koski Family Limited Partnership

Disclosed balance after: 1,029,377

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F2 · price: The range of prices for the transactions reported is $48.00 - $48.18. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Ms. Koski disclaims beneficial ownership of shares held by Koski Family Limited Partnership to which she does not have a pecuniary interest.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 20:35 UTC SaleCommon Stock 20,000 $45.60 $911,964.00
Disclosure

SEC source: 0001692276-19-000021 · primary_doc.xml · nonDerivative · entry 1

KOSKI CHRISTINE L · CIK 0001234878 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koski Family Limited Partnership

Disclosed balance after: 1,049,377

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F2 · price: The range of prices for the transactions reported is $45.48 - $45.875. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Ms. Koski disclaims beneficial ownership of shares held by Koski Family Limited Partnership to which she does not have a pecuniary interest.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:05 UTC SaleCommon Stock 20,000 $45.68 $913,594.00
Disclosure

SEC source: 0001692276-19-000020 · primary_doc.xml · nonDerivative · entry 2

KOSKI CHRISTINE L · CIK 0001234878 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koski Family Limited Partnership

Disclosed balance after: 1,069,377

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F4 · price: The range of prices for the transactions reported is $45.53 - $46.01. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Ms. Koski disclaims beneficial ownership of shares held by Koski Family Limited Partnership to which she does not have a pecuniary interest.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:05 UTC SaleCommon Stock 20,000 $45.82 $916,408.00
Disclosure

SEC source: 0001692276-19-000020 · primary_doc.xml · nonDerivative · entry 1

KOSKI CHRISTINE L · CIK 0001234878 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koski Family Limited Partnership

Disclosed balance after: 1,089,377

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F2 · price: The range of prices for the transactions reported is $45.40 - $46.25. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Ms. Koski disclaims beneficial ownership of shares held by Koski Family Limited Partnership to which she does not have a pecuniary interest.

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December 17, 2019 Filed Dec 18, 2019 21:44 UTC SaleCommon Stock 2,000 $45.50 $91,004.00
Disclosure

SEC source: 0001692276-19-000019 · primary_doc.xml · nonDerivative · entry 1

Britt Douglas · CIK 0001330988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · price: The range of prices for the transactions reported is $45.05 - $45.93. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 17, 2019 Filed Dec 18, 2019 20:57 UTC SaleCommon Stock 20,000 $45.42 $908,390.00
Disclosure

SEC source: 0001692276-19-000018 · primary_doc.xml · nonDerivative · entry 3

KOSKI CHRISTINE L · CIK 0001234878 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koski Family Limited Partnership

Disclosed balance after: 1,109,377

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F5 · price: The range of prices for the transactions reported is $45.00 - $45.84. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

F3 · ownership.direct: Ms. Koski disclaims beneficial ownership of shares held by Koski Family Limited Partnership to which she does not have a pecuniary interest.

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December 16, 2019 Filed Dec 18, 2019 20:57 UTC SaleCommon Stock 6,331 $47.06 $297,926.73
Disclosure

SEC source: 0001692276-19-000018 · primary_doc.xml · nonDerivative · entry 2

KOSKI CHRISTINE L · CIK 0001234878 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koski Family Limited Partnership

Disclosed balance after: 1,129,377

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F4 · price: The range of prices for the transactions reported is $46.54 - $47.39. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Ms. Koski disclaims beneficial ownership of shares held by Koski Family Limited Partnership to which she does not have a pecuniary interest.

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December 16, 2019 Filed Dec 18, 2019 20:57 UTC SaleCommon Stock 13,669 $45.96 $628,270.98
Disclosure

SEC source: 0001692276-19-000018 · primary_doc.xml · nonDerivative · entry 1

KOSKI CHRISTINE L · CIK 0001234878 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koski Family Limited Partnership

Disclosed balance after: 1,135,708

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019.

F2 · price: The range of prices for the transactions reported is $45.53 - $46.46. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Ms. Koski disclaims beneficial ownership of shares held by Koski Family Limited Partnership to which she does not have a pecuniary interest.

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December 12, 2019 Filed Dec 16, 2019 19:32 UTC OtherCommon Stock 300 $46.25 $13,875.00
Disclosure

SEC source: 0001692276-19-000014 · primary_doc.xml · nonDerivative · entry 2

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,140

F1 · shares: Shares withheld by the issuer to satisfy federal tax withholding obligations on the award of 1,000 shares.

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December 12, 2019 Filed Dec 16, 2019 19:32 UTC GrantCommon Stock 1,000 $46.25 $46,250.00
Disclosure

SEC source: 0001692276-19-000014 · primary_doc.xml · nonDerivative · entry 1

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,440

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December 12, 2019 Filed Dec 16, 2019 19:54 UTC GrantCommon Stock 1,000 $46.25 $46,250.00
Disclosure

SEC source: 0001692276-19-000016 · primary_doc.xml · nonDerivative · entry 1

Britt Douglas · CIK 0001330988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

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December 12, 2019 Filed Dec 16, 2019 20:01 UTC GrantCommon Stock 750 $46.25 $34,687.50
Disclosure

SEC source: 0001692276-19-000017 · primary_doc.xml · nonDerivative · entry 1

Guglielmo Kennon · CIK 0001619230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

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December 12, 2019 Filed Dec 16, 2019 19:40 UTC GrantCommon Stock 1,000 $46.25 $46,250.00
Disclosure

SEC source: 0001692276-19-000015 · primary_doc.xml · nonDerivative · entry 1

Grzelak David W · CIK 0001371538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

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December 12, 2019 Filed Dec 16, 2019 19:25 UTC GrantCommon Stock 1,375 $46.25 $63,593.75
Disclosure

SEC source: 0001692276-19-000013 · primary_doc.xml · nonDerivative · entry 1

LEMAITRE PHILIPPE · CIK 0001059471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,238

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December 12, 2019 Filed Dec 16, 2019 19:09 UTC GrantCommon Stock 750 $46.25 $34,687.50
Disclosure

SEC source: 0001692276-19-000011 · primary_doc.xml · nonDerivative · entry 1

BERTONECHE MARC · CIK 0001223461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,149

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December 12, 2019 Filed Dec 16, 2019 19:19 UTC GrantCommon Stock 750 $46.25 $34,687.50
Disclosure

SEC source: 0001692276-19-000012 · primary_doc.xml · nonDerivative · entry 1

KOSKI CHRISTINE L · CIK 0001234878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,811

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November 12, 2019 Filed Nov 13, 2019 19:39 UTC SaleCommon Stock 6,420 $46.20 $296,627.75
Disclosure

SEC source: 0001692276-19-000010 · primary_doc.xml · nonDerivative · entry 2

KOSKI CHRISTINE L · CIK 0001234878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,061

F2 · price: The range of prices for the transactions reported is $46.00 - $46.35. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 11, 2019 Filed Nov 13, 2019 19:39 UTC SaleCommon Stock 6,421 $45.34 $291,153.18
Disclosure

SEC source: 0001692276-19-000010 · primary_doc.xml · nonDerivative · entry 1

KOSKI CHRISTINE L · CIK 0001234878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,481

F1 · price: The range of prices for the transactions reported is $45.00 - $45.725. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 05, 2019 Filed Nov 7, 2019 16:57 UTC
Fulton Tricia LChief Financial Officer
SaleCommon Stock 1,500 $45.00 $67,500.00
Disclosure

SEC source: 0001692276-19-000009 · primary_doc.xml · nonDerivative · entry 3

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,872.36

F3 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2019.

F4 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (222.77 during the quarter ended March 30, 2019; 144.30 during the quarter ended June 29, 2019; and 67.15 additional dividend reinvestment shares).

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October 15, 2019 Filed Oct 17, 2019 19:19 UTC OtherCommon Stock 491,116 $0.00 $0.00
Disclosure

SEC source: 0001692276-19-000007 · primary_doc.xml · nonDerivative · entry 1

KOSKI CHRISTINE L · CIK 0001234878 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koski Family Limited Partnership

Disclosed balance after: 1,149,377

F1 · balance_after: On October 15, 2019, Koski Family Limited Partnership distributed 491,116 shares of Helios, Inc. common stock to two of its partners.

F2 · ownership.direct: Ms. Koski disclaims beneficial ownership of shares held by Koski Family Limited Partnership to which she does not have a pecuniary interest.

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September 20, 2019 Filed Sep 24, 2019 19:34 UTC GrantCommon Stock 1,000 $42.98 $42,980.00
Disclosure

SEC source: 0001330988-19-000003 · primary_doc.xml · nonDerivative · entry 1

Britt Douglas · CIK 0001330988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

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September 20, 2019 Filed Sep 24, 2019 19:39 UTC GrantCommon Stock 750 $42.98 $32,235.00
Disclosure

SEC source: 0001692276-19-000006 · primary_doc.xml · nonDerivative · entry 1

Guglielmo Kennon · CIK 0001619230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

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September 20, 2019 Filed Sep 24, 2019 19:26 UTC GrantCommon Stock 750 $42.98 $32,235.00
Disclosure

SEC source: 0001371538-19-000003 · primary_doc.xml · nonDerivative · entry 1

Grzelak David W · CIK 0001371538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750

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September 20, 2019 Filed Sep 24, 2019 19:18 UTC OtherCommon Stock 300 $42.98 $12,894.00
Disclosure

SEC source: 0001610011-19-000003 · primary_doc.xml · nonDerivative · entry 2

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,440

F1 · shares: Shares withheld by the issuer to satisfy federal tax withholding obligations on the award of 1,000 shares.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 19:18 UTC GrantCommon Stock 1,000 $42.98 $42,980.00
Disclosure

SEC source: 0001610011-19-000003 · primary_doc.xml · nonDerivative · entry 1

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,740

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.