HLIO

SEC source: 0001209191-21-013798 · doc4.xml · derivative · entry 3

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373

Underlying: Common Stock · 1,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

SEC source: 0001209191-21-013798 · doc4.xml · nonDerivative · entry 2

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460.721

F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

SEC source: 0001209191-21-013798 · doc4.xml · nonDerivative · entry 1

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,867.721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-013795 · doc4.xml · derivative · entry 3

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570

Underlying: Common Stock · 570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

SEC source: 0001209191-21-013795 · doc4.xml · nonDerivative · entry 2

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561.4029

F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

SEC source: 0001209191-21-013795 · doc4.xml · nonDerivative · entry 1

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,759.4029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-013774 · doc4.xml · derivative · entry 2

Arduini Matteo · CIK 0001776741 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545

Underlying: Common Stock · 544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

SEC source: 0001209191-21-013774 · doc4.xml · nonDerivative · entry 1

Arduini Matteo · CIK 0001776741 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-013790 · doc4.xml · derivative · entry 4

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 1,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

SEC source: 0001209191-21-013790 · doc4.xml · nonDerivative · entry 2

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,866.5967

F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

SEC source: 0001209191-21-013790 · doc4.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,344.5967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001692276-21-000009 · primary_doc.xml · nonDerivative · entry 2

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,623.5967

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F3 · price: The range of prices for the transactions reported is $60.03 - $60.15. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001692276-21-000009 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,023.5967

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F2 · price: The range of prices for the transactions reported is $60.00 - $60.0050. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001692276-21-000006 · primary_doc.xml · derivative · entry 4

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

Underlying: Common Stock · 1,153 shares

Expires 2031-01-28

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

SEC source: 0001692276-21-000006 · primary_doc.xml · derivative · entry 3

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

Underlying: Common Stock · 1,153 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F3 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

SEC source: 0001692276-21-000006 · primary_doc.xml · derivative · entry 2

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,306

Underlying: Common Stock · 2,306 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

F2 · derivative.exercise_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

F2 · derivative.expiration_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

SEC source: 0001692276-21-000005 · primary_doc.xml · derivative · entry 4

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,914

Underlying: Common Stock · 10,914 shares

Expires 2031-01-28

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

SEC source: 0001692276-21-000005 · primary_doc.xml · derivative · entry 3

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,914

Underlying: Common Stock · 10,914 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

SEC source: 0001692276-21-000005 · primary_doc.xml · derivative · entry 2

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,827

Underlying: Common Stock · 21,827 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

F1 · derivative.exercise_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

F1 · derivative.expiration_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

SEC source: 0001692276-21-000004 · primary_doc.xml · derivative · entry 4

Arduini Matteo · CIK 0001776741 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

Underlying: Common Stock · 1,153 shares

Expires 2031-01-28

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

SEC source: 0001692276-21-000004 · primary_doc.xml · derivative · entry 3

Arduini Matteo · CIK 0001776741 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

Underlying: Common Stock · 1,153 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

SEC source: 0001692276-21-000004 · primary_doc.xml · derivative · entry 2

Arduini Matteo · CIK 0001776741 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,306

Underlying: Common Stock · 2,306 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

F1 · derivative.exercise_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

F1 · derivative.expiration_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

SEC source: 0001692276-21-000003 · primary_doc.xml · derivative · entry 4

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197

Underlying: Common Stock · 2,197 shares

Expires 2031-01-28

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

SEC source: 0001692276-21-000003 · primary_doc.xml · derivative · entry 3

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197

Underlying: Common Stock · 2,197 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F3 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

SEC source: 0001692276-21-000003 · primary_doc.xml · derivative · entry 2

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,394

Underlying: Common Stock · 4,394 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

F2 · derivative.exercise_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

F2 · derivative.expiration_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

SEC source: 0001692276-21-000002 · primary_doc.xml · derivative · entry 5

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926

Underlying: Common Stock · 2,926 shares

Expires not disclosed

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

SEC source: 0001692276-21-000002 · primary_doc.xml · derivative · entry 4

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926

Underlying: Common Stock · 2,926 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F3 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

SEC source: 0001692276-21-000002 · primary_doc.xml · derivative · entry 3

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853

Underlying: Common Stock · 5,853 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

F2 · derivative.exercise_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

F2 · derivative.expiration_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.

SEC source: 0001692276-21-000007 · primary_doc.xml · derivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926

Underlying: Common Stock · 2,926 shares

Expires 2031-01-28

F1 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: The reporting person is amending the transaction reported in the previously filed Form 4 to reflect the expiration date.

SEC source: 0001692276-21-000001 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,623.5967

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F2 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (17.36 during the quarter ended December 31, 2020).

SEC source: 0001692276-20-000073 · primary_doc.xml · nonDerivative · entry 1

Yadley Gregory C · CIK 0001810385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,410

SEC source: 0001692276-20-000072 · primary_doc.xml · nonDerivative · entry 1

Chenanda Cary · CIK 0001806096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

SEC source: 0001692276-20-000071 · primary_doc.xml · nonDerivative · entry 1

Brown Laura D · CIK 0001496785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

SEC source: 0001692276-20-000069 · primary_doc.xml · nonDerivative · entry 1

Britt Douglas · CIK 0001330988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

SEC source: 0001692276-20-000070 · primary_doc.xml · nonDerivative · entry 1

Guglielmo Kennon · CIK 0001619230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

SEC source: 0001692276-20-000067 · primary_doc.xml · nonDerivative · entry 1

LEMAITRE PHILIPPE · CIK 0001059471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,713

SEC source: 0001692276-20-000066 · primary_doc.xml · nonDerivative · entry 1

BERTONECHE MARC · CIK 0001223461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,699

SEC source: 0001692276-20-000075 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,606.2367

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

SEC source: 0001692276-20-000074 · primary_doc.xml · nonDerivative · entry 2

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,975

F1 · shares: Shares withheld by the issuer to satisfy federal tax withholding obligations on the award of 800 shares.

SEC source: 0001692276-20-000074 · primary_doc.xml · nonDerivative · entry 1

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,215

SEC source: 0001692276-20-000065 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,106.2367

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

SEC source: 0001692276-20-000064 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,136.2367

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F2 · balance_after: Includes 36.7498 shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan during the second and third quarters of 2020.

SEC source: 0001692276-20-000063 · primary_doc.xml · nonDerivative · entry 1

Yadley Gregory C · CIK 0001810385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,810

SEC source: 0001692276-20-000062 · primary_doc.xml · nonDerivative · entry 1

Chenanda Cary · CIK 0001806096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

SEC source: 0001692276-20-000061 · primary_doc.xml · nonDerivative · entry 1

Brown Laura D · CIK 0001496785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

SEC source: 0001692276-20-000060 · primary_doc.xml · nonDerivative · entry 1

Guglielmo Kennon · CIK 0001619230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

SEC source: 0001692276-20-000059 · primary_doc.xml · nonDerivative · entry 1

Britt Douglas · CIK 0001330988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

SEC source: 0001692276-20-000058 · primary_doc.xml · nonDerivative · entry 2

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,415

F1 · shares: Shares withheld by the issuer to satisfy federal tax withholding obligations on the award of 1,000 shares.

SEC source: 0001692276-20-000058 · primary_doc.xml · nonDerivative · entry 1

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,715

SEC source: 0001692276-20-000057 · primary_doc.xml · nonDerivative · entry 1

LEMAITRE PHILIPPE · CIK 0001059471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,813