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NYSE · USD

HLIO

HELIOS TECHNOLOGIES, INC.

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Tapewire entity
4399
SEC CIK
0001024795
Parsed reports
649

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 24, 2021 Filed Sep 27, 2021 20:14 UTC GrantCommon Stock 1,375 $88.57 $121,783.75
Disclosure

SEC source: 0001209191-21-057777 · doc4.xml · nonDerivative · entry 1

LEMAITRE PHILIPPE · CIK 0001059471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,838

Read SEC document
September 24, 2021 Filed Sep 27, 2021 20:16 UTC Tax withholdingCommon Stock 300 $88.57 $26,571.00
Disclosure

SEC source: 0001209191-21-057779 · doc4.xml · nonDerivative · entry 2

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,075

F1 · shares: Shares withheld by the issuer to satisfy federal tax withholding obligations on the award of 1,000 shares.

Read SEC document
September 24, 2021 Filed Sep 27, 2021 20:16 UTC GrantCommon Stock 1,000 $88.57 $88,570.00
Disclosure

SEC source: 0001209191-21-057779 · doc4.xml · nonDerivative · entry 1

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Read SEC document
September 24, 2021 Filed Sep 27, 2021 20:12 UTC GrantCommon Stock 1,000 $88.57 $88,570.00
Disclosure

SEC source: 0001209191-21-057774 · doc4.xml · nonDerivative · entry 1

Chenanda Cary · CIK 0001806096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

Read SEC document
September 24, 2021 Filed Sep 27, 2021 20:09 UTC GrantCommon Stock 1,000 $88.57 $88,570.00
Disclosure

SEC source: 0001209191-21-057770 · doc4.xml · nonDerivative · entry 1

Brown Laura D · CIK 0001496785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Read SEC document
September 24, 2021 Filed Sep 27, 2021 20:06 UTC GrantCommon Stock 1,000 $88.57 $88,570.00
Disclosure

SEC source: 0001209191-21-057768 · doc4.xml · nonDerivative · entry 1

Britt Douglas · CIK 0001330988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Read SEC document
September 24, 2021 Filed Sep 27, 2021 20:04 UTC GrantCommon Stock 750 $88.57 $66,427.50
Disclosure

SEC source: 0001209191-21-057765 · doc4.xml · nonDerivative · entry 1

BERTONECHE MARC · CIK 0001223461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,949

Read SEC document
September 23, 2021 Filed Sep 24, 2021 20:06 UTC
Morgan Jason LemarPresident, CVT
SaleCommon Stock 400 $87.50 $35,000.00
Disclosure

SEC source: 0001209191-21-057572 · doc4.xml · nonDerivative · entry 2

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562.1706

F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2021.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 20:06 UTC
Morgan Jason LemarPresident, CVT
SaleCommon Stock 400 $85.33 $34,132.00
Disclosure

SEC source: 0001209191-21-057572 · doc4.xml · nonDerivative · entry 1

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962.1706

F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2021.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:14 UTC
Fulton Tricia LChief Financial Officer
SaleCommon Stock 1,000 $85.00 $85,000.00
Disclosure

SEC source: 0001209191-21-050825 · doc4.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,635.511

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F2 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (12.077534 during the first quarter 2021 and 8.836587 during the second quarter 2021).

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:04 UTC
Nealis Melanie MChief Legal & Compliance Offic
Tax withholdingCommon Stock 487 $78.80 $38,375.60
Disclosure

SEC source: 0001209191-21-046288 · doc4.xml · nonDerivative · entry 1

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,887.278

F1 · shares: Represents shares of common stock withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,000 shares of restricted stock granted to the reporting person on July 9, 2018.

F2 · balance_after: Includes 237.55724 shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (127.861755 during the quarter ending March 31, 2021 and 109.695485 during the quarter ending June 30, 2021).

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:42 UTC
Matosevic JosefPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045506 · doc4.xml · derivative · entry 5

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:42 UTC
Matosevic JosefPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045506 · doc4.xml · derivative · entry 4

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,418

Underlying: Common Stock · 1,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:42 UTC
Matosevic JosefPresident and CEO
Tax withholdingCommon Stock 2,201 $78.20 $172,118.20
Disclosure

SEC source: 0001209191-21-045506 · doc4.xml · nonDerivative · entry 3

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,341

F1 · kind: Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:42 UTC
Matosevic JosefPresident and CEO
Exercise / conversionCommon Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045506 · doc4.xml · nonDerivative · entry 2

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:42 UTC
Matosevic JosefPresident and CEO
Exercise / conversionCommon Stock 1,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045506 · doc4.xml · nonDerivative · entry 1

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:39 UTC
Morgan Jason LemarPresident, CVT
Exercise / conversionRestricted Stock Units · Derivative 713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045499 · doc4.xml · derivative · entry 4

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU granted to reporting person on 7/1/2020, 100% of the awards vest and convert into Common Stock one year from the grant date.

F4 · derivative.exercise_date: Each RSU granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU granted to reporting person on 7/1/2020, 100% of the awards vest and convert into Common Stock one year from the grant date.

F4 · derivative.expiration_date: Each RSU granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU granted to reporting person on 7/1/2020, 100% of the awards vest and convert into Common Stock one year from the grant date.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:39 UTC
Morgan Jason LemarPresident, CVT
Tax withholdingCommon Stock 174 $78.20 $13,606.80
Disclosure

SEC source: 0001209191-21-045499 · doc4.xml · nonDerivative · entry 2

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362.1706

F2 · kind: Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:39 UTC
Morgan Jason LemarPresident, CVT
Exercise / conversionCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045499 · doc4.xml · nonDerivative · entry 1

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536.1706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (30.9106 during the quarter ended June 30, 2021).

Read SEC document
June 04, 2021 Filed Jun 8, 2021 16:32 UTC GrantCommon Stock 750 $73.53 $55,147.50
Disclosure

SEC source: 0001209191-21-038919 · doc4.xml · nonDerivative · entry 1

Yadley Gregory C · CIK 0001810385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,910

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:31 UTC Tax withholdingCommon Stock 300 $73.53 $22,059.00
Disclosure

SEC source: 0001209191-21-038916 · doc4.xml · nonDerivative · entry 2

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,375

F1 · shares: Shares withheld by the issuer to satisfy federal tax withholding obligations on the award of 1,000 shares.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:31 UTC GrantCommon Stock 1,000 $73.53 $73,530.00
Disclosure

SEC source: 0001209191-21-038916 · doc4.xml · nonDerivative · entry 1

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,675

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:29 UTC GrantCommon Stock 1,375 $73.53 $101,103.75
Disclosure

SEC source: 0001209191-21-038913 · doc4.xml · nonDerivative · entry 1

LEMAITRE PHILIPPE · CIK 0001059471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,463

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:27 UTC GrantCommon Stock 1,000 $73.53 $73,530.00
Disclosure

SEC source: 0001209191-21-038911 · doc4.xml · nonDerivative · entry 1

Chenanda Cary · CIK 0001806096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:25 UTC GrantCommon Stock 1,000 $73.53 $73,530.00
Disclosure

SEC source: 0001209191-21-038909 · doc4.xml · nonDerivative · entry 1

Brown Laura D · CIK 0001496785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:24 UTC GrantCommon Stock 1,000 $73.53 $73,530.00
Disclosure

SEC source: 0001209191-21-038906 · doc4.xml · nonDerivative · entry 1

Britt Douglas · CIK 0001330988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,600

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:21 UTC GrantCommon Stock 750 $73.53 $55,147.50
Disclosure

SEC source: 0001209191-21-038904 · doc4.xml · nonDerivative · entry 1

BERTONECHE MARC · CIK 0001223461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,199

Read SEC document
June 04, 2021 Filed Jun 10, 2021 20:28 UTC
Morgan Jason LemarPresident, CVT
Tax withholdingCommon Stock 244 $73.53 $17,941.32
Disclosure

SEC source: 0001209191-21-039452 · doc4.xml · nonDerivative · entry 1

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792.26

F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 16:13 UTC GrantCommon Stock 750 $72.91 $54,682.50
Disclosure

SEC source: 0001209191-21-020134 · doc4.xml · nonDerivative · entry 1

Yadley Gregory C · CIK 0001810385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,160

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:12 UTC Tax withholdingCommon Stock 300 $72.91 $21,873.00
Disclosure

SEC source: 0001209191-21-020133 · doc4.xml · nonDerivative · entry 2

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,675

F1 · shares: Shares withheld by the issuer to satisfy federal tax withholding obligations on the award of 1,000 shares.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:12 UTC GrantCommon Stock 1,000 $72.91 $72,910.00
Disclosure

SEC source: 0001209191-21-020133 · doc4.xml · nonDerivative · entry 1

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,975

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:10 UTC GrantCommon Stock 750 $72.91 $54,682.50
Disclosure

SEC source: 0001209191-21-020129 · doc4.xml · nonDerivative · entry 1

Guglielmo Kennon · CIK 0001619230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,850

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:11 UTC GrantCommon Stock 1,375 $72.91 $100,251.25
Disclosure

SEC source: 0001209191-21-020132 · doc4.xml · nonDerivative · entry 1

LEMAITRE PHILIPPE · CIK 0001059471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,088

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:10 UTC GrantCommon Stock 750 $72.91 $54,682.50
Disclosure

SEC source: 0001209191-21-020127 · doc4.xml · nonDerivative · entry 1

Chenanda Cary · CIK 0001806096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:09 UTC GrantCommon Stock 1,000 $72.91 $72,910.00
Disclosure

SEC source: 0001209191-21-020126 · doc4.xml · nonDerivative · entry 1

Brown Laura D · CIK 0001496785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:08 UTC GrantCommon Stock 1,000 $72.91 $72,910.00
Disclosure

SEC source: 0001209191-21-020123 · doc4.xml · nonDerivative · entry 1

Britt Douglas · CIK 0001330988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,600

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:06 UTC GrantCommon Stock 750 $72.91 $54,682.50
Disclosure

SEC source: 0001209191-21-020120 · doc4.xml · nonDerivative · entry 1

BERTONECHE MARC · CIK 0001223461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,449

Read SEC document
March 06, 2021 Filed Mar 9, 2021 21:36 UTC Tax withholdingCommon Stock 245 $70.11 $17,176.95
Disclosure

SEC source: 0001209191-21-019021 · doc4.xml · nonDerivative · entry 1

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,615.4029

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 834 shares of restricted stock granted to the reporting person on March 6, 2018.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 21:29 UTC
Fulton Tricia LChief Financial Officer
Tax withholdingCommon Stock 1,072 $70.11 $75,157.92
Disclosure

SEC source: 0001209191-21-018991 · doc4.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,614.5967

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,400 shares of restricted stock granted to the reporting person on March 6, 2018.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:22 UTC
Nealis Melanie MChief Legal & Compliance Offic
Exercise / conversionRestricted Stock Units · Derivative 885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015933 · doc4.xml · derivative · entry 3

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772

Underlying: Common Stock · 885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:22 UTC
Nealis Melanie MChief Legal & Compliance Offic
Tax withholdingCommon Stock 209 $65.40 $13,668.60
Disclosure

SEC source: 0001209191-21-015933 · doc4.xml · nonDerivative · entry 2

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,136.721

F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:22 UTC
Nealis Melanie MChief Legal & Compliance Offic
Exercise / conversionCommon Stock 885 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015933 · doc4.xml · nonDerivative · entry 1

Nealis Melanie M · CIK 0001744724 · Chief Legal & Compliance Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,345.721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:19 UTC Exercise / conversionRestricted Stock Units · Derivative 459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015913 · doc4.xml · derivative · entry 3

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918

Underlying: Common Stock · 459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:19 UTC Tax withholdingCommon Stock 160 $65.40 $10,464.00
Disclosure

SEC source: 0001209191-21-015913 · doc4.xml · nonDerivative · entry 2

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,860.4029

F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:19 UTC Exercise / conversionCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015913 · doc4.xml · nonDerivative · entry 1

McPeak Jinger J · CIK 0001691811 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,020.4029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Fulton Tricia LChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,079 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015900 · doc4.xml · derivative · entry 4

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160

Underlying: Common Stock · 1,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Fulton Tricia LChief Financial Officer
Tax withholdingCommon Stock 259 $65.40 $16,938.60
Disclosure

SEC source: 0001209191-21-015900 · doc4.xml · nonDerivative · entry 2

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,686.5967

F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Fulton Tricia LChief Financial Officer
Exercise / conversionCommon Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015900 · doc4.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,945.5967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 28, 2021 Filed Mar 2, 2021 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015879 · doc4.xml · derivative · entry 2

Arduini Matteo · CIK 0001776741 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

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February 28, 2021 Filed Mar 2, 2021 21:14 UTC Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015879 · doc4.xml · nonDerivative · entry 1

Arduini Matteo · CIK 0001776741 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.