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HLF

HERBALIFE LTD.

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4842
SEC CIK
0001180262
Parsed reports
546

Last 12 months

Inside the activity.

4 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202604
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2021 Filed Feb 11, 2021 01:29 UTC
PEZZULLO DAVIDChief Operating Officer
Tax withholdingCommon Stock 13,743 $55.83 $767,271.69
Disclosure

SEC source: 0001209191-21-009470 · doc4.xml · nonDerivative · entry 2

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,994

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:29 UTC
PEZZULLO DAVIDChief Operating Officer
Exercise / conversionCommon Stock 20,764 $26.65 $553,256.78
Disclosure

SEC source: 0001209191-21-009470 · doc4.xml · nonDerivative · entry 1

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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February 05, 2021 Filed Feb 9, 2021 23:40 UTC
PEZZULLO DAVIDChief Operating Officer
SaleCommon Stock 38,350 $55.00 $2,109,250.00
Disclosure

SEC source: 0001209191-21-008960 · doc4.xml · nonDerivative · entry 1

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,973

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Balance reflects shares purchased through the Issuer's Herbalife Ltd. Employee Stock Purchase Plan since last reported on Form 4.

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January 06, 2021 Filed Jan 9, 2021 00:27 UTC
DeSimone JohnPresident
SaleCommon Stock 72,985 $53.00 $3,868,365.57
Disclosure

SEC source: 0001209191-21-002829 · doc4.xml · nonDerivative · entry 2

DeSimone John · CIK 0001463405 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 145,970

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Trust.

F2 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.08. The price reported reflects the weighted average sale price of $53.0022. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: On the Reporting Person's Form 4 filed on August 14, 2020, the amount of shares beneficially owned by the Trust was overreported by 12 shares due to a rounding error following the Issuer's August 2020 tender offer. The amount of shares beneficially owned by the Trust has been corrected on this Form 4 filing.

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January 03, 2021 Filed Jan 4, 2021 12:10 UTC
ICAHN CARL C10% owner
SaleCommon Stock, par value $0.0005 per share 12,486,993 $48.05 $600,000,013.65
Disclosure

SEC source: 0001567619-21-000002 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnotes

Disclosed balance after: 8,018,886

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,688,707 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 3,330,179 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

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December 13, 2020 Filed Dec 16, 2020 00:17 UTC
LEVY ROBERTEVP, The Americas
Tax withholdingCommon Stock 3,741 $48.83 $182,673.03
Disclosure

SEC source: 0001209191-20-063616 · doc4.xml · nonDerivative · entry 1

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,770

F1 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on March 23, 2006. The Reporting Person previously elected to defer the receipt of shares of common stock issuable upon the vesting of such RSUs. The deferral period lapsed on December 13, 2020.

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December 11, 2020 Filed Dec 16, 2020 00:15 UTC
Otero MariaDirector
Exercise / conversionStock Appreciation Rights · Derivative 9,052 $0.00 Strike: $39.79 $0.00
Disclosure

SEC source: 0001209191-20-063612 · doc4.xml · derivative · entry 3

Otero Maria · CIK 0001594205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,052 shares

Expires 2020-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The SARs were previously reported as covering 4,526 shares at an exercise price of $79.58 per share.

F1 · shares: The transaction represents an exercise and hold of stock appreciation rights ("SARs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4.

F2 · shares: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The SARs were previously reported as covering 4,526 shares at an exercise price of $79.58 per share.

F3 · derivative.exercise_date: The SARs were granted on December 19, 2013. 50% vested on December 19, 2013, 25% vested on January 15, 2014 and the remaining 25% vested on April 15, 2014.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 00:15 UTC
Otero MariaDirector
Tax withholdingCommon Stock 7,377 $48.83 $360,218.91
Disclosure

SEC source: 0001209191-20-063612 · doc4.xml · nonDerivative · entry 2

Otero Maria · CIK 0001594205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,149

F1 · shares: The transaction represents an exercise and hold of stock appreciation rights ("SARs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 00:15 UTC
Otero MariaDirector
Exercise / conversionCommon Stock 9,052 $39.79 $360,179.08
Disclosure

SEC source: 0001209191-20-063612 · doc4.xml · nonDerivative · entry 1

Otero Maria · CIK 0001594205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction represents an exercise and hold of stock appreciation rights ("SARs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 00:12 UTC Exercise / conversionStock Appreciation Rights · Derivative 9,052 $0.00 Strike: $39.79 $0.00
Disclosure

SEC source: 0001209191-20-063607 · doc4.xml · derivative · entry 3

CHRISTODORO JONATHAN · CIK 0001575440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,052 shares

Expires 2020-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The SARs were previously reported as covering 4,526 shares at an exercise price of $79.58 per share.

F1 · shares: The transaction represents an exercise and hold of stock appreciation rights ("SARS"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4.

F2 · shares: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The SARs were previously reported as covering 4,526 shares at an exercise price of $79.58 per share.

F3 · derivative.exercise_date: The SARs were granted on December 19, 2013. 50% vested on December 19, 2013, 25% vested on January 15, 2014 and the remaining 25% vested on April 15, 2014.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 00:12 UTC Tax withholdingCommon Stock 7,377 $48.83 $360,218.91
Disclosure

SEC source: 0001209191-20-063607 · doc4.xml · nonDerivative · entry 2

CHRISTODORO JONATHAN · CIK 0001575440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,349

F1 · shares: The transaction represents an exercise and hold of stock appreciation rights ("SARS"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 00:12 UTC Exercise / conversionCommon Stock 9,052 $39.79 $360,179.08
Disclosure

SEC source: 0001209191-20-063607 · doc4.xml · nonDerivative · entry 1

CHRISTODORO JONATHAN · CIK 0001575440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction represents an exercise and hold of stock appreciation rights ("SARS"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
SaleCommon Stock 9,416 $49.88 $469,628.65
Disclosure

SEC source: 0001209191-20-062100 · doc4.xml · nonDerivative · entry 6

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,288

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.87 to $49.88. The price reported reflects the weighted average sale price of $49.8756. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
SaleCommon Stock 6,241 $49.88 $311,301.08
Disclosure

SEC source: 0001209191-20-062100 · doc4.xml · nonDerivative · entry 5

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,704

Read SEC document
December 03, 2020 Filed Dec 8, 2020 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 26,872 $0.00 Strike: $31.26 $0.00
Disclosure

SEC source: 0001209191-20-062100 · doc4.xml · derivative · entry 9

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,872 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The SARs were previously reported as part of an award covering 16,795 shares at an exercise price of $62.51 per share.

F4 · shares: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The SARs were previously reported as part of an award covering 16,795 shares at an exercise price of $62.51 per share.

F5 · derivative.exercise_date: The SARs were granted on May 9, 2016. 20% vested on May 9, 2017, 20% vested on May 9, 2018 and the remaining 60% vested on May 9, 2019.

Read SEC document
December 03, 2020 Filed Dec 8, 2020 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 15,000 $0.00 Strike: $23.90 $0.00
Disclosure

SEC source: 0001209191-20-062100 · doc4.xml · derivative · entry 8

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The stock appreciation rights ("SARs") were previously reported as part of an award covering 12,500 shares at an exercise price of $47.80 per share.

F2 · shares: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The stock appreciation rights ("SARs") were previously reported as part of an award covering 12,500 shares at an exercise price of $47.80 per share.

F3 · derivative.exercise_date: The SARs were granted on May 7, 2015. 20% vested on May 7, 2016, 20% vested on May 7, 2017 and the remaining 60% vested on May 7, 2018.

Read SEC document
December 03, 2020 Filed Dec 8, 2020 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
Tax withholdingCommon Stock 21,584 $49.72 $1,073,156.48
Disclosure

SEC source: 0001209191-20-062100 · doc4.xml · nonDerivative · entry 4

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,945

Read SEC document
December 03, 2020 Filed Dec 8, 2020 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionCommon Stock 26,872 $31.26 $839,884.36
Disclosure

SEC source: 0001209191-20-062100 · doc4.xml · nonDerivative · entry 3

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 8, 2020 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
Tax withholdingCommon Stock 10,872 $49.72 $540,555.84
Disclosure

SEC source: 0001209191-20-062100 · doc4.xml · nonDerivative · entry 2

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,657

Read SEC document
December 03, 2020 Filed Dec 8, 2020 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionCommon Stock 15,000 $23.90 $358,500.00
Disclosure

SEC source: 0001209191-20-062100 · doc4.xml · nonDerivative · entry 1

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 00:15 UTC
Tartol JohnDirector
SaleCommon Stock 1,573 $48.35 $76,054.55
Disclosure

SEC source: 0001209191-20-060365 · doc4.xml · nonDerivative · entry 4

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,886

Read SEC document
November 23, 2020 Filed Nov 24, 2020 00:27 UTC SaleCommon Stock 1,552 $48.86 $75,830.72
Disclosure

SEC source: 0001209191-20-060089 · doc4.xml · nonDerivative · entry 3

Carmona Richard H · CIK 0001389349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,116

Read SEC document
November 23, 2020 Filed Nov 25, 2020 00:15 UTC
Tartol JohnDirector
SaleCommon Stock 55,000 $48.83 $2,685,650.00
Disclosure

SEC source: 0001209191-20-060365 · doc4.xml · nonDerivative · entry 3

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,459

F1 · price: This transaction was executed in multiple trades at prices ranging from $48.65 to $49.05. The price reported reflects the weighted average sale price of $48.83. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:15 UTC
Tartol JohnDirector
Exercise / conversionStock Appreciation Rights · Derivative 9,052 $0.00 Strike: $39.79 $0.00
Disclosure

SEC source: 0001209191-20-060365 · doc4.xml · derivative · entry 5

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,052 shares

Expires 2020-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The stock appreciation rights ("SARs") were previously reported as covering 4,526 shares at an exercise price of $79.58 per share.

F2 · shares: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The stock appreciation rights ("SARs") were previously reported as covering 4,526 shares at an exercise price of $79.58 per share.

F3 · derivative.exercise_date: The SARs were granted on December 19, 2013. 50% vested on December 19, 2013, 25% vested on January 15, 2014 and the remaining 25% vested on April 15, 2014.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:15 UTC
Tartol JohnDirector
Tax withholdingCommon Stock 7,479 $48.16 $360,188.64
Disclosure

SEC source: 0001209191-20-060365 · doc4.xml · nonDerivative · entry 2

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,459

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:15 UTC
Tartol JohnDirector
Exercise / conversionCommon Stock 9,052 $39.79 $360,179.08
Disclosure

SEC source: 0001209191-20-060365 · doc4.xml · nonDerivative · entry 1

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:27 UTC Exercise / conversionStock Appreciation Rights · Derivative 9,052 $0.00 Strike: $39.79 $0.00
Disclosure

SEC source: 0001209191-20-060089 · doc4.xml · derivative · entry 4

Carmona Richard H · CIK 0001389349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,052 shares

Expires 2020-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The stock appreciation rights ("SARs") were previously reported as covering 4,526 shares at an exercise price of $79.58 per share.

F1 · shares: Adjusted to reflect the Issuer's May 14, 2018 2-for-1 stock split. The stock appreciation rights ("SARs") were previously reported as covering 4,526 shares at an exercise price of $79.58 per share.

F2 · derivative.exercise_date: The SARs were granted on December 19, 2013. 50% vested on December 19, 2013, 25% vested on January 15, 2014 and the remaining 25% vested on April 15, 2014.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:27 UTC Tax withholdingCommon Stock 7,500 $48.03 $360,225.00
Disclosure

SEC source: 0001209191-20-060089 · doc4.xml · nonDerivative · entry 2

Carmona Richard H · CIK 0001389349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:27 UTC Exercise / conversionCommon Stock 9,052 $39.79 $360,179.08
Disclosure

SEC source: 0001209191-20-060089 · doc4.xml · nonDerivative · entry 1

Carmona Richard H · CIK 0001389349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:17 UTC
Amezquita AlexanderChief Financial Officer
GrantCommon Stock 6,082 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057628 · doc4.xml · nonDerivative · entry 2

Amezquita Alexander · CIK 0001721325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,235

F2 · shares: Consists of restricted stock units granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 20% on November 9, 2021, 20% on November 9, 2022, and 60% on November 9, 2023, subject to continued service through each applicable date.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 21:17 UTC
Amezquita AlexanderChief Financial Officer
Tax withholdingCommon Stock 2,493 $48.49 $120,885.57
Disclosure

SEC source: 0001209191-20-057628 · doc4.xml · nonDerivative · entry 1

Amezquita Alexander · CIK 0001721325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,153

F1 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on November 6, 2017.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:15 UTC SaleCommon Stock 7,000 $49.81 $348,670.00
Disclosure

SEC source: 0001209191-20-049380 · doc4.xml · nonDerivative · entry 1

Nelson James Larry · CIK 0001424471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,959

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.60 to $50.02. The price reported reflects the weighted average sale price of $49.81. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 21:14 UTC SaleCommon Stock 9,558 $50.13 $479,142.54
Disclosure

SEC source: 0001209191-20-048261 · doc4.xml · nonDerivative · entry 1

Carmona Richard H · CIK 0001389349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,116

F1 · price: This transaction was executed in multiple trades at prices ranging from $50.12 to $50.17. The price reported reflects the weighted average sale price of $50.13. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 23:55 UTC
DeSimone JohnPresident
Disposition to issuerCommon Stock 157,200 $48.75 $7,663,500.00
Disclosure

SEC source: 0001209191-20-046862 · doc4.xml · nonDerivative · entry 2

DeSimone John · CIK 0001463405 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By children's trust

Disclosed balance after: 218,967

F1 · shares: Represents shares sold to the Issuer pursuant to the Issuer's "modified Dutch auction" self-tender offer, which preliminary results were announced on August 12, 2020.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 23:55 UTC
DeSimone JohnPresident
Disposition to issuerCommon Stock 693 $48.75 $33,783.75
Disclosure

SEC source: 0001209191-20-046862 · doc4.xml · nonDerivative · entry 1

DeSimone John · CIK 0001463405 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,826

F1 · shares: Represents shares sold to the Issuer pursuant to the Issuer's "modified Dutch auction" self-tender offer, which preliminary results were announced on August 12, 2020.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 23:58 UTC
ICAHN CARL C10% owner
SaleCommon Stock, par value $0.0005 per share 14,722,025 $48.75 $717,698,718.75
Disclosure

SEC source: 0001567619-20-015583 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 20,505,879

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 12,122,031 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 8,383,848 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

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August 05, 2020 Filed Aug 7, 2020 23:15 UTC Tax withholdingCommon Stock 135 $51.75 $6,986.25
Disclosure

SEC source: 0001209191-20-045743 · doc4.xml · nonDerivative · entry 1

Irani Jehangir D · CIK 0001775818 · SVP, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,212

F1 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on August 5, 2019.

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June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionStock Appreciation Rights · Derivative 3,711 $0.00 Strike: $33.85 $0.00
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · derivative · entry 12

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,711

Underlying: Common Stock · 3,711 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights were granted on March 1, 2012. 20% vested on March 1, 2013, 20% vested on March 1, 2014 and the remaining 60% vested on March 1, 2015.

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June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionStock Appreciation Rights · Derivative 5,448 $0.00 Strike: $39.79 $0.00
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · derivative · entry 11

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,448

Underlying: Common Stock · 5,448 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on December 19, 2013. 20% vested on June 21, 2014, 20% vested on June 21, 2015 and the remaining 60% vested on June 21, 2016.

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June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionStock Appreciation Rights · Derivative 3,023 $0.00 Strike: $31.26 $0.00
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · derivative · entry 10

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Appreciation Rights were granted on May 9, 2016. 20% vested on May 9, 2017, 20% vested on May 9, 2018 and the remaining 60% vested on May 9, 2019.

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June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionStock Appreciation Rights · Derivative 3,177 $0.00 Strike: $28.60 $0.00
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · derivative · entry 9

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,177

Underlying: Common Stock · 3,177 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Appreciation Rights were granted on February 27, 2017. 20% vested on February 27, 2018, 20% vested on February 27, 2019 and the remaining 60% vested on February 27, 2020.

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June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Tax withholdingCommon Stock 3,187 $43.34 $138,124.58
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 8

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,157

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June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionCommon Stock 3,711 $33.85 $125,617.35
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 7

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Tax withholdingCommon Stock 5,196 $43.34 $225,194.64
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 6

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,633

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionCommon Stock 5,448 $39.79 $216,775.92
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 5

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Tax withholdingCommon Stock 2,574 $43.34 $111,557.16
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 4

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,381

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionCommon Stock 3,023 $31.26 $94,483.87
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 3

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Tax withholdingCommon Stock 2,633 $43.34 $114,114.22
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 2

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,932

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:26 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionCommon Stock 3,177 $28.60 $90,846.32
Disclosure

SEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 1

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 15, 2020 Filed May 19, 2020 20:17 UTC
Tartol JohnDirector
SaleCommon Stock 25,000 $39.06 $976,500.00
Disclosure

SEC source: 0001209191-20-030458 · doc4.xml · nonDerivative · entry 1

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,886

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.00 to $39.29. The price reported reflects the weighted average sale price of $39.06. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.