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HLF

HERBALIFE LTD.

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4842
SEC CIK
0001180262
Parsed reports
546

Last 12 months

Inside the activity.

4 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202604
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2017 Filed May 12, 2017 00:34 UTC
Montesino IbelisSVP/Managing Dir North America
Exercise / conversionCommon Stock 8,000 $32.67 $261,360.00
Disclosure

SEC source: 0001209191-17-031678 · doc4.xml · nonDerivative · entry 4

Fleming Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:34 UTC
Montesino IbelisSVP/Managing Dir North America
Tax withholdingCommon Stock 1,255 $72.81 $91,376.55
Disclosure

SEC source: 0001209191-17-031678 · doc4.xml · nonDerivative · entry 3

Fleming Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

F1 · kind: The reporting person received 2,083 shares of common stock upon the net exercise of the 4,874 stock appreciation rights ("SARs"). The reporting person forfeited 1,536 shares of common stock underlying the SARS in payment of the exercise price and 1,255 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:34 UTC
Montesino IbelisSVP/Managing Dir North America
Disposition to issuerCommon Stock 1,536 $72.81 $111,836.16
Disclosure

SEC source: 0001209191-17-031678 · doc4.xml · nonDerivative · entry 2

Fleming Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,338

F1 · kind: The reporting person received 2,083 shares of common stock upon the net exercise of the 4,874 stock appreciation rights ("SARs"). The reporting person forfeited 1,536 shares of common stock underlying the SARS in payment of the exercise price and 1,255 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:34 UTC
Montesino IbelisSVP/Managing Dir North America
Exercise / conversionCommon Stock 4,874 $22.94 $111,809.56
Disclosure

SEC source: 0001209191-17-031678 · doc4.xml · nonDerivative · entry 1

Fleming Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 3,914 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 32

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,873

Underlying: Common Stock · 3,914 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Consists of 9,787 stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan of which 20% vested on March 2, 2016, 20% vested on March 2, 2017, and the remaining 60% will vest on March 2, 2018.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 453 $0.00 Strike: $48.39 $0.00
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 31

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 453 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 5,409 $0.00 Strike: $44.79 $0.00
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 30

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,409 shares

Expires 2022-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 2,257 $0.00 Strike: $53.29 $0.00
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 29

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 1,854 $0.00 Strike: $22.94 $0.00
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 28

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,854 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 1,840 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 27

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,840 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 600 $0.00 Strike: $21.57 $0.00
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 26

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 3,600 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 25

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 684 $72.81 $49,802.04
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 24

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,995

F8 · kind: The reporting person received 1,592 shares of common stock upon the net exercise of the 3,914 SARs. The reporting person forfeited 1,638 shares of common stock underlying the SARS in payment of the exercise price and 684 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 1,638 $72.81 $119,262.78
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 23

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,679

F8 · kind: The reporting person received 1,592 shares of common stock upon the net exercise of the 3,914 SARs. The reporting person forfeited 1,638 shares of common stock underlying the SARS in payment of the exercise price and 684 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 3,914 $30.44 $119,142.16
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 22

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 46 $72.81 $3,349.26
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 21

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,403

F7 · kind: The reporting person received 105 shares of common stock upon the net exercise of the 453 SARS. The reporting person forfeited 302 shares of common stock underlying the SARS in payment of the exercise price and 46 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 302 $72.81 $21,988.62
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 20

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,449

F7 · kind: The reporting person received 105 shares of common stock upon the net exercise of the 453 SARS. The reporting person forfeited 302 shares of common stock underlying the SARS in payment of the exercise price and 46 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 453 $48.39 $21,920.67
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 19

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 625 $72.81 $45,506.25
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 18

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,298

F6 · kind: The reporting person received 1,456 shares of common stock upon the net exercise of the 5,409 SARs. The reporting person forfeited 3,328 shares of common stock underlying the SARS in payment of the exercise price and 625 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 3,328 $72.81 $242,311.68
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 17

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,923

F6 · kind: The reporting person received 1,456 shares of common stock upon the net exercise of the 5,409 SARs. The reporting person forfeited 3,328 shares of common stock underlying the SARS in payment of the exercise price and 625 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 5,409 $44.79 $242,269.11
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 16

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 182 $72.81 $13,251.42
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 15

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,842

F5 · kind: The reporting person received 423 shares of common stock upon the net exercise of the 2,257 SARs. The reporting person forfeited 1,652 shares of common stock underlying the SARS in payment of the exercise price and 182 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 1,652 $72.81 $120,282.12
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 14

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,024

F5 · kind: The reporting person received 423 shares of common stock upon the net exercise of the 2,257 SARs. The reporting person forfeited 1,652 shares of common stock underlying the SARS in payment of the exercise price and 182 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 2,257 $53.29 $120,275.53
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 13

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 381 $72.81 $27,740.61
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 12

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,419

F4 · kind: The reporting person received 888 shares of common stock upon the net exercise of the 1,854 SARs. The reporting person forfeited 585 shares of common stock underlying the SARS in payment of the exercise price and 381 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 585 $72.81 $42,593.85
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 11

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

F4 · kind: The reporting person received 888 shares of common stock upon the net exercise of the 1,854 SARs. The reporting person forfeited 585 shares of common stock underlying the SARS in payment of the exercise price and 381 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 1,854 $22.94 $42,530.76
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 10

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 501 $72.81 $36,477.81
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 9

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,531

F3 · kind: The reporting person received 1,166 shares of common stock upon the net exercise of the 1,840 SARs. The reporting person forfeited 173 shares of common stock underlying the SARS in payment of the exercise price and 501 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 173 $72.81 $12,596.13
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 8

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,032

F3 · kind: The reporting person received 1,166 shares of common stock upon the net exercise of the 1,840 SARs. The reporting person forfeited 173 shares of common stock underlying the SARS in payment of the exercise price and 501 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 1,840 $6.82 $12,548.80
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 7

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 127 $72.81 $9,246.87
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 6

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,365

F2 · kind: The reporting person received 295 shares of common stock upon the net exercise of the 600 SARs. The reporting person forfeited 178 shares of common stock underlying the SARS in payment of the exercise price and 127 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 178 $72.81 $12,960.18
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 5

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

F2 · kind: The reporting person received 295 shares of common stock upon the net exercise of the 600 SARs. The reporting person forfeited 178 shares of common stock underlying the SARS in payment of the exercise price and 127 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 600 $21.57 $12,942.00
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 4

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 782 $72.81 $56,937.42
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 3

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

F1 · kind: The reporting person received 1,822 shares of common stock upon the net exercise of the 3,600 stock appreciation rights ("SARS"). The reporting person forfeited 996 shares of common stock underlying the SARS in payment of the exercise price and 782 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 996 $72.81 $72,518.76
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 2

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,852

F1 · kind: The reporting person received 1,822 shares of common stock upon the net exercise of the 3,600 stock appreciation rights ("SARS"). The reporting person forfeited 996 shares of common stock underlying the SARS in payment of the exercise price and 782 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:35 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 3,600 $20.14 $72,504.00
Disclosure

SEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 1

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Exercise / conversionStock Appreciation Rights · Derivative 1,957 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · derivative · entry 13

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,873

Underlying: Common Stock · 1,957 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Consists of 9,787 stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on March 2, 2016, 20% vested on March 2, 2017, and the remaining 60% will vest on March 2, 2018.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Exercise / conversionStock Appreciation Rights · Derivative 3,464 $0.00 Strike: $59.98 $0.00
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · derivative · entry 12

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,464 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Exercise / conversionStock Appreciation Rights · Derivative 873 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · derivative · entry 11

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,493

Underlying: Common Stock · 873 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Consists of 4,366 stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on May 9, 2017, 20% will vest on May 9, 2018, and the remaining 60% will vest on May 9, 2019.

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May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Tax withholdingCommon Stock 399 $72.81 $29,051.19
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 9

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214

F3 · kind: The reporting person received 739 shares of common stock upon the net exercise of the 1,957 SARS. The reporting person forfeited 819 shares of common stock underlying the SARS in payment of the exercise price and 399 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

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May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Disposition to issuerCommon Stock 819 $72.81 $59,631.39
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 8

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,613

F3 · kind: The reporting person received 739 shares of common stock upon the net exercise of the 1,957 SARS. The reporting person forfeited 819 shares of common stock underlying the SARS in payment of the exercise price and 399 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

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May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Exercise / conversionCommon Stock 1,957 $30.44 $59,571.08
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 7

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Tax withholdingCommon Stock 214 $72.81 $15,581.34
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 6

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475

F2 · kind: The reporting person received 396 shares of common stock upon the net exercise of the 3,464 SARS. The reporting person forfeited 2,854 shares of common stock underlying the SARS in payment of the exercise price and 214 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

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May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Disposition to issuerCommon Stock 2,854 $72.81 $207,799.74
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 5

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689

F2 · kind: The reporting person received 396 shares of common stock upon the net exercise of the 3,464 SARS. The reporting person forfeited 2,854 shares of common stock underlying the SARS in payment of the exercise price and 214 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

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May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Exercise / conversionCommon Stock 3,464 $59.98 $207,770.72
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 4

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Tax withholdingCommon Stock 44 $72.81 $3,203.64
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 3

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: The reporting person received 79 shares of common stock upon the net exercise of the 873 stock appreciation rights ("SARs"). The reporting person forfeited 750 shares of common stock underlying Stock Appreciation Rights ("SARS") in payment of the exercise price and 44 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

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May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Disposition to issuerCommon Stock 750 $72.81 $54,607.50
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 2

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123

F1 · kind: The reporting person received 79 shares of common stock upon the net exercise of the 873 stock appreciation rights ("SARs"). The reporting person forfeited 750 shares of common stock underlying Stock Appreciation Rights ("SARS") in payment of the exercise price and 44 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

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May 09, 2017 Filed May 12, 2017 00:34 UTC
Alvarez JesusVP, General Manager, Mexico
Exercise / conversionCommon Stock 873 $62.51 $54,571.23
Disclosure

SEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 1

Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 09, 2017 Filed May 12, 2017 00:33 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 24,000 $0.00 Strike: $15.14 $0.00
Disclosure

SEC source: 0001209191-17-031676 · doc4.xml · derivative · entry 6

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2016.

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May 09, 2017 Filed May 12, 2017 00:33 UTC
Hienrich EdiSVP/Managing Director EMEA
SaleCommon Stock 5,488 $73.00 $400,624.00
Disclosure

SEC source: 0001209191-17-031676 · doc4.xml · nonDerivative · entry 4

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,631

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.