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HERBALIFE LTD.

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4842
SEC CIK
0001180262
Parsed reports
546

Last 12 months

Inside the activity.

4 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202604
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2018 Filed Feb 27, 2018 02:15 UTC
Amezquita AlexanderSVP, Finance & Strat. Planning
GrantCommon Stock 2,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013684 · doc4.xml · nonDerivative · entry 1

Amezquita Alexander · CIK 0001721325 · SVP, Finance & Strat. Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,671

F1 · kind: Consists of restricted stock units ("RSU") under the Herbalife Ltd. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Herbalife Ltd. common stock on vesting. This award will vest 20% each on February 26, 2019 and February 26, 2020, and 60% on February 26, 2021.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 02:14 UTC
Alvarez JesusVP, General Manager, Mexico
Exercise / conversionStock Appreciation Rights · Derivative 1,929 $0.00 Strike: $79.58 $0.00
Disclosure

SEC source: 0001209191-18-013683 · doc4.xml · derivative · entry 8

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,929 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 97 shares of common stock upon the net exercise of 1,929 stock appreciation rights ("SARS"). The reporting person forfeited 1,779 shares of common stock underlying the SARS in payment of the exercise price and 53 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 02:14 UTC
Alvarez JesusVP, General Manager, Mexico
Tax withholdingCommon Stock 53 $86.30 $4,573.90
Disclosure

SEC source: 0001209191-18-013683 · doc4.xml · nonDerivative · entry 4

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,182

F2 · kind: The reporting person received 97 shares of common stock upon the net exercise of 1,929 stock appreciation rights ("SARS"). The reporting person forfeited 1,779 shares of common stock underlying the SARS in payment of the exercise price and 53 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 02:14 UTC
Alvarez JesusVP, General Manager, Mexico
Disposition to issuerCommon Stock 1,779 $86.30 $153,527.70
Disclosure

SEC source: 0001209191-18-013683 · doc4.xml · nonDerivative · entry 3

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,235

F2 · kind: The reporting person received 97 shares of common stock upon the net exercise of 1,929 stock appreciation rights ("SARS"). The reporting person forfeited 1,779 shares of common stock underlying the SARS in payment of the exercise price and 53 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 02:14 UTC
Alvarez JesusVP, General Manager, Mexico
Exercise / conversionCommon Stock 1,929 $79.58 $153,509.82
Disclosure

SEC source: 0001209191-18-013683 · doc4.xml · nonDerivative · entry 2

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 97 shares of common stock upon the net exercise of 1,929 stock appreciation rights ("SARS"). The reporting person forfeited 1,779 shares of common stock underlying the SARS in payment of the exercise price and 53 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 02:14 UTC
Alvarez JesusVP, General Manager, Mexico
GrantCommon Stock 2,085 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013683 · doc4.xml · nonDerivative · entry 1

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,085

F1 · kind: Consists of restricted stock units ("RSU") under the Herbalife Ltd. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Herbalife Ltd. common stock on vesting. This award will vest 20% each on February 26, 2019 and February 26, 2020, and 60% on February 26, 2021.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 02:13 UTC
Conchie StephenVP, Gen. Mgr. - Southeast Asia
GrantCommon Stock 4,634 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013682 · doc4.xml · nonDerivative · entry 1

Conchie Stephen · CIK 0001661500 · VP, Gen. Mgr. - Southeast Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,634

F1 · kind: Consists of restricted stock units ("RSU") under the Herbalife Ltd. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Herbalife Ltd. common stock on vesting. This award will vest 20% each on February 26, 2019 and February 26, 2020, and 60% on February 26, 2021.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 15:32 UTC
Montesino IbelisSVP/Managing Dir North America
GrantCommon Stock 4,634 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013734 · doc4.xml · nonDerivative · entry 1

Montesino Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,634

F1 · kind: Consists of restricted stock units ("RSU") under the Herbalife Ltd. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Herbalife Ltd. common stock on vesting. This award will vest 20% each on February 26, 2019 and February 26, 2020, and 60% on February 26, 2021.

Read SEC document
February 26, 2018 Filed Mar 1, 2018 00:20 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 19,832 $0.00 Strike: $22.94 $0.00
Disclosure

SEC source: 0001209191-18-014707 · doc4.xml · derivative · entry 5

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,832 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 6,611 shares of common stock upon the net exercise of 19,832 stock appreciation rights ("SARS"). The reporting person forfeited 5,272 shares of common stock underlying the SARS in payment of the exercise price and 7,949 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30.

Read SEC document
February 26, 2018 Filed Mar 1, 2018 00:20 UTC
Hienrich EdiSVP/Managing Director EMEA
Tax withholdingCommon Stock 7,949 $86.30 $685,998.70
Disclosure

SEC source: 0001209191-18-014707 · doc4.xml · nonDerivative · entry 3

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,434

F1 · kind: The reporting person received 6,611 shares of common stock upon the net exercise of 19,832 stock appreciation rights ("SARS"). The reporting person forfeited 5,272 shares of common stock underlying the SARS in payment of the exercise price and 7,949 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30.

Read SEC document
February 26, 2018 Filed Mar 1, 2018 00:20 UTC
Hienrich EdiSVP/Managing Director EMEA
Disposition to issuerCommon Stock 5,242 $86.30 $452,384.60
Disclosure

SEC source: 0001209191-18-014707 · doc4.xml · nonDerivative · entry 2

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,383

F1 · kind: The reporting person received 6,611 shares of common stock upon the net exercise of 19,832 stock appreciation rights ("SARS"). The reporting person forfeited 5,272 shares of common stock underlying the SARS in payment of the exercise price and 7,949 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30.

Read SEC document
February 26, 2018 Filed Mar 1, 2018 00:20 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionCommon Stock 19,832 $22.94 $454,946.08
Disclosure

SEC source: 0001209191-18-014707 · doc4.xml · nonDerivative · entry 1

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 6,611 shares of common stock upon the net exercise of 19,832 stock appreciation rights ("SARS"). The reporting person forfeited 5,272 shares of common stock underlying the SARS in payment of the exercise price and 7,949 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
GrantStock Appreciation Rights · Derivative 3,531 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013702 · doc4.xml · derivative · entry 6

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,531

Underlying: Common Stock · 3,531 shares

Expires 2027-02-27

F5 · kind: On February 27, 2017, the reporting person was granted an award of 17,655 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 3,531 SARs which will vest on February 27, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
GrantStock Appreciation Rights · Derivative 3,359 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-013702 · doc4.xml · derivative · entry 5

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,718

Underlying: Common Stock · 3,359 shares

Expires 2026-05-09

F4 · kind: On May 9, 2016, the reporting person was granted an award of 16,795 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 3,359 SARs which will vest on May 9, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
GrantStock Appreciation Rights · Derivative 7,500 $0.00 Strike: $47.80 $0.00
Disclosure

SEC source: 0001209191-18-013702 · doc4.xml · derivative · entry 4

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 7,500 shares

Expires 2025-05-07

F3 · kind: On May 7, 2015, the reporting person was granted an award of 12,500 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 7,500 SARs which will vest on May 7, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:32 UTC
Hienrich EdiSVP/Managing Director EMEA
GrantStock Appreciation Rights · Derivative 19,576 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013702 · doc4.xml · derivative · entry 3

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,626

Underlying: Common Stock · 19,576 shares

Expires 2025-03-02

F2 · kind: On March 2, 2015, the reporting person was granted an award of 32,626 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 19,576 SARs which will vest on March 2, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:23 UTC
DeSimone JohnChief Financial Officer
GrantStock Appreciation Rights · Derivative 12,253 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013698 · doc4.xml · derivative · entry 6

DeSimone John · CIK 0001463405 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,253

Underlying: Common Stock · 12,253 shares

Expires 2027-02-27

F6 · kind: On February 27, 2017, the reporting person was granted an award of 61,264 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 12,253 SARs which will vest on February 27, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:23 UTC
DeSimone JohnChief Financial Officer
GrantStock Appreciation Rights · Derivative 11,656 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-013698 · doc4.xml · derivative · entry 5

DeSimone John · CIK 0001463405 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,312

Underlying: Common Stock · 11,656 shares

Expires 2026-05-09

F5 · kind: On May 9, 2016, the reporting person was granted an award of 58,280 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 11,656 SARs which will vest on May 9, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:23 UTC
DeSimone JohnChief Financial Officer
GrantStock Appreciation Rights · Derivative 30,000 $0.00 Strike: $47.80 $0.00
Disclosure

SEC source: 0001209191-18-013698 · doc4.xml · derivative · entry 4

DeSimone John · CIK 0001463405 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 30,000 shares

Expires 2025-05-07

F4 · kind: On May 7, 2015, the reporting person was granted an award of 50,000 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 30,000 SARs which will vest on May 7, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:23 UTC
DeSimone JohnChief Financial Officer
GrantStock Appreciation Rights · Derivative 53,834 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013698 · doc4.xml · derivative · entry 3

DeSimone John · CIK 0001463405 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,722

Underlying: Common Stock · 53,834 shares

Expires 2025-03-02

F3 · kind: On March 2, 2015, the reporting person was granted an award of 89,722 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 53,834 SARs which will vest on March 2, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:22 UTC
Harms ThomasSVP, China & APAC
GrantStock Appreciation Rights · Derivative 635 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013696 · doc4.xml · derivative · entry 4

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635

Underlying: Common Stock · 635 shares

Expires 2027-02-27

F4 · kind: On February 27, 2017, the reporting person was granted an award of 3,177 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 635 SARs which will vest on February 27, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:22 UTC
Harms ThomasSVP, China & APAC
GrantStock Appreciation Rights · Derivative 605 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-013696 · doc4.xml · derivative · entry 3

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209

Underlying: Common Stock · 605 shares

Expires 2026-05-09

F3 · kind: On May 9, 2016, the reporting person was granted an award of 3,023 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 605 SARs which will vest on May 9, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:22 UTC
Harms ThomasSVP, China & APAC
GrantStock Appreciation Rights · Derivative 5,506 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013696 · doc4.xml · derivative · entry 2

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,176

Underlying: Common Stock · 5,506 shares

Expires 2025-03-02

F2 · kind: On March 2, 2015, the reporting person was granted an award of 9,176 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 5,506 SARs which will vest on March 2, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:21 UTC
Aspauza JossieVP, SAM/CAM
GrantStock Appreciation Rights · Derivative 1,102 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013695 · doc4.xml · derivative · entry 4

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102

Underlying: Common Stock · 1,102 shares

Expires 2027-02-27

F4 · kind: On February 27, 2017, the reporting person was granted an award of 5,508 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 1,102 SARs which will vest on February 27, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:21 UTC
Aspauza JossieVP, SAM/CAM
GrantStock Appreciation Rights · Derivative 1,048 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-013695 · doc4.xml · derivative · entry 3

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,096

Underlying: Common Stock · 1,048 shares

Expires 2026-05-09

F3 · kind: On May 9, 2016, the reporting person was granted an award of 5,240 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 1,048 SARs which will vest on May 9, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:21 UTC
Aspauza JossieVP, SAM/CAM
GrantStock Appreciation Rights · Derivative 5,873 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013695 · doc4.xml · derivative · entry 2

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,873

Underlying: Common Stock · 5,873 shares

Expires 2025-03-02

F2 · kind: On March 2, 2015, the reporting person was granted an award of 9,787 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 5,873 SARs which will vest on March 2, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:21 UTC
Hoffman Alan LEVP, Global Corporate Affairs
GrantStock Appreciation Rights · Derivative 4,590 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013694 · doc4.xml · derivative · entry 4

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590

Underlying: Common Stock · 4,590 shares

Expires 2027-02-27

F4 · kind: On February 27, 2017, the reporting person was granted an award of 22,951 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 4,590 SARs which will vest on February 27, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:21 UTC
Hoffman Alan LEVP, Global Corporate Affairs
GrantStock Appreciation Rights · Derivative 4,367 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-013694 · doc4.xml · derivative · entry 3

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,734

Underlying: Common Stock · 4,367 shares

Expires 2026-05-09

F3 · kind: On May 9, 2016, the reporting person was granted an award of 21,834 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 4,367 SARs which will vest on May 9, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:21 UTC
Hoffman Alan LEVP, Global Corporate Affairs
GrantStock Appreciation Rights · Derivative 31,811 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013694 · doc4.xml · derivative · entry 2

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,017

Underlying: Common Stock · 31,811 shares

Expires 2025-03-02

F2 · kind: On March 2, 2015, the reporting person was granted an award of 53,017 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 31,811 SARs which will vest on March 2, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:20 UTC
PEZZULLO DAVIDChief Operating Officer
GrantStock Appreciation Rights · Derivative 4,590 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013693 · doc4.xml · derivative · entry 4

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590

Underlying: Common Stock · 4,590 shares

Expires 2027-02-27

F4 · kind: On February 27, 2017, the reporting person was granted an award of 22,951 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 4,590 SARs which will vest on February 27, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:20 UTC
PEZZULLO DAVIDChief Operating Officer
GrantStock Appreciation Rights · Derivative 4,367 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-013693 · doc4.xml · derivative · entry 3

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,734

Underlying: Common Stock · 4,367 shares

Expires 2026-05-09

F3 · kind: On May 9, 2016, the reporting person was granted an award of 21,834 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 4,367 SARs which will vest on May 9, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:20 UTC
PEZZULLO DAVIDChief Operating Officer
GrantStock Appreciation Rights · Derivative 31,811 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013693 · doc4.xml · derivative · entry 2

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,017

Underlying: Common Stock · 31,811 shares

Expires 2025-03-02

F2 · kind: On March 2, 2015, the reporting person was granted an award of 53,017 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 31,811 SARs which will vest on March 2, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:19 UTC
Schissel Mark JEVP, WW Operations
GrantStock Appreciation Rights · Derivative 1,218 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013692 · doc4.xml · derivative · entry 4

Schissel Mark J · CIK 0001713270 · EVP, WW Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218

Underlying: Common Stock · 1,218 shares

Expires 2027-02-27

F4 · kind: On February 27, 2017, the reporting person was granted an award of 6,091 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 1,218 SARs which will vest on February 27, 2018.

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February 22, 2018 Filed Feb 27, 2018 02:19 UTC
Schissel Mark JEVP, WW Operations
GrantStock Appreciation Rights · Derivative 1,260 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-013692 · doc4.xml · derivative · entry 3

Schissel Mark J · CIK 0001713270 · EVP, WW Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

Underlying: Common Stock · 1,260 shares

Expires 2026-05-09

F3 · kind: On May 9, 2016, the reporting person was granted an award of 6,298 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 1,260 SARs which will vest on May 9, 2018.

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February 22, 2018 Filed Feb 27, 2018 02:19 UTC
Schissel Mark JEVP, WW Operations
GrantStock Appreciation Rights · Derivative 8,442 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013692 · doc4.xml · derivative · entry 2

Schissel Mark J · CIK 0001713270 · EVP, WW Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,442

Underlying: Common Stock · 8,442 shares

Expires 2025-03-02

F2 · kind: On March 2, 2015, the reporting person was granted an award of 14,070 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 8,442 SARs which will vest on March 2, 2018.

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February 22, 2018 Filed Feb 27, 2018 02:19 UTC
Lamberti FrankEVP, Dist/Customer Experience
GrantStock Appreciation Rights · Derivative 3,531 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013691 · doc4.xml · derivative · entry 5

Lamberti Frank · CIK 0001661501 · EVP, Dist/Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,531

Underlying: Common Stock · 3,531 shares

Expires 2027-02-27

F5 · kind: On February 27, 2017, the reporting person was granted an award of 17,655 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 3,531 SARs which will vest on February 27, 2018.

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February 22, 2018 Filed Feb 27, 2018 02:19 UTC
Lamberti FrankEVP, Dist/Customer Experience
GrantStock Appreciation Rights · Derivative 3,359 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-013691 · doc4.xml · derivative · entry 4

Lamberti Frank · CIK 0001661501 · EVP, Dist/Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,718

Underlying: Common Stock · 3,359 shares

Expires 2026-05-09

F4 · kind: On May 9, 2016, the reporting person was granted an award of 16,795 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 3,359 SARs which will vest on May 9, 2018.

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February 22, 2018 Filed Feb 27, 2018 02:19 UTC
Lamberti FrankEVP, Dist/Customer Experience
GrantStock Appreciation Rights · Derivative 1,567 $0.00 Strike: $54.75 $0.00
Disclosure

SEC source: 0001209191-18-013691 · doc4.xml · derivative · entry 3

Lamberti Frank · CIK 0001661501 · EVP, Dist/Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

Underlying: Common Stock · 1,567 shares

Expires 2026-02-28

F3 · kind: On February 28,2016, the reporting person was granted an award of 7,837 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 1,567 SARs which will vest on February 28, 2018.

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February 22, 2018 Filed Feb 27, 2018 02:19 UTC
Lamberti FrankEVP, Dist/Customer Experience
GrantStock Appreciation Rights · Derivative 8,442 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013691 · doc4.xml · derivative · entry 2

Lamberti Frank · CIK 0001661501 · EVP, Dist/Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,070

Underlying: Common Stock · 8,442 shares

Expires 2025-03-02

F2 · kind: On March 2, 2015, the reporting person was granted an award of 14,070 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 8,442 which will vest on March 2, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:18 UTC
Walsh DesPresident
GrantStock Appreciation Rights · Derivative 12,754 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013690 · doc4.xml · derivative · entry 4

Walsh Des · CIK 0001373040 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,754

Underlying: Common Stock · 12,754 shares

Expires 2027-02-27

F4 · kind: On February 27, 2017, the reporting person was granted an award of 63,771 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 12,754 SARs which will vest on February 27, 2018.

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February 22, 2018 Filed Feb 27, 2018 02:18 UTC
Walsh DesPresident
GrantStock Appreciation Rights · Derivative 12,133 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-013690 · doc4.xml · derivative · entry 3

Walsh Des · CIK 0001373040 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,266

Underlying: Common Stock · 12,133 shares

Expires 2026-05-09

F3 · kind: On May 9, 2016, the reporting person was granted an award of 60,665 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 12,133 SARs which will vest on May 9, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:18 UTC
Walsh DesPresident
GrantStock Appreciation Rights · Derivative 49,950 $0.00 Strike: $47.80 $0.00
Disclosure

SEC source: 0001209191-18-013690 · doc4.xml · derivative · entry 2

Walsh Des · CIK 0001373040 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,760

Underlying: Common Stock · 49,950 shares

Expires 2025-05-07

F2 · kind: On May 7, 2015, the reporting person was granted an award of 66,760 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 49,950 SARs which will vest on May 7, 2018.

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February 22, 2018 Filed Feb 27, 2018 02:18 UTC
Walsh DesPresident
GrantStock Appreciation Rights · Derivative 73,409 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013690 · doc4.xml · derivative · entry 1

Walsh Des · CIK 0001373040 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,349

Underlying: Common Stock · 73,409 shares

Expires 2025-03-02

F1 · kind: On March 2, 2015, the reporting person was granted an award of 122,349 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 73,409 SARs which will vest on March 2, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:17 UTC
JOHNSON MICHAELDirector · Executive Chairman
GrantStock Appreciation Rights · Derivative 17,655 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013689 · doc4.xml · derivative · entry 3

JOHNSON MICHAEL · CIK 0001311173 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,655

Underlying: Common Stock · 17,655 shares

Expires 2027-02-27

F3 · kind: On February 27, 2017, the reporting person was granted an award of 88,276 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 17,655 SARs which will vest on February 27, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:17 UTC
JOHNSON MICHAELDirector · Executive Chairman
GrantStock Appreciation Rights · Derivative 33,591 $0.00 Strike: $47.80 $0.00
Disclosure

SEC source: 0001209191-18-013689 · doc4.xml · derivative · entry 2

JOHNSON MICHAEL · CIK 0001311173 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,182

Underlying: Common Stock · 33,591 shares

Expires 2026-05-09

F2 · kind: On May 9, 2016, the reporting person was granted an award of 167,954 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 33,951 SARs which will vest on May 9, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:17 UTC
JOHNSON MICHAELDirector · Executive Chairman
GrantStock Appreciation Rights · Derivative 244,698 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013689 · doc4.xml · derivative · entry 1

JOHNSON MICHAEL · CIK 0001311173 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,830

Underlying: Common Stock · 244,698 shares

Expires 2025-03-02

F1 · kind: On March 2, 2015, the reporting person was granted an award of 407,830 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 244,698 SARs which will vest on March 2, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:16 UTC
LEVY ROBERTEVP, The Americas
GrantStock Appreciation Rights · Derivative 4,590 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013687 · doc4.xml · derivative · entry 4

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590

Underlying: Common Stock · 4,590 shares

Expires 2027-02-27

F4 · kind: On February 27, 2017, the reporting person was granted an award of 22,951 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 4,590 SARs which will vest on February 27, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:16 UTC
LEVY ROBERTEVP, The Americas
GrantStock Appreciation Rights · Derivative 4,367 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-013687 · doc4.xml · derivative · entry 3

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,734

Underlying: Common Stock · 4,367 shares

Expires 2026-05-09

F3 · kind: On May 9, 2016, the reporting person was granted an award of 21,834 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 4,367 SARs which will vest on May 9, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:16 UTC
LEVY ROBERTEVP, The Americas
GrantStock Appreciation Rights · Derivative 31,811 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013687 · doc4.xml · derivative · entry 2

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,017

Underlying: Common Stock · 31,811 shares

Expires 2025-03-02

F2 · kind: On March 2, 2015, the reporting person was granted an award of 53,017 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 31,811 SARs which will vest on March 2, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:16 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
GrantStock Appreciation Rights · Derivative 1,624 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013686 · doc4.xml · derivative · entry 5

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624

Underlying: Common Stock · 1,624 shares

Expires 2027-02-27

F5 · kind: On February 27, 2017, the reporting person was granted an award of 8,121 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 1,624 SARs which will vest on February 27, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.