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HLF

HERBALIFE LTD.

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4842
SEC CIK
0001180262
Parsed reports
546

Last 12 months

Inside the activity.

4 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202604
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 712 $92.10 $65,575.20
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 8

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,569

F3 · kind: The reporting person received 234 shares of common stock upon the net exercise of 1,048 SARs. The reporting person forfeited 712 shares of common stock underlying the SARs in payment of the exercise price and 102 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 1,048 $62.51 $65,510.48
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 7

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person received 234 shares of common stock upon the net exercise of 1,048 SARs. The reporting person forfeited 712 shares of common stock underlying the SARs in payment of the exercise price and 102 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 393 $92.10 $36,195.30
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 6

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,233

F2 · kind: The reporting person received 915 shares of common stock upon the net exercise of 3,752 SARs. The reporting person forfeited 2,444 shares of common stock underlying the SARs in payment of the exercise price and 393 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 2,444 $92.10 $225,092.40
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 5

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,626

F2 · kind: The reporting person received 915 shares of common stock upon the net exercise of 3,752 SARs. The reporting person forfeited 2,444 shares of common stock underlying the SARs in payment of the exercise price and 393 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 3,752 $59.98 $225,044.96
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 4

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 915 shares of common stock upon the net exercise of 3,752 SARs. The reporting person forfeited 2,444 shares of common stock underlying the SARs in payment of the exercise price and 393 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 103 $92.10 $9,486.30
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 3

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,318

F1 · kind: The reporting person received 238 shares of common stock upon the net exercise of 2,512 stock appreciation rights ("SARs"). The reporting person forfeited 2,171 shares of common stock underlying the SARs in payment of the exercise price and 103 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 2,171 $92.10 $199,949.10
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 2

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

F1 · kind: The reporting person received 238 shares of common stock upon the net exercise of 2,512 stock appreciation rights ("SARs"). The reporting person forfeited 2,171 shares of common stock underlying the SARs in payment of the exercise price and 103 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 2,512 $79.58 $199,904.96
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 1

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 238 shares of common stock upon the net exercise of 2,512 stock appreciation rights ("SARs"). The reporting person forfeited 2,171 shares of common stock underlying the SARs in payment of the exercise price and 103 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:49 UTC
Montesino IbelisSVP/Managing Dir North America
Exercise / conversionStock Appreciation Rights · Derivative 24,590 $0.00 Strike: $44.79 $0.00
Disclosure

SEC source: 0001209191-18-015305 · doc4.xml · derivative · entry 4

Montesino Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,590 shares

Expires 2022-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:49 UTC
Montesino IbelisSVP/Managing Dir North America
Tax withholdingCommon Stock 4,664 $92.10 $429,554.40
Disclosure

SEC source: 0001209191-18-015305 · doc4.xml · nonDerivative · entry 3

Montesino Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

F1 · kind: The reporting person received 7,967 shares of common stock upon the net exercise of the 24,590 stock appreciation rights ("SARs"). The reporting person forfeited 11,959 shares of common stock underlying SARs in payment of the exercise price and 4,664 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:49 UTC
Montesino IbelisSVP/Managing Dir North America
Disposition to issuerCommon Stock 11,959 $92.10 $1,101,423.90
Disclosure

SEC source: 0001209191-18-015305 · doc4.xml · nonDerivative · entry 2

Montesino Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,265

F1 · kind: The reporting person received 7,967 shares of common stock upon the net exercise of the 24,590 stock appreciation rights ("SARs"). The reporting person forfeited 11,959 shares of common stock underlying SARs in payment of the exercise price and 4,664 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:49 UTC
Montesino IbelisSVP/Managing Dir North America
Exercise / conversionCommon Stock 24,590 $44.79 $1,101,386.10
Disclosure

SEC source: 0001209191-18-015305 · doc4.xml · nonDerivative · entry 1

Montesino Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 7,967 shares of common stock upon the net exercise of the 24,590 stock appreciation rights ("SARs"). The reporting person forfeited 11,959 shares of common stock underlying SARs in payment of the exercise price and 4,664 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 655 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · derivative · entry 24

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 2,620

Underlying: Common Stock · 655 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: The reporting person received 104 shares of common stock upon the net exercise of 655 SARs. The reporting person forfeited 445 shares of common stock underlying the SARs in payment of the exercise price and 106 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F10 · derivative.exercise_date: Consists of SARs granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested May 9, 2016 and 20% will vest May 9, 2017, and the remaining 60% will vest May 9, 2018.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 2,723 $0.00 Strike: $79.58 $0.00
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · derivative · entry 23

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 0

Underlying: Common Stock · 2,723 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: The reporting person received 183 shares of common stock upon the net exercise of 2,723 SARs. The reporting person forfeited 2,353 shares of common stock underlying the SARs in payment of the exercise price and 187 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 3,359 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · derivative · entry 21

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,436

Underlying: Common Stock · 3,359 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 489 shares of common stock upon the net exercise of 3,359 SARs. The reporting person forfeited 2,280 shares of common stock underlying the SARs in payment of the exercise price and 590 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F10 · derivative.exercise_date: Consists of SARs granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested May 9, 2016 and 20% will vest May 9, 2017, and the remaining 60% will vest May 9, 2018.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 15,133 $0.00 Strike: $79.58 $0.00
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · derivative · entry 20

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,133 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 932 shares of common stock upon the net exercise of 15,133 stock appreciation rights ("SARs"). The reporting person forfeited 13,077 shares of common stock underlying the SARs in payment of the exercise price and 1,124 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Tax withholdingCommon Stock 106 $92.10 $9,762.60
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 18

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,662

F8 · kind: The reporting person received 104 shares of common stock upon the net exercise of 655 SARs. The reporting person forfeited 445 shares of common stock underlying the SARs in payment of the exercise price and 106 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Disposition to issuerCommon Stock 445 $92.10 $40,984.50
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 17

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,768

F8 · kind: The reporting person received 104 shares of common stock upon the net exercise of 655 SARs. The reporting person forfeited 445 shares of common stock underlying the SARs in payment of the exercise price and 106 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionCommon Stock 655 $62.51 $40,944.05
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 16

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 7,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: The reporting person received 104 shares of common stock upon the net exercise of 655 SARs. The reporting person forfeited 445 shares of common stock underlying the SARs in payment of the exercise price and 106 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Tax withholdingCommon Stock 187 $92.10 $17,222.70
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 15

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,558

F7 · kind: The reporting person received 183 shares of common stock upon the net exercise of 2,723 SARs. The reporting person forfeited 2,353 shares of common stock underlying the SARs in payment of the exercise price and 187 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Disposition to issuerCommon Stock 2,353 $92.10 $216,711.30
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 14

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,745

F7 · kind: The reporting person received 183 shares of common stock upon the net exercise of 2,723 SARs. The reporting person forfeited 2,353 shares of common stock underlying the SARs in payment of the exercise price and 187 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionCommon Stock 2,723 $79.58 $216,696.34
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 13

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 9,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: The reporting person received 183 shares of common stock upon the net exercise of 2,723 SARs. The reporting person forfeited 2,353 shares of common stock underlying the SARs in payment of the exercise price and 187 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Tax withholdingCommon Stock 590 $92.10 $54,339.00
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 6

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,348

F2 · kind: The reporting person received 489 shares of common stock upon the net exercise of 3,359 SARs. The reporting person forfeited 2,280 shares of common stock underlying the SARs in payment of the exercise price and 590 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Disposition to issuerCommon Stock 2,280 $92.10 $209,988.00
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 5

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,938

F2 · kind: The reporting person received 489 shares of common stock upon the net exercise of 3,359 SARs. The reporting person forfeited 2,280 shares of common stock underlying the SARs in payment of the exercise price and 590 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionCommon Stock 3,359 $62.51 $209,971.09
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 4

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 489 shares of common stock upon the net exercise of 3,359 SARs. The reporting person forfeited 2,280 shares of common stock underlying the SARs in payment of the exercise price and 590 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Tax withholdingCommon Stock 1,124 $92.10 $103,520.40
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 3

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,859

F1 · kind: The reporting person received 932 shares of common stock upon the net exercise of 15,133 stock appreciation rights ("SARs"). The reporting person forfeited 13,077 shares of common stock underlying the SARs in payment of the exercise price and 1,124 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Disposition to issuerCommon Stock 13,077 $92.10 $1,204,391.70
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 2

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,983

F1 · kind: The reporting person received 932 shares of common stock upon the net exercise of 15,133 stock appreciation rights ("SARs"). The reporting person forfeited 13,077 shares of common stock underlying the SARs in payment of the exercise price and 1,124 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionCommon Stock 15,133 $79.58 $1,204,284.14
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 1

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 932 shares of common stock upon the net exercise of 15,133 stock appreciation rights ("SARs"). The reporting person forfeited 13,077 shares of common stock underlying the SARs in payment of the exercise price and 1,124 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 23:45 UTC Exercise / conversionStock Appreciation Rights · Derivative 4,526 $0.00 Strike: $79.58 $0.00
Disclosure

SEC source: 0001209191-18-016000 · doc4.xml · derivative · entry 7

Bermingham Richard P · CIK 0001301747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,526 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person received 615 shares of common stock upon the net exercise of the 4,526 SARs. The reporting person forfeited 3,911 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 23:45 UTC Exercise / conversionStock Appreciation Rights · Derivative 7,503 $0.00 Strike: $44.79 $0.00
Disclosure

SEC source: 0001209191-18-016000 · doc4.xml · derivative · entry 6

Bermingham Richard P · CIK 0001301747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,503 shares

Expires 2022-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 3,854 shares of common stock upon the net exercise of the 7,503 stock appreciation rights ("SARs"). The reporting person forfeited 3,649 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 23:45 UTC Disposition to issuerCommon Stock 3,911 $92.10 $360,203.10
Disclosure

SEC source: 0001209191-18-016000 · doc4.xml · nonDerivative · entry 4

Bermingham Richard P · CIK 0001301747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,053

F3 · kind: The reporting person received 615 shares of common stock upon the net exercise of the 4,526 SARs. The reporting person forfeited 3,911 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 23:45 UTC Exercise / conversionCommon Stock 4,526 $79.58 $360,179.08
Disclosure

SEC source: 0001209191-18-016000 · doc4.xml · nonDerivative · entry 3

Bermingham Richard P · CIK 0001301747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person received 615 shares of common stock upon the net exercise of the 4,526 SARs. The reporting person forfeited 3,911 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

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February 28, 2018 Filed Mar 2, 2018 23:45 UTC Disposition to issuerCommon Stock 3,649 $92.10 $336,072.90
Disclosure

SEC source: 0001209191-18-016000 · doc4.xml · nonDerivative · entry 2

Bermingham Richard P · CIK 0001301747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,438

F1 · kind: The reporting person received 3,854 shares of common stock upon the net exercise of the 7,503 stock appreciation rights ("SARs"). The reporting person forfeited 3,649 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

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February 28, 2018 Filed Mar 2, 2018 23:45 UTC Exercise / conversionCommon Stock 7,503 $44.79 $336,059.37
Disclosure

SEC source: 0001209191-18-016000 · doc4.xml · nonDerivative · entry 1

Bermingham Richard P · CIK 0001301747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 3,854 shares of common stock upon the net exercise of the 7,503 stock appreciation rights ("SARs"). The reporting person forfeited 3,649 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

F2 · balance_after: Amount of securities beneficially owned following the reported transaction was corrected to add 1,665 shares previously disclosed on the reporting person's Form 4 filed on May 9, 2017.

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February 28, 2018 Filed Mar 2, 2018 23:40 UTC
Tartol JohnDirector
Exercise / conversionStock Appreciation Rights · Derivative 5,452 $0.00 Strike: $53.29 $0.00
Disclosure

SEC source: 0001209191-18-015994 · doc4.xml · derivative · entry 4

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,452 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 2,297 shares of common stock upon the net exercise of the 5,452 stock appreciation rights ("SARs"). The reporting person forfeited 3,155 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

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February 28, 2018 Filed Mar 2, 2018 23:40 UTC
Tartol JohnDirector
Disposition to issuerCommon Stock 3,155 $92.10 $290,575.50
Disclosure

SEC source: 0001209191-18-015994 · doc4.xml · nonDerivative · entry 2

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,384

F1 · kind: The reporting person received 2,297 shares of common stock upon the net exercise of the 5,452 stock appreciation rights ("SARs"). The reporting person forfeited 3,155 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

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February 28, 2018 Filed Mar 2, 2018 23:40 UTC
Tartol JohnDirector
Exercise / conversionCommon Stock 5,452 $53.29 $290,537.08
Disclosure

SEC source: 0001209191-18-015994 · doc4.xml · nonDerivative · entry 1

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 2,297 shares of common stock upon the net exercise of the 5,452 stock appreciation rights ("SARs"). The reporting person forfeited 3,155 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

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February 28, 2018 Filed Mar 7, 2018 00:55 UTC Exercise / conversionStock Appreciation Rights · Derivative 5,452 $0.00 Strike: $53.29 $0.00
Disclosure

SEC source: 0001209191-18-017544 · doc4.xml · derivative · entry 3

Cardoso Pedro · CIK 0001463406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,452 shares

Expires 2018-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 2,297 shares of common stock upon the net exercise of the 5,452 stock appreciation rights ("SARs"). The reporting person forfeited 3,155 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

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February 28, 2018 Filed Mar 7, 2018 00:55 UTC Disposition to issuerCommon Stock 3,155 $92.10 $290,575.50
Disclosure

SEC source: 0001209191-18-017544 · doc4.xml · nonDerivative · entry 2

Cardoso Pedro · CIK 0001463406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,168

F1 · kind: The reporting person received 2,297 shares of common stock upon the net exercise of the 5,452 stock appreciation rights ("SARs"). The reporting person forfeited 3,155 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 7, 2018 00:55 UTC Exercise / conversionCommon Stock 5,452 $53.29 $290,537.08
Disclosure

SEC source: 0001209191-18-017544 · doc4.xml · nonDerivative · entry 1

Cardoso Pedro · CIK 0001463406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 2,297 shares of common stock upon the net exercise of the 5,452 stock appreciation rights ("SARs"). The reporting person forfeited 3,155 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.

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February 27, 2018 Filed Mar 1, 2018 00:19 UTC
Alvarez JesusVP, General Manager, Mexico
Exercise / conversionStock Appreciation Rights · Derivative 918 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-014703 · doc4.xml · derivative · entry 4

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 918 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 202 shares of common stock upon the net exercise of 918 stock appreciation rights ("SARS"). The reporting person forfeited 606 shares of common stock underlying the SARS in payment of the exercise price and 110 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

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February 27, 2018 Filed Mar 1, 2018 00:19 UTC
Alvarez JesusVP, General Manager, Mexico
Tax withholdingCommon Stock 110 $86.64 $9,530.40
Disclosure

SEC source: 0001209191-18-014703 · doc4.xml · nonDerivative · entry 3

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,384

F1 · kind: The reporting person received 202 shares of common stock upon the net exercise of 918 stock appreciation rights ("SARS"). The reporting person forfeited 606 shares of common stock underlying the SARS in payment of the exercise price and 110 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

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February 27, 2018 Filed Mar 1, 2018 00:19 UTC
Alvarez JesusVP, General Manager, Mexico
Disposition to issuerCommon Stock 606 $86.64 $52,503.84
Disclosure

SEC source: 0001209191-18-014703 · doc4.xml · nonDerivative · entry 2

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,494

F1 · kind: The reporting person received 202 shares of common stock upon the net exercise of 918 stock appreciation rights ("SARS"). The reporting person forfeited 606 shares of common stock underlying the SARS in payment of the exercise price and 110 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

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February 27, 2018 Filed Mar 1, 2018 00:19 UTC
Alvarez JesusVP, General Manager, Mexico
Exercise / conversionCommon Stock 918 $57.19 $52,500.42
Disclosure

SEC source: 0001209191-18-014703 · doc4.xml · nonDerivative · entry 1

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 202 shares of common stock upon the net exercise of 918 stock appreciation rights ("SARS"). The reporting person forfeited 606 shares of common stock underlying the SARS in payment of the exercise price and 110 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

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February 27, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 2,936 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · derivative · entry 22

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 4,404

Underlying: Common Stock · 2,936 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The reporting person received 946 shares of common stock upon the net exercise of 2,936 SARs. The reporting person forfeited 1,032 shares of common stock underlying the SARs in payment of the exercise price and 958 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F11 · derivative.exercise_date: Consists of SARs granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on each of March 2, 2016 and March 2, 2017, and the remaining 60% will vest March 2, 2018.

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February 27, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Tax withholdingCommon Stock 958 $92.10 $88,231.80
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 12

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,375

F6 · kind: The reporting person received 946 shares of common stock upon the net exercise of 2,936 SARs. The reporting person forfeited 1,032 shares of common stock underlying the SARs in payment of the exercise price and 958 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

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February 27, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Disposition to issuerCommon Stock 1,032 $92.10 $95,047.20
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 11

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 7,333

F6 · kind: The reporting person received 946 shares of common stock upon the net exercise of 2,936 SARs. The reporting person forfeited 1,032 shares of common stock underlying the SARs in payment of the exercise price and 958 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 27, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionCommon Stock 2,936 $30.44 $89,371.84
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 10

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 8,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The reporting person received 946 shares of common stock upon the net exercise of 2,936 SARs. The reporting person forfeited 1,032 shares of common stock underlying the SARs in payment of the exercise price and 958 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 27, 2018 Filed Mar 2, 2018 01:47 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 3,464 $0.00 Strike: $59.98 $0.00
Disclosure

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 40

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 0

Underlying: Common Stock · 3,464 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: The reporting person's wife received 529 shares of common stock upon the net exercise of 3,464 SARs. The reporting person forfeited 2,399 shares of common stock underlying the SARs in payment of the exercise price and 536 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

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February 27, 2018 Filed Mar 2, 2018 01:47 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 5,409 $0.00 Strike: $44.79 $0.00
Disclosure

SEC source: 0001209191-18-015302 · doc4.xml · derivative · entry 39

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 0

Underlying: Common Stock · 5,409 shares

Expires 2022-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · kind: The reporting person's wife received 1,298 shares of common stock upon the net exercise of 5,409 SARs. The reporting person forfeited 2,797 shares of common stock underlying the SARs in payment of the exercise price and 1,314 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.