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HLF

HERBALIFE LTD.

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4842
SEC CIK
0001180262
Parsed reports
546

Last 12 months

Inside the activity.

4 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202520
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202604
Jun 202610
Jul 202600
Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2018 Filed Mar 7, 2018 23:39 UTC
PEZZULLO DAVIDChief Operating Officer
Exercise / conversionCommon Stock 50,000 $6.82 $341,000.00
Disclosure

SEC source: 0001209191-18-017847 · doc4.xml · nonDerivative · entry 4

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 24,413 shares of common stock upon the net exercise of the 50,000 SARs. The reporting person forfeited 3,618 shares of common stock underlying the SARs in payment of the exercise price and 21,969 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:39 UTC
PEZZULLO DAVIDChief Operating Officer
Tax withholdingCommon Stock 7,440 $94.27 $701,368.80
Disclosure

SEC source: 0001209191-18-017847 · doc4.xml · nonDerivative · entry 3

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,092

F1 · kind: The reporting person received 7,566 shares of common stock upon the net exercise of the 19,832 stock appreciation rights ("SARs"). The reporting person forfeited 4,826 shares of common stock underlying SARs in payment of the exercise price and 7,440 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:39 UTC
PEZZULLO DAVIDChief Operating Officer
Disposition to issuerCommon Stock 4,826 $94.27 $454,947.02
Disclosure

SEC source: 0001209191-18-017847 · doc4.xml · nonDerivative · entry 2

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,532

F1 · kind: The reporting person received 7,566 shares of common stock upon the net exercise of the 19,832 stock appreciation rights ("SARs"). The reporting person forfeited 4,826 shares of common stock underlying SARs in payment of the exercise price and 7,440 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:39 UTC
PEZZULLO DAVIDChief Operating Officer
Exercise / conversionCommon Stock 19,832 $22.94 $454,946.08
Disclosure

SEC source: 0001209191-18-017847 · doc4.xml · nonDerivative · entry 1

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 7,566 shares of common stock upon the net exercise of the 19,832 stock appreciation rights ("SARs"). The reporting person forfeited 4,826 shares of common stock underlying SARs in payment of the exercise price and 7,440 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 02, 2018 Filed Mar 2, 2018 23:45 UTC SaleCommon Stock 3,800 $91.77 $348,726.00
Disclosure

SEC source: 0001209191-18-016000 · doc4.xml · nonDerivative · entry 5

Bermingham Richard P · CIK 0001301747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,253

Read SEC document
March 02, 2018 Filed Mar 2, 2018 23:40 UTC
Tartol JohnDirector
SaleCommon Stock 2,297 $92.10 $211,553.70
Disclosure

SEC source: 0001209191-18-015994 · doc4.xml · nonDerivative · entry 3

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,087

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:55 UTC
Alvarez JesusVP, General Manager, Mexico
SaleCommon Stock 299 $92.81 $27,750.19
Disclosure

SEC source: 0001209191-18-017545 · doc4.xml · nonDerivative · entry 1

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,085

F1 · price: This transaction was executed in multiple trades at prices ranging from $92.82 to $92.79. The price reported reflects the weighted average sale price of $92.81. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:54 UTC
Schissel Mark JEVP, WW Operations
Exercise / conversionStock Appreciation Rights · Derivative 8,442 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-017543 · doc4.xml · derivative · entry 5

Schissel Mark J · CIK 0001713270 · EVP, WW Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,442 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 3,747 shares of common stock upon the net exercise of the 8,442 SARs. The reporting person forfeited 2,713 shares of common stock underlying the SARs in payment of the exercise price and 1,982 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:54 UTC
Schissel Mark JEVP, WW Operations
Tax withholdingCommon Stock 1,982 $94.72 $187,735.04
Disclosure

SEC source: 0001209191-18-017543 · doc4.xml · nonDerivative · entry 3

Schissel Mark J · CIK 0001713270 · EVP, WW Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,829

F1 · kind: The reporting person received 3,747 shares of common stock upon the net exercise of the 8,442 SARs. The reporting person forfeited 2,713 shares of common stock underlying the SARs in payment of the exercise price and 1,982 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:54 UTC
Schissel Mark JEVP, WW Operations
Disposition to issuerCommon Stock 2,713 $94.72 $256,975.36
Disclosure

SEC source: 0001209191-18-017543 · doc4.xml · nonDerivative · entry 2

Schissel Mark J · CIK 0001713270 · EVP, WW Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

F1 · kind: The reporting person received 3,747 shares of common stock upon the net exercise of the 8,442 SARs. The reporting person forfeited 2,713 shares of common stock underlying the SARs in payment of the exercise price and 1,982 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:54 UTC
Schissel Mark JEVP, WW Operations
Exercise / conversionCommon Stock 8,442 $30.44 $256,974.48
Disclosure

SEC source: 0001209191-18-017543 · doc4.xml · nonDerivative · entry 1

Schissel Mark J · CIK 0001713270 · EVP, WW Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 3,747 shares of common stock upon the net exercise of the 8,442 SARs. The reporting person forfeited 2,713 shares of common stock underlying the SARs in payment of the exercise price and 1,982 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Montesino IbelisSVP/Managing Dir North America
Exercise / conversionStock Appreciation Rights · Derivative 19,576 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-017540 · doc4.xml · derivative · entry 6

Montesino Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,576 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 8,252 shares of common stock upon the net exercise of the 19,576 SARs. The reporting person forfeited 6,292 shares of common stock underlying the SARs in payment of the exercise price and 5,032 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Montesino IbelisSVP/Managing Dir North America
SaleCommon Stock 7,967 $93.02 $741,090.34
Disclosure

SEC source: 0001209191-18-017540 · doc4.xml · nonDerivative · entry 4

Montesino Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,886

F2 · price: This transaction was executed in multiple trades at prices ranging from $92.89 to $93.18. The price reported reflects the weighted average sale price of $93.02. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Montesino IbelisSVP/Managing Dir North America
Tax withholdingCommon Stock 5,032 $94.72 $476,631.04
Disclosure

SEC source: 0001209191-18-017540 · doc4.xml · nonDerivative · entry 3

Montesino Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,853

F1 · kind: The reporting person received 8,252 shares of common stock upon the net exercise of the 19,576 SARs. The reporting person forfeited 6,292 shares of common stock underlying the SARs in payment of the exercise price and 5,032 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Montesino IbelisSVP/Managing Dir North America
Disposition to issuerCommon Stock 6,292 $94.72 $595,978.24
Disclosure

SEC source: 0001209191-18-017540 · doc4.xml · nonDerivative · entry 2

Montesino Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,885

F1 · kind: The reporting person received 8,252 shares of common stock upon the net exercise of the 19,576 SARs. The reporting person forfeited 6,292 shares of common stock underlying the SARs in payment of the exercise price and 5,032 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Montesino IbelisSVP/Managing Dir North America
Exercise / conversionCommon Stock 19,576 $30.44 $595,893.44
Disclosure

SEC source: 0001209191-18-017540 · doc4.xml · nonDerivative · entry 1

Montesino Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 8,252 shares of common stock upon the net exercise of the 19,576 SARs. The reporting person forfeited 6,292 shares of common stock underlying the SARs in payment of the exercise price and 5,032 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Exercise / conversionStock Appreciation Rights · Derivative 4,367 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · derivative · entry 16

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,467

Underlying: Common Stock · 4,367 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person received 748 shares of common stock upon the net exercise of the 4,367 SARs. The reporting person forfeited 2,882 shares of common stock underlying SARs in payment of the exercise price and 737 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

F6 · derivative.exercise_date: Consists of 21,834 stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on May 9, 2017, 20% will vest on May 9, 2018, and the remaining 60% will vest on May 9, 2019.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Exercise / conversionStock Appreciation Rights · Derivative 4,590 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · derivative · entry 15

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,361

Underlying: Common Stock · 4,590 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person received 916 shares of common stock upon the net exercise of the 4,590 SARs. The reporting person forfeited 2,772 shares of common stock underlying SARs in payment of the exercise price and 902 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

F5 · derivative.exercise_date: Consists of 22,951 stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on February 27, 2018, 20% will vest on February 27, 2019, and the remaining 60% will vest on February 27, 2020.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Exercise / conversionStock Appreciation Rights · Derivative 31,219 $0.00 Strike: $50.98 $0.00
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · derivative · entry 14

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,219 shares

Expires 2024-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 8,838 shares of common stock upon the net exercise of the 31,219 SARs. The reporting person forfeited 16,803 shares of common stock underlying the SARs in payment of the exercise price and 5,578 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Exercise / conversionStock Appreciation Rights · Derivative 67,243 $0.00 Strike: $50.98 $0.00
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · derivative · entry 13

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,243 shares

Expires 2024-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 15,655 shares of common stock upon the net exercise of the 67,243 SARs. The reporting person forfeited 36,192 shares of common stock underlying the SARs in payment of the exercise price and 15,396 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Tax withholdingCommon Stock 737 $94.72 $69,808.64
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 12

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,039

F4 · kind: The reporting person received 748 shares of common stock upon the net exercise of the 4,367 SARs. The reporting person forfeited 2,882 shares of common stock underlying SARs in payment of the exercise price and 737 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Disposition to issuerCommon Stock 2,882 $94.72 $272,983.04
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 11

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,776

F4 · kind: The reporting person received 748 shares of common stock upon the net exercise of the 4,367 SARs. The reporting person forfeited 2,882 shares of common stock underlying SARs in payment of the exercise price and 737 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Exercise / conversionCommon Stock 4,367 $62.51 $272,981.17
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 10

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person received 748 shares of common stock upon the net exercise of the 4,367 SARs. The reporting person forfeited 2,882 shares of common stock underlying SARs in payment of the exercise price and 737 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Tax withholdingCommon Stock 902 $94.72 $85,437.44
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 9

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,291

F3 · kind: The reporting person received 916 shares of common stock upon the net exercise of the 4,590 SARs. The reporting person forfeited 2,772 shares of common stock underlying SARs in payment of the exercise price and 902 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Disposition to issuerCommon Stock 2,772 $94.72 $262,563.84
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 8

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,193

F3 · kind: The reporting person received 916 shares of common stock upon the net exercise of the 4,590 SARs. The reporting person forfeited 2,772 shares of common stock underlying SARs in payment of the exercise price and 902 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Exercise / conversionCommon Stock 4,590 $57.19 $262,502.10
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 7

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person received 916 shares of common stock upon the net exercise of the 4,590 SARs. The reporting person forfeited 2,772 shares of common stock underlying SARs in payment of the exercise price and 902 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Tax withholdingCommon Stock 5,578 $94.72 $528,348.16
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 6

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,375

F2 · kind: The reporting person received 8,838 shares of common stock upon the net exercise of the 31,219 SARs. The reporting person forfeited 16,803 shares of common stock underlying the SARs in payment of the exercise price and 5,578 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Disposition to issuerCommon Stock 16,803 $94.72 $1,591,580.16
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 5

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,953

F2 · kind: The reporting person received 8,838 shares of common stock upon the net exercise of the 31,219 SARs. The reporting person forfeited 16,803 shares of common stock underlying the SARs in payment of the exercise price and 5,578 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Exercise / conversionCommon Stock 31,219 $50.98 $1,591,544.62
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 4

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 8,838 shares of common stock upon the net exercise of the 31,219 SARs. The reporting person forfeited 16,803 shares of common stock underlying the SARs in payment of the exercise price and 5,578 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Tax withholdingCommon Stock 15,396 $94.72 $1,458,309.12
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 3

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,537

F1 · kind: The reporting person received 15,655 shares of common stock upon the net exercise of the 67,243 SARs. The reporting person forfeited 36,192 shares of common stock underlying the SARs in payment of the exercise price and 15,396 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Disposition to issuerCommon Stock 36,192 $94.72 $3,428,106.24
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 2

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,933

F1 · kind: The reporting person received 15,655 shares of common stock upon the net exercise of the 67,243 SARs. The reporting person forfeited 36,192 shares of common stock underlying the SARs in payment of the exercise price and 15,396 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:53 UTC
Hoffman Alan LEVP, Global Corporate Affairs
Exercise / conversionCommon Stock 67,243 $50.98 $3,428,048.14
Disclosure

SEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 1

Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 15,655 shares of common stock upon the net exercise of the 67,243 SARs. The reporting person forfeited 36,192 shares of common stock underlying the SARs in payment of the exercise price and 15,396 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.

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March 02, 2018 Filed Feb 14, 2019 23:07 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionStock Appreciation Rights · Derivative 4,404 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-19-010383 · doc5.xml · derivative · entry 9

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 0

Underlying: Common Stock · 4,404 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's wife.

F2 · kind: The Reporting Person's wife received 1,485 shares of common stock upon the net exercise of 4,404 stock appreciation rights ("SARS"). The Reporting Person's wife forfeited 1,416 shares of common stock underlying the SARS in payment of the exercise price and 1,503 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers, market prices and exercise prices are provided without giving effect to the stock split.

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March 02, 2018 Filed Feb 14, 2019 23:07 UTC
Hienrich EdiSVP/Managing Director EMEA
SaleCommon Stock 183 $93.00 $17,019.00
Disclosure

SEC source: 0001209191-19-010383 · doc5.xml · nonDerivative · entry 4

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 2,780

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's wife.

F4 · kind: Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers and market price are provided without giving effect to the stock split.

F3 · balance_after: Balance reflects the amount of securities beneficially owned indirectly as of December 31, 2018, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018.

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March 02, 2018 Filed Feb 14, 2019 23:07 UTC
Hienrich EdiSVP/Managing Director EMEA
SaleCommon Stock 104 $91.77 $9,544.08
Disclosure

SEC source: 0001209191-19-010383 · doc5.xml · nonDerivative · entry 3

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 2,780

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's wife.

F4 · kind: Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers and market price are provided without giving effect to the stock split.

F3 · balance_after: Balance reflects the amount of securities beneficially owned indirectly as of December 31, 2018, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018.

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March 02, 2018 Filed Feb 14, 2019 23:07 UTC
Hienrich EdiSVP/Managing Director EMEA
Tax withholdingCommon Stock 2,919 $94.72 $276,487.68
Disclosure

SEC source: 0001209191-19-010383 · doc5.xml · nonDerivative · entry 2

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 2,780

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's wife.

F2 · kind: The Reporting Person's wife received 1,485 shares of common stock upon the net exercise of 4,404 stock appreciation rights ("SARS"). The Reporting Person's wife forfeited 1,416 shares of common stock underlying the SARS in payment of the exercise price and 1,503 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers, market prices and exercise prices are provided without giving effect to the stock split.

F3 · balance_after: Balance reflects the amount of securities beneficially owned indirectly as of December 31, 2018, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018.

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March 02, 2018 Filed Feb 14, 2019 23:07 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionCommon Stock 4,404 $30.44 $134,057.76
Disclosure

SEC source: 0001209191-19-010383 · doc5.xml · nonDerivative · entry 1

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 2,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's wife.

F2 · kind: The Reporting Person's wife received 1,485 shares of common stock upon the net exercise of 4,404 stock appreciation rights ("SARS"). The Reporting Person's wife forfeited 1,416 shares of common stock underlying the SARS in payment of the exercise price and 1,503 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers, market prices and exercise prices are provided without giving effect to the stock split.

F3 · balance_after: Balance reflects the amount of securities beneficially owned indirectly as of December 31, 2018, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018.

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March 01, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
SaleCommon Stock 4,985 $92.08 $459,018.80
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 19

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 1,677

F9 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

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March 01, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
SaleCommon Stock 100 $93.06 $9,306.00
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 9

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,244

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March 01, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
SaleCommon Stock 8,900 $92.32 $821,648.00
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 8

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,344

F3 · kind: This transaction includes a sale of 17,493 shares pursuant to reporting persons 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $91.92 to $92.90. The price reported reflects the weighted average sale price of $92.32. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 01, 2018 Filed Mar 2, 2018 01:48 UTC
Hienrich EdiSVP/Managing Director EMEA
SaleCommon Stock 15,104 $91.61 $1,383,677.44
Disclosure

SEC source: 0001209191-18-015303 · doc4.xml · nonDerivative · entry 7

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,244

F3 · kind: This transaction includes a sale of 17,493 shares pursuant to reporting persons 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $90.92 to $91.91. The price reported reflects the weighted average sale price of $91.61. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 1,102 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · derivative · entry 17

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,406

Underlying: Common Stock · 1,102 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person received 291 shares of common stock upon the net exercise of 1,102 SARs The reporting person forfeited 685 shares of common stock underlying the SARs in payment of the exercise price and 126 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F7 · derivative.exercise_date: Consists of stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested February 27, 2018, 20% will vest February 27, 2019, and the remaining 60% will vest February 27, 2020.

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February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 1,048 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · derivative · entry 16

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,192

Underlying: Common Stock · 1,048 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person received 234 shares of common stock upon the net exercise of 1,048 SARs. The reporting person forfeited 712 shares of common stock underlying the SARs in payment of the exercise price and 102 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

F6 · derivative.exercise_date: Consists of stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested May 9, 2017, and 20% will vest on May 9, 2018, and the remaining 60% will vest May 9, 2019.

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February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 3,752 $0.00 Strike: $59.98 $0.00
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · derivative · entry 15

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,752 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 915 shares of common stock upon the net exercise of 3,752 SARs. The reporting person forfeited 2,444 shares of common stock underlying the SARs in payment of the exercise price and 393 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

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February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 2,512 $0.00 Strike: $79.58 $0.00
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · derivative · entry 14

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,512 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 238 shares of common stock upon the net exercise of 2,512 stock appreciation rights ("SARs"). The reporting person forfeited 2,171 shares of common stock underlying the SARs in payment of the exercise price and 103 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

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February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
SaleCommon Stock 9,995 $90.38 $903,348.10
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 13

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763

F5 · price: This transaction was executed in multiple trades at prices ranging from $90.11 to $90.65. The price reported reflects the weighted average sale price of $90.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 126 $92.10 $11,604.60
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 12

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,758

F4 · kind: The reporting person received 291 shares of common stock upon the net exercise of 1,102 SARs The reporting person forfeited 685 shares of common stock underlying the SARs in payment of the exercise price and 126 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 685 $92.10 $63,088.50
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 11

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,884

F4 · kind: The reporting person received 291 shares of common stock upon the net exercise of 1,102 SARs The reporting person forfeited 685 shares of common stock underlying the SARs in payment of the exercise price and 126 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 1,102 $57.19 $63,023.38
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 10

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person received 291 shares of common stock upon the net exercise of 1,102 SARs The reporting person forfeited 685 shares of common stock underlying the SARs in payment of the exercise price and 126 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:50 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 102 $92.10 $9,394.20
Disclosure

SEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 9

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,467

F3 · kind: The reporting person received 234 shares of common stock upon the net exercise of 1,048 SARs. The reporting person forfeited 712 shares of common stock underlying the SARs in payment of the exercise price and 102 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.