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HLF

HERBALIFE LTD.

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4842
SEC CIK
0001180262
Parsed reports
546

Last 12 months

Inside the activity.

4 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202520
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202604
Jun 202610
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2018 Filed Apr 4, 2018 20:45 UTC
Harms ThomasSVP, China & APAC
Disposition to issuerCommon Stock 2,281 $97.38 $222,123.78
Disclosure

SEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 11

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,196

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F5 · kind: The reporting person received 1,202 shares of common stock upon the net exercise of 4,167 SARs. The reporting person forfeited 2,281 shares of common stock underlying such SARs in payment of the exercise price and 684 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:45 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionCommon Stock 4,167 $53.29 $222,059.43
Disclosure

SEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 10

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F5 · kind: The reporting person received 1,202 shares of common stock upon the net exercise of 4,167 SARs. The reporting person forfeited 2,281 shares of common stock underlying such SARs in payment of the exercise price and 684 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:45 UTC
Harms ThomasSVP, China & APAC
Tax withholdingCommon Stock 3,161 $97.38 $307,818.18
Disclosure

SEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 9

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,310

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F4 · kind: The reporting person received 3,213 shares of common stock upon the net exercise of 11,803 SARs. The reporting person forfeited 5,429 shares of common stock underlying such SARs in payment of the exercise price and 3,161 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:45 UTC
Harms ThomasSVP, China & APAC
Disposition to issuerCommon Stock 5,429 $97.38 $528,676.02
Disclosure

SEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 8

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,471

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F4 · kind: The reporting person received 3,213 shares of common stock upon the net exercise of 11,803 SARs. The reporting person forfeited 5,429 shares of common stock underlying such SARs in payment of the exercise price and 3,161 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:45 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionCommon Stock 11,803 $44.79 $528,656.37
Disclosure

SEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 7

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F4 · kind: The reporting person received 3,213 shares of common stock upon the net exercise of 11,803 SARs. The reporting person forfeited 5,429 shares of common stock underlying such SARs in payment of the exercise price and 3,161 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:45 UTC
Harms ThomasSVP, China & APAC
Tax withholdingCommon Stock 1,265 $97.38 $123,185.70
Disclosure

SEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 6

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,097

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F3 · kind: The reporting person received 1,284 shares of common stock upon the net exercise of 6,639 SARs. The reporting person forfeited 4,090 shares of common stock underlying such SARs in payment of the exercise price and 1,265 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:45 UTC
Harms ThomasSVP, China & APAC
Disposition to issuerCommon Stock 4,090 $97.38 $398,284.20
Disclosure

SEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 5

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,362

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F3 · kind: The reporting person received 1,284 shares of common stock upon the net exercise of 6,639 SARs. The reporting person forfeited 4,090 shares of common stock underlying such SARs in payment of the exercise price and 1,265 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:45 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionCommon Stock 6,639 $59.98 $398,207.22
Disclosure

SEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 4

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F3 · kind: The reporting person received 1,284 shares of common stock upon the net exercise of 6,639 SARs. The reporting person forfeited 4,090 shares of common stock underlying such SARs in payment of the exercise price and 1,265 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:45 UTC
Harms ThomasSVP, China & APAC
Tax withholdingCommon Stock 3,128 $97.38 $304,604.64
Disclosure

SEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 3

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,813

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · kind: The reporting person received 3,179 shares of common stock upon the net exercise of 9,176 stock appreciation rights ("SARs"). The reporting person forfeited 2,869 shares of common stock underlying such SARs in payment of the exercise price and 3,128 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018 of $97.38.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:45 UTC
Harms ThomasSVP, China & APAC
Disposition to issuerCommon Stock 2,869 $97.38 $279,383.22
Disclosure

SEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 2

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · kind: The reporting person received 3,179 shares of common stock upon the net exercise of 9,176 stock appreciation rights ("SARs"). The reporting person forfeited 2,869 shares of common stock underlying such SARs in payment of the exercise price and 3,128 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018 of $97.38.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:45 UTC
Harms ThomasSVP, China & APAC
Exercise / conversionCommon Stock 9,176 $30.44 $279,317.44
Disclosure

SEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 1

Harms Thomas · CIK 0001713357 · SVP, China & APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · kind: The reporting person received 3,179 shares of common stock upon the net exercise of 9,176 stock appreciation rights ("SARs"). The reporting person forfeited 2,869 shares of common stock underlying such SARs in payment of the exercise price and 3,128 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018 of $97.38.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Exercise / conversionStock Appreciation Rights · Derivative 24,788 $0.00 Strike: $22.94 $0.00
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · derivative · entry 12

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,788 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person received 9,088 shares of common stock upon the net exercise of 24,788 SARs. The reporting person forfeited 5,714 shares of common stock underlying such SARS in payment of the exercise price and 9,986 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Exercise / conversionStock Appreciation Rights · Derivative 100,000 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · derivative · entry 11

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 44,384 shares of common stock upon the net exercise of 100,000 SARs. The reporting person forfeited 6,853 shares of common stock underlying such SARS in payment of the exercise price and 48,763 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Exercise / conversionStock Appreciation Rights · Derivative 33,146 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · derivative · entry 10

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,146 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 14,711 shares of common stock upon the net exercise of 33,146 stock appreciation rights ("SARs"). The reporting person forfeited 2,272 shares of common stock underlying such SARS in payment of the exercise price and 16,163 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Tax withholdingCommon Stock 9,986 $99.53 $993,906.58
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · nonDerivative · entry 9

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,494

F3 · kind: The reporting person received 9,088 shares of common stock upon the net exercise of 24,788 SARs. The reporting person forfeited 5,714 shares of common stock underlying such SARS in payment of the exercise price and 9,986 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Disposition to issuerCommon Stock 5,714 $99.53 $568,714.42
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · nonDerivative · entry 8

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,480

F3 · kind: The reporting person received 9,088 shares of common stock upon the net exercise of 24,788 SARs. The reporting person forfeited 5,714 shares of common stock underlying such SARS in payment of the exercise price and 9,986 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Exercise / conversionCommon Stock 24,788 $6.82 $169,054.16
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · nonDerivative · entry 7

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person received 9,088 shares of common stock upon the net exercise of 24,788 SARs. The reporting person forfeited 5,714 shares of common stock underlying such SARS in payment of the exercise price and 9,986 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Tax withholdingCommon Stock 48,763 $99.53 $4,853,381.39
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · nonDerivative · entry 6

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,406

F2 · kind: The reporting person received 44,384 shares of common stock upon the net exercise of 100,000 SARs. The reporting person forfeited 6,853 shares of common stock underlying such SARS in payment of the exercise price and 48,763 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Disposition to issuerCommon Stock 6,853 $99.53 $682,079.09
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · nonDerivative · entry 5

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,169

F2 · kind: The reporting person received 44,384 shares of common stock upon the net exercise of 100,000 SARs. The reporting person forfeited 6,853 shares of common stock underlying such SARS in payment of the exercise price and 48,763 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Exercise / conversionCommon Stock 100,000 $6.82 $682,000.00
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · nonDerivative · entry 4

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 44,384 shares of common stock upon the net exercise of 100,000 SARs. The reporting person forfeited 6,853 shares of common stock underlying such SARS in payment of the exercise price and 48,763 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Tax withholdingCommon Stock 16,163 $99.53 $1,608,703.39
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · nonDerivative · entry 3

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,022

F1 · kind: The reporting person received 14,711 shares of common stock upon the net exercise of 33,146 stock appreciation rights ("SARs"). The reporting person forfeited 2,272 shares of common stock underlying such SARS in payment of the exercise price and 16,163 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Disposition to issuerCommon Stock 2,272 $99.53 $226,132.16
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · nonDerivative · entry 2

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,185

F1 · kind: The reporting person received 14,711 shares of common stock upon the net exercise of 33,146 stock appreciation rights ("SARs"). The reporting person forfeited 2,272 shares of common stock underlying such SARS in payment of the exercise price and 16,163 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:16 UTC
LEVY ROBERTEVP, The Americas
Exercise / conversionCommon Stock 33,146 $6.82 $226,055.72
Disclosure

SEC source: 0001209191-18-018633 · doc4.xml · nonDerivative · entry 1

LEVY ROBERT · CIK 0001311283 · EVP, The Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 14,711 shares of common stock upon the net exercise of 33,146 stock appreciation rights ("SARs"). The reporting person forfeited 2,272 shares of common stock underlying such SARS in payment of the exercise price and 16,163 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 9, 2018 of $99.53.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:15 UTC
Alvarez JesusVP, General Manager, Mexico
SaleCommon Stock 2,584 $99.47 $257,030.48
Disclosure

SEC source: 0001209191-18-018632 · doc4.xml · nonDerivative · entry 1

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,085

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:26 UTC
GOUDIS RICHARDChief Executive Officer
Exercise / conversionStock Appreciation Rights · Derivative 83,333 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001209191-18-018327 · doc4.xml · derivative · entry 4

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,333 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 36,948 shares of common stock upon the net exercise of 83,333 stock appreciation rights ("SARS"). The reporting person forfeited 5,792 shares of common stock underlying the SARS in payment of the exercise price and 40,593 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 7, 2018 of $98.13.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:26 UTC
GOUDIS RICHARDChief Executive Officer
Tax withholdingCommon Stock 40,593 $98.13 $3,983,391.09
Disclosure

SEC source: 0001209191-18-018327 · doc4.xml · nonDerivative · entry 3

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,401

F1 · kind: The reporting person received 36,948 shares of common stock upon the net exercise of 83,333 stock appreciation rights ("SARS"). The reporting person forfeited 5,792 shares of common stock underlying the SARS in payment of the exercise price and 40,593 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 7, 2018 of $98.13.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:26 UTC
GOUDIS RICHARDChief Executive Officer
Disposition to issuerCommon Stock 5,792 $98.13 $568,368.96
Disclosure

SEC source: 0001209191-18-018327 · doc4.xml · nonDerivative · entry 2

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,994

F1 · kind: The reporting person received 36,948 shares of common stock upon the net exercise of 83,333 stock appreciation rights ("SARS"). The reporting person forfeited 5,792 shares of common stock underlying the SARS in payment of the exercise price and 40,593 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 7, 2018 of $98.13.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:26 UTC
GOUDIS RICHARDChief Executive Officer
Exercise / conversionCommon Stock 83,333 $6.82 $568,331.06
Disclosure

SEC source: 0001209191-18-018327 · doc4.xml · nonDerivative · entry 1

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 36,948 shares of common stock upon the net exercise of 83,333 stock appreciation rights ("SARS"). The reporting person forfeited 5,792 shares of common stock underlying the SARS in payment of the exercise price and 40,593 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 7, 2018 of $98.13.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 00:54 UTC
Schissel Mark JEVP, WW Operations
SaleCommon Stock 3,747 $65.57 $245,690.79
Disclosure

SEC source: 0001209191-18-017543 · doc4.xml · nonDerivative · entry 4

Schissel Mark J · CIK 0001713270 · EVP, WW Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,082

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 00:53 UTC
Montesino IbelisSVP/Managing Dir North America
SaleCommon Stock 8,252 $94.63 $780,886.76
Disclosure

SEC source: 0001209191-18-017540 · doc4.xml · nonDerivative · entry 5

Montesino Ibelis · CIK 0001513887 · SVP/Managing Dir North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,634

F3 · price: This transaction was executed in multiple trades at prices ranging from $94.50 to $94.95. The price reported reflects the weighted average sale price of $94.63. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 00:25 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Exercise / conversionStock Appreciation Rights · Derivative 18,760 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-018326 · doc4.xml · derivative · entry 8

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,760 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 6,482 shares of common stock upon the net exercise of 18,760 SARs. The reporting person forfeited 5,899 shares of common stock underlying the SARS in payment of the exercise price and 6,379 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 6, 2018 of $96.84.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 00:25 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Exercise / conversionStock Appreciation Rights · Derivative 15,396 $0.00 Strike: $59.98 $0.00
Disclosure

SEC source: 0001209191-18-018326 · doc4.xml · derivative · entry 7

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,396 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 2,950 shares of common stock upon the net exercise of 15,396 stock appreciation rights ("SARS"). The reporting person forfeited 9,538 shares of common stock underlying the SARS in payment of the exercise price and 2,908 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 6, 2018 of $96.84.

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March 06, 2018 Filed Mar 9, 2018 00:25 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Tax withholdingCommon Stock 6,379 $96.84 $617,742.36
Disclosure

SEC source: 0001209191-18-018326 · doc4.xml · nonDerivative · entry 6

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,314

F2 · kind: The reporting person received 6,482 shares of common stock upon the net exercise of 18,760 SARs. The reporting person forfeited 5,899 shares of common stock underlying the SARS in payment of the exercise price and 6,379 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 6, 2018 of $96.84.

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March 06, 2018 Filed Mar 9, 2018 00:25 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Disposition to issuerCommon Stock 5,899 $96.84 $571,259.16
Disclosure

SEC source: 0001209191-18-018326 · doc4.xml · nonDerivative · entry 5

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,693

F2 · kind: The reporting person received 6,482 shares of common stock upon the net exercise of 18,760 SARs. The reporting person forfeited 5,899 shares of common stock underlying the SARS in payment of the exercise price and 6,379 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 6, 2018 of $96.84.

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March 06, 2018 Filed Mar 9, 2018 00:25 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Exercise / conversionCommon Stock 18,760 $30.44 $571,054.40
Disclosure

SEC source: 0001209191-18-018326 · doc4.xml · nonDerivative · entry 4

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 6,482 shares of common stock upon the net exercise of 18,760 SARs. The reporting person forfeited 5,899 shares of common stock underlying the SARS in payment of the exercise price and 6,379 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 6, 2018 of $96.84.

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March 06, 2018 Filed Mar 9, 2018 00:25 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Tax withholdingCommon Stock 2,908 $96.84 $281,610.72
Disclosure

SEC source: 0001209191-18-018326 · doc4.xml · nonDerivative · entry 3

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,832

F1 · kind: The reporting person received 2,950 shares of common stock upon the net exercise of 15,396 stock appreciation rights ("SARS"). The reporting person forfeited 9,538 shares of common stock underlying the SARS in payment of the exercise price and 2,908 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 6, 2018 of $96.84.

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March 06, 2018 Filed Mar 9, 2018 00:25 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Disposition to issuerCommon Stock 9,538 $96.84 $923,659.92
Disclosure

SEC source: 0001209191-18-018326 · doc4.xml · nonDerivative · entry 2

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,740

F1 · kind: The reporting person received 2,950 shares of common stock upon the net exercise of 15,396 stock appreciation rights ("SARS"). The reporting person forfeited 9,538 shares of common stock underlying the SARS in payment of the exercise price and 2,908 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 6, 2018 of $96.84.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 00:25 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Exercise / conversionCommon Stock 15,396 $59.98 $923,452.08
Disclosure

SEC source: 0001209191-18-018326 · doc4.xml · nonDerivative · entry 1

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 2,950 shares of common stock upon the net exercise of 15,396 stock appreciation rights ("SARS"). The reporting person forfeited 9,538 shares of common stock underlying the SARS in payment of the exercise price and 2,908 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 6, 2018 of $96.84.

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March 06, 2018 Filed Feb 14, 2019 23:07 UTC
Hienrich EdiSVP/Managing Director EMEA
SaleCommon Stock 1,485 $95.57 $141,921.45
Disclosure

SEC source: 0001209191-19-010383 · doc5.xml · nonDerivative · entry 5

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 2,780

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's wife.

F4 · kind: Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers and market price are provided without giving effect to the stock split.

F3 · balance_after: Balance reflects the amount of securities beneficially owned indirectly as of December 31, 2018, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018.

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March 05, 2018 Filed Mar 7, 2018 00:55 UTC
Alvarez JesusVP, General Manager, Mexico
Tax withholdingCommon Stock 1,392 $94.72 $131,850.24
Disclosure

SEC source: 0001209191-18-017545 · doc4.xml · nonDerivative · entry 4

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,669

F2 · kind: The reporting person received 2,584 shares of common stock upon the net exercise of 5,873 stock appreciation rights ("SARS"). The reporting person forfeited 1,897 shares of common stock underlying the SARS in payment of the exercise price and 1,392 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

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March 05, 2018 Filed Mar 7, 2018 00:55 UTC
Alvarez JesusVP, General Manager, Mexico
Disposition to issuerCommon Stock 1,897 $94.72 $179,683.84
Disclosure

SEC source: 0001209191-18-017545 · doc4.xml · nonDerivative · entry 3

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,061

F2 · kind: The reporting person received 2,584 shares of common stock upon the net exercise of 5,873 stock appreciation rights ("SARS"). The reporting person forfeited 1,897 shares of common stock underlying the SARS in payment of the exercise price and 1,392 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:55 UTC
Alvarez JesusVP, General Manager, Mexico
Exercise / conversionCommon Stock 5,873 $30.44 $178,774.12
Disclosure

SEC source: 0001209191-18-017545 · doc4.xml · nonDerivative · entry 2

Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 2,584 shares of common stock upon the net exercise of 5,873 stock appreciation rights ("SARS"). The reporting person forfeited 1,897 shares of common stock underlying the SARS in payment of the exercise price and 1,392 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:40 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionStock Appreciation Rights · Derivative 5,873 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-017848 · doc4.xml · derivative · entry 4

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,873 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:40 UTC
Aspauza JossieVP, SAM/CAM
Tax withholdingCommon Stock 1,193 $94.27 $112,464.11
Disclosure

SEC source: 0001209191-18-017848 · doc4.xml · nonDerivative · entry 3

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,546

F1 · kind: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:40 UTC
Aspauza JossieVP, SAM/CAM
Disposition to issuerCommon Stock 1,897 $94.27 $178,830.19
Disclosure

SEC source: 0001209191-18-017848 · doc4.xml · nonDerivative · entry 2

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,739

F1 · kind: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:40 UTC
Aspauza JossieVP, SAM/CAM
Exercise / conversionCommon Stock 5,873 $30.44 $178,774.12
Disclosure

SEC source: 0001209191-18-017848 · doc4.xml · nonDerivative · entry 1

Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:39 UTC
PEZZULLO DAVIDChief Operating Officer
Exercise / conversionStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001209191-18-017847 · doc4.xml · derivative · entry 8

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person received 24,413 shares of common stock upon the net exercise of the 50,000 SARs. The reporting person forfeited 3,618 shares of common stock underlying the SARs in payment of the exercise price and 21,969 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:39 UTC
PEZZULLO DAVIDChief Operating Officer
Exercise / conversionStock Appreciation Rights · Derivative 19,832 $0.00 Strike: $22.94 $0.00
Disclosure

SEC source: 0001209191-18-017847 · doc4.xml · derivative · entry 7

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,832 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 7,566 shares of common stock upon the net exercise of the 19,832 stock appreciation rights ("SARs"). The reporting person forfeited 4,826 shares of common stock underlying SARs in payment of the exercise price and 7,440 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:39 UTC
PEZZULLO DAVIDChief Operating Officer
Tax withholdingCommon Stock 21,969 $94.27 $2,071,017.63
Disclosure

SEC source: 0001209191-18-017847 · doc4.xml · nonDerivative · entry 6

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,505

F2 · kind: The reporting person received 24,413 shares of common stock upon the net exercise of the 50,000 SARs. The reporting person forfeited 3,618 shares of common stock underlying the SARs in payment of the exercise price and 21,969 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:39 UTC
PEZZULLO DAVIDChief Operating Officer
Disposition to issuerCommon Stock 3,618 $94.27 $341,068.86
Disclosure

SEC source: 0001209191-18-017847 · doc4.xml · nonDerivative · entry 5

PEZZULLO DAVID · CIK 0001311282 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,474

F2 · kind: The reporting person received 24,413 shares of common stock upon the net exercise of the 50,000 SARs. The reporting person forfeited 3,618 shares of common stock underlying the SARs in payment of the exercise price and 21,969 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.