Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2018 Filed Mar 1, 2018 22:59 UTC |
Bromage Kathleen MExecutive Vice President
|
GrantStock Option · Derivative | 16,021 | $0.00 Strike: $53.81 | $0.00 |
DisclosureSEC source: 0001225208-18-004989 · doc4.xml · derivative · entry 3 Bromage Kathleen M · CIK 0001642348 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,021 Underlying: Common Stock · 16,021 shares Expires 2028-02-27 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:59 UTC |
Bromage Kathleen MExecutive Vice President
|
Tax withholdingCommon Stock | 366 | $53.95 | $19,745.70 |
DisclosureSEC source: 0001225208-18-004989 · doc4.xml · nonDerivative · entry 1 Bromage Kathleen M · CIK 0001642348 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,355.01 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 21, 2018, the day of certification. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Swift ChristopherDirector · Chairman and CEO
|
GrantStock Option · Derivative | 284,819 | $0.00 Strike: $53.81 | $0.00 |
DisclosureSEC source: 0001225208-18-004971 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,819 Underlying: Common Stock · 284,819 shares Expires 2028-02-27 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Swift ChristopherDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 34,612 | $53.95 | $1,867,317.40 |
DisclosureSEC source: 0001225208-18-004971 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,756.797 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 21, 2018, the day of certification. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Wilcox John AChief Strategy & Ventures Off.
|
GrantStock Option · Derivative | 16,021 | $0.00 Strike: $53.81 | $0.00 |
DisclosureSEC source: 0001225208-18-004968 · doc4.xml · derivative · entry 2 Wilcox John A · CIK 0001685361 · Chief Strategy & Ventures Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,021 Underlying: Common Stock · 16,021 shares Expires 2028-02-27 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Dominguez CarlosDirector
|
GrantRestricted Stock Units | 743.356 | $53.81 | $39,999.99 |
DisclosureSEC source: 0001225208-18-004972 · doc4.xml · nonDerivative · entry 1 Dominguez Carlos · CIK 0001466264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743.356 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Robinson David CEVP and General Counsel
|
GrantStock Option · Derivative | 39,163 | $0.00 Strike: $53.81 | $0.00 |
DisclosureSEC source: 0001225208-18-004969 · doc4.xml · derivative · entry 3 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,163 Underlying: Common Stock · 39,163 shares Expires 2028-02-27 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Robinson David CEVP and General Counsel
|
Tax withholdingCommon Stock | 802 | $53.95 | $43,267.90 |
DisclosureSEC source: 0001225208-18-004969 · doc4.xml · nonDerivative · entry 1 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,749.658 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 21, 2018, the day of certification. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
McGill Stephen PDirector
|
GrantRestricted Stock Units | 1,239.547 | $53.81 | $66,700.02 |
DisclosureSEC source: 0001225208-18-004970 · doc4.xml · nonDerivative · entry 1 McGill Stephen P · CIK 0001357133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239.547 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Lewis Scott R.SVP and Controller
|
GrantRestricted Stock Units | 3,372.979 | $53.81 | $181,500.00 |
DisclosureSEC source: 0001225208-18-004967 · doc4.xml · nonDerivative · entry 2 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,944.017 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Lewis Scott R.SVP and Controller
|
Tax withholdingCommon Stock | 728 | $53.95 | $39,275.60 |
DisclosureSEC source: 0001225208-18-004967 · doc4.xml · nonDerivative · entry 1 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,867.506 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 21, 2018, the day of certification. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
Exercise / conversionStock Option · Derivative | 16,938 | $24.15 Strike: $24.15 | $409,052.70 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · derivative · entry 15 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,276 Underlying: Common Stock · 16,938 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
Exercise / conversionStock Option · Derivative | 200 | $24.15 Strike: $24.15 | $4,830.00 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · derivative · entry 14 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,214 Underlying: Common Stock · 200 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
Exercise / conversionStock Option · Derivative | 4,368 | $28.91 Strike: $28.91 | $126,278.88 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · derivative · entry 13 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,736 Underlying: Common Stock · 4,368 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
Exercise / conversionStock Option · Derivative | 2,399 | $20.63 Strike: $20.63 | $49,491.37 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · derivative · entry 12 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,799 Underlying: Common Stock · 2,399 shares Expires 2022-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
GrantStock Option · Derivative | 63,194 | $0.00 Strike: $53.81 | $0.00 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · derivative · entry 11 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,194 Underlying: Common Stock · 63,194 shares Expires 2028-02-27 F8 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
SaleCommon Stock | 16,938 | $54.24 | $918,683.24 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · nonDerivative · entry 9 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,152.6 F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F7 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $53.82 to $54.81 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
Tax withholdingCommon Stock | 9,640 | $53.95 | $520,078.00 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · nonDerivative · entry 8 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,090.6 F5 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. F6 · price: The closing price of the Company's common stock on February 21, 2018, the day of certification. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
SaleCommon Stock | 4,368 | $54.25 | $236,946.53 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · nonDerivative · entry 7 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,730.6 F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F4 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $53.83 to $54.80 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
SaleCommon Stock | 2,399 | $54.23 | $130,100.17 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · nonDerivative · entry 6 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,098.6 F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $53.86 to $54.78 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
SaleCommon Stock | 200 | $54.83 | $10,966.00 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · nonDerivative · entry 5 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,497.6 F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.82 to $54.84 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
Exercise / conversionCommon Stock | 200 | $24.15 | $4,830.00 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · nonDerivative · entry 4 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,697.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
Exercise / conversionCommon Stock | 2,399 | $20.63 | $49,491.37 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · nonDerivative · entry 3 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,497.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
Exercise / conversionCommon Stock | 4,368 | $28.91 | $126,278.88 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · nonDerivative · entry 2 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,098.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
Costello Beth AnnEVP and CFO
|
Exercise / conversionCommon Stock | 16,938 | $24.15 | $409,052.70 |
DisclosureSEC source: 0001225208-18-004962 · doc4.xml · nonDerivative · entry 1 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,730.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
ELLIOT DOUGLAS GPresident
|
Exercise / conversionStock Option · Derivative | 68,957 | $20.63 Strike: $20.63 | $1,422,582.91 |
DisclosureSEC source: 0001225208-18-004965 · doc4.xml · derivative · entry 9 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,957 shares Expires 2022-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
ELLIOT DOUGLAS GPresident
|
Exercise / conversionStock Option · Derivative | 2,500 | $20.63 Strike: $20.63 | $51,575.00 |
DisclosureSEC source: 0001225208-18-004965 · doc4.xml · derivative · entry 8 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,957 Underlying: Common Stock · 2,500 shares Expires 2022-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
ELLIOT DOUGLAS GPresident
|
GrantStock Option · Derivative | 178,012 | $0.00 Strike: $53.81 | $0.00 |
DisclosureSEC source: 0001225208-18-004965 · doc4.xml · derivative · entry 7 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,012 Underlying: Common Stock · 178,012 shares Expires 2028-02-27 F6 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
ELLIOT DOUGLAS GPresident
|
SaleCommon Stock | 68,957 | $54.23 | $3,739,400.20 |
DisclosureSEC source: 0001225208-18-004965 · doc4.xml · nonDerivative · entry 5 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,346.532 F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F5 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $53.78 to $54.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
ELLIOT DOUGLAS GPresident
|
Tax withholdingCommon Stock | 25,697 | $53.95 | $1,386,353.15 |
DisclosureSEC source: 0001225208-18-004965 · doc4.xml · nonDerivative · entry 4 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,303.532 F3 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. F4 · price: The closing price of the Company's common stock on February 21, 2018, the day of certification. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
ELLIOT DOUGLAS GPresident
|
SaleCommon Stock | 2,500 | $54.81 | $137,020.00 |
DisclosureSEC source: 0001225208-18-004965 · doc4.xml · nonDerivative · entry 3 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000.532 F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.78 to $54.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
ELLIOT DOUGLAS GPresident
|
Exercise / conversionCommon Stock | 2,500 | $20.63 | $51,575.00 |
DisclosureSEC source: 0001225208-18-004965 · doc4.xml · nonDerivative · entry 2 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,500.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC |
ELLIOT DOUGLAS GPresident
|
Exercise / conversionCommon Stock | 68,957 | $20.63 | $1,422,582.91 |
DisclosureSEC source: 0001225208-18-004965 · doc4.xml · nonDerivative · entry 1 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Gervasi MarthaExecutive Vice President
|
GrantStock Option · Derivative | 39,163 | $0.00 Strike: $53.81 | $0.00 |
DisclosureSEC source: 0001225208-18-004964 · doc4.xml · derivative · entry 4 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,163 Underlying: Common Stock · 39,163 shares Expires 2028-02-27 F4 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Gervasi MarthaExecutive Vice President
|
Tax withholdingCommon Stock | 4,416 | $53.95 | $238,243.20 |
DisclosureSEC source: 0001225208-18-004964 · doc4.xml · nonDerivative · entry 2 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,040.154 F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. F3 · price: The closing price of the Company's common stock on February 21, 2018, the day of certification. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Gervasi MarthaExecutive Vice President
|
SaleCommon Stock | 2,533 | $54.31 | $137,567.23 |
DisclosureSEC source: 0001225208-18-004964 · doc4.xml · nonDerivative · entry 1 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,456.154 F1 · shares: Transaction effected pursuant to a pre-planned trading plan entered into on December 6, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
WOODRING A GREIGDirector
|
GrantRestricted Stock Units | 1,239.547 | $53.81 | $66,700.02 |
DisclosureSEC source: 0001225208-18-004961 · doc4.xml · nonDerivative · entry 1 WOODRING A GREIG · CIK 0001184434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239.547 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
GrantStock Option · Derivative | 26,702 | $0.00 Strike: $53.81 | $0.00 |
DisclosureSEC source: 0001225208-18-004963 · doc4.xml · derivative · entry 6 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,702 Underlying: Common Stock · 26,702 shares Expires 2028-02-27 F5 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionStock Option · Derivative | 5,624 | $54.31 Strike: $7.04 | $305,439.44 |
DisclosureSEC source: 0001225208-18-004963 · doc4.xml · derivative · entry 5 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,624 shares Expires 2019-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became fully exercisable on February 25, 2012, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
SaleCommon Stock | 5,624 | $54.31 | $305,439.44 |
DisclosureSEC source: 0001225208-18-004963 · doc4.xml · nonDerivative · entry 3 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,383.095 F3 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on December 13, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 1,833 | $53.95 | $98,890.35 |
DisclosureSEC source: 0001225208-18-004963 · doc4.xml · nonDerivative · entry 2 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,007.095 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 21, 2018, the day of certification. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionCommon Stock | 5,624 | $7.04 | $39,592.96 |
DisclosureSEC source: 0001225208-18-004963 · doc4.xml · nonDerivative · entry 1 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,840.095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Bloom William AExecutive Vice President
|
GrantStock Option · Derivative | 39,163 | $0.00 Strike: $53.81 | $0.00 |
DisclosureSEC source: 0001225208-18-004959 · doc4.xml · derivative · entry 3 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,163 Underlying: Common Stock · 39,163 shares Expires 2028-02-27 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Bloom William AExecutive Vice President
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Tax withholdingCommon Stock | 4,116 | $53.95 | $222,058.20 |
DisclosureSEC source: 0001225208-18-004959 · doc4.xml · nonDerivative · entry 1 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,473.459 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 21, 2018, the day of the certification. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Johnson Brion SExecutive Vice President
|
GrantStock Option · Derivative | 56,964 | $0.00 Strike: $53.81 | $0.00 |
DisclosureSEC source: 0001225208-18-004960 · doc4.xml · derivative · entry 3 Johnson Brion S · CIK 0001550901 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,964 Underlying: Common Stock · 56,964 shares Expires 2028-02-27 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:12 UTC |
Johnson Brion SExecutive Vice President
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Tax withholdingCommon Stock | 7,041 | $53.95 | $379,861.95 |
DisclosureSEC source: 0001225208-18-004960 · doc4.xml · nonDerivative · entry 1 Johnson Brion S · CIK 0001550901 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,875.536 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 21, 2018, the day of certification. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionPerformance Shares · Derivative | 3,882.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004023 · doc4.xml · derivative · entry 4 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,882.32 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
GrantPerformance Shares · Derivative | 3,882.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004023 · doc4.xml · derivative · entry 3 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,882.32 Underlying: Common Stock · 3,882.32 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionCommon Stock | 3,882.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004023 · doc4.xml · nonDerivative · entry 1 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,216.095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC |
Swift ChristopherDirector · Chairman and CEO
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Exercise / conversionPerformance Shares · Derivative | 80,679.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004024 · doc4.xml · derivative · entry 7 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,679.04 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.