HIG

SEC source: 0001225208-20-003108 · doc4.xml · derivative · entry 2

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,943.3

Underlying: Common Stock · 19,943.3 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003108 · doc4.xml · nonDerivative · entry 1

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,592.423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003107 · doc4.xml · derivative · entry 3

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,475.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003107 · doc4.xml · derivative · entry 2

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,475.5

Underlying: Common Stock · 66,475.5 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003107 · doc4.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,004.015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003106 · doc4.xml · derivative · entry 4

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,266.1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003106 · doc4.xml · derivative · entry 3

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,266.1

Underlying: Common Stock · 23,266.1 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003106 · doc4.xml · nonDerivative · entry 1

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,511.287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003104 · doc4.xml · derivative · entry 3

Bennett Jonathan R · CIK 0001457225 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,648.2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003104 · doc4.xml · derivative · entry 2

Bennett Jonathan R · CIK 0001457225 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,648.2

Underlying: Common Stock · 6,648.2 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003104 · doc4.xml · nonDerivative · entry 1

Bennett Jonathan R · CIK 0001457225 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,449.092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003105 · doc4.xml · derivative · entry 3

Bromage Kathleen M · CIK 0001642348 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,318.3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003105 · doc4.xml · derivative · entry 2

Bromage Kathleen M · CIK 0001642348 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,318.3

Underlying: Common Stock · 5,318.3 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003105 · doc4.xml · nonDerivative · entry 1

Bromage Kathleen M · CIK 0001642348 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,124.354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003103 · doc4.xml · derivative · entry 4

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,735.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003103 · doc4.xml · derivative · entry 3

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,735.5

Underlying: Common Stock · 1,735.5 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-003103 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,582.048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-20-001681 · doc4.xml · nonDerivative · entry 1

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,245.187

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Ms. Costello on May 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-016106 · doc4.xml · nonDerivative · entry 1

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,363.103

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of FICA tax withholding obligations on retirement eligible RSU awards no longer subject to the risk of forfeiture, granted under The Hartford's 2014 Incentive Stock Plan.

F2 · price: The closing price of the Company's common stock on December 13, 2019, the date utilized to calculate the FICA tax obligation in accordance with IRS rules.

SEC source: 0001225208-19-016107 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,846.548

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of FICA tax withholding obligations on retirement eligible RSU awards no longer subject to the risk of forfeiture, granted under The Hartford's 2014 Incentive Stock Plan.

F2 · price: The closing price of the Company's common stock on December 13, 2019, the date utilized to calculate the FICA tax obligation in accordance with IRS rules.

SEC source: 0001225208-19-014658 · doc4.xml · derivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,979 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.

SEC source: 0001225208-19-014658 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,438.78

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-014658 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,417.78

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-19-014657 · doc4.xml · derivative · entry 3

Bennett Jonathan R · CIK 0001457225 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,427 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.

SEC source: 0001225208-19-014657 · doc4.xml · nonDerivative · entry 2

Bennett Jonathan R · CIK 0001457225 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,785.683

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Bennett on May 3, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-014657 · doc4.xml · nonDerivative · entry 1

Bennett Jonathan R · CIK 0001457225 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,212.683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-19-014145 · doc4.xml · nonDerivative · entry 1

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,245.187

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Ms. Costello on May 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-013991 · doc4.xml · nonDerivative · entry 1

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,184.161

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Robinson on June 11, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-013447 · doc4.xml · derivative · entry 4

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,011 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.

SEC source: 0001225208-19-013447 · doc4.xml · nonDerivative · entry 2

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,356.411

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Paiano on September 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-013447 · doc4.xml · nonDerivative · entry 1

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,367.411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-19-012774 · doc4.xml · nonDerivative · entry 1

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,649.123

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Johnson on August 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-012747 · doc4.xml · nonDerivative · entry 2

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,948.123

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Johnson on August 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-012748 · doc4.xml · nonDerivative · entry 1

Bloom William A · CIK 0001377322 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,211.349

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Bloom on May 10, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-012747 · doc4.xml · nonDerivative · entry 1

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,237.123

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Johnson on August 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-012656 · doc4.xml · nonDerivative · entry 2

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,531.123

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Johnson on August 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-012655 · doc4.xml · derivative · entry 4

Gervasi Martha · CIK 0001550665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,346

Underlying: Common Stock · 3,672 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.

SEC source: 0001225208-19-012655 · doc4.xml · nonDerivative · entry 2

Gervasi Martha · CIK 0001550665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,209.741

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Ms. Gervasi on May 17, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-012655 · doc4.xml · nonDerivative · entry 1

Gervasi Martha · CIK 0001550665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,881.741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-19-012656 · doc4.xml · nonDerivative · entry 1

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,863.123

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Johnson on August 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-19-012515 · doc4.xml · derivative · entry 15

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,979

Underlying: Common Stock · 24,279 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.

SEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 8

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,438.78

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F5 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $60.00 - $60.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 7

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,717.78

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001943 · doc5.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,528.515

F1 · kind: This transaction involved a gift to a charitable institution.

SEC source: 0001225208-19-012515 · doc4.xml · derivative · entry 14

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,258

Underlying: Common Stock · 28,779 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.

SEC source: 0001225208-19-012515 · doc4.xml · derivative · entry 13

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,037

Underlying: Common Stock · 6,700 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.

SEC source: 0001225208-19-012515 · doc4.xml · derivative · entry 12

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,737

Underlying: Common Stock · 2,200 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.

SEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,438.78

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F4 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $58.97 - $59.96 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 5

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,217.78

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $60.00 - $60.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 4

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,917.78

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $59.97 - $60.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.