Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2020 Filed Mar 17, 2020 20:06 UTC |
FETTER TREVORDirector
|
PurchaseCommon Stock | 10,000 | $41.38 | $413,750.00 |
DisclosureSEC source: 0001225208-20-005234 · doc4.xml · nonDerivative · entry 1 FETTER TREVOR · CIK 0001205447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,757 F1 · price: Price reflected is the weighted average price for shares purchased. The range of prices for the transactions reported was $40.6466 to $41.8813 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:27 UTC |
Rodden Lori AExecutive Vice President
|
Tax withholdingCommon Stock | 1,641 | $49.95 | $81,967.95 |
DisclosureSEC source: 0001225208-20-004428 · doc4.xml · nonDerivative · entry 1 Rodden Lori A · CIK 0001790524 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,375.733 F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:27 UTC |
Robinson David CEVP and General Counsel
|
Tax withholdingCommon Stock | 2,014 | $49.95 | $100,599.30 |
DisclosureSEC source: 0001225208-20-004427 · doc4.xml · nonDerivative · entry 1 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,605.809 F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:27 UTC |
Lewis Scott R.SVP and Controller
|
Tax withholdingCommon Stock | 1,812 | $49.95 | $90,509.40 |
DisclosureSEC source: 0001225208-20-004426 · doc4.xml · nonDerivative · entry 1 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,153.398 F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:51 UTC | SaleCommon Stock | 3,521 | $50.07 | $176,296.47 |
DisclosureSEC source: 0001225208-20-004355 · doc4.xml · nonDerivative · entry 1 Bennett Jonathan R · CIK 0001457225 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,801.087 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Bennett on May 3, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
|
| February 28, 2020 Filed Mar 3, 2020 22:01 UTC |
FETTER TREVORDirector
|
PurchaseCommon Stock | 10,000 | $49.80 | $498,020.00 |
DisclosureSEC source: 0001225208-20-004174 · doc4.xml · nonDerivative · entry 1 FETTER TREVOR · CIK 0001205447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,757 F1 · price: Price reflected is the weighted average price for shares purchased. The range of prices for the transactions reported was $49.720000 to $50.014000 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:09 UTC |
Mikells Kathryn ADirector
|
PurchaseCommon Stock | 5,000 | $49.90 | $249,492.50 |
DisclosureSEC source: 0001225208-20-004147 · doc4.xml · nonDerivative · entry 1 Mikells Kathryn A · CIK 0001448903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,111 F1 · price: Price reflected is the weighted average price for shares purchased. The range of prices for the transactions reported was $49.800448 to $49.996652 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 21:18 UTC |
Winter Matthew EDirector
|
GrantRestricted Stock Units | 452.325 | $55.27 | $25,000.00 |
DisclosureSEC source: 0001225208-20-003558 · doc4.xml · nonDerivative · entry 2 Winter Matthew E · CIK 0001468136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176.045 F2 · shares: RSUs acquired in lieu of cash compensation pursuant to an election under The Hartford 2014 Incentive Stock Plan. The RSUs are fully vested and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 21:18 UTC |
Winter Matthew EDirector
|
GrantRestricted Stock Units | 723.72 | $55.27 | $40,000.00 |
DisclosureSEC source: 0001225208-20-003558 · doc4.xml · nonDerivative · entry 1 Winter Matthew E · CIK 0001468136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723.72 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2019-2020 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 21:17 UTC |
De Shon Larry DDirector
|
GrantRestricted Stock Units | 723.72 | $55.27 | $40,000.00 |
DisclosureSEC source: 0001225208-20-003557 · doc4.xml · nonDerivative · entry 1 De Shon Larry D · CIK 0001376942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723.72 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2019-2020 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:12 UTC |
Swift ChristopherDirector · Chairman and CEO
|
GrantStock Option · Derivative | 318,042 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-003688 · doc4.xml · derivative · entry 5 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,042 Underlying: Common Stock · 318,042 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:12 UTC |
Rodden Lori AExecutive Vice President
|
GrantStock Option · Derivative | 23,130 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-003687 · doc4.xml · derivative · entry 3 Rodden Lori A · CIK 0001790524 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,130 Underlying: Common Stock · 23,130 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:11 UTC |
Robinson David CEVP and General Counsel
|
GrantStock Option · Derivative | 50,116 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-003686 · doc4.xml · derivative · entry 3 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,116 Underlying: Common Stock · 50,116 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exerble on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:11 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
GrantStock Option · Derivative | 30,840 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-003685 · doc4.xml · derivative · entry 3 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,840 Underlying: Common Stock · 30,840 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:11 UTC |
Lewis Scott R.SVP and Controller
|
GrantRestricted Stock Units | 3,731.681 | $55.27 | $206,250.01 |
DisclosureSEC source: 0001225208-20-003684 · doc4.xml · nonDerivative · entry 2 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,860.867 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:11 UTC |
Lewis Scott R.SVP and Controller
|
SaleCommon Stock | 846 | $56.64 | $47,917.44 |
DisclosureSEC source: 0001225208-20-003684 · doc4.xml · nonDerivative · entry 1 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,847.048 F1 · kind: The sale reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Lewis on September 11, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:11 UTC |
ELLIOT DOUGLAS GPresident
|
GrantStock Option · Derivative | 204,703 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-003682 · doc4.xml · derivative · entry 2 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,703 Underlying: Common Stock · 204,703 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:11 UTC |
Johnson Brion SExecutive Vice President
|
GrantStock Option · Derivative | 67,463 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-003683 · doc4.xml · derivative · entry 2 Johnson Brion S · CIK 0001550901 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,463 Underlying: Common Stock · 67,463 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:11 UTC |
Costello Beth AnnEVP and CFO
|
GrantStock Option · Derivative | 71,318 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-003681 · doc4.xml · derivative · entry 3 Costello Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,318 Underlying: Common Stock · 71,318 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:11 UTC |
Bromage Kathleen MExecutive Vice President
|
GrantStock Option · Derivative | 20,239 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-003680 · doc4.xml · derivative · entry 2 Bromage Kathleen M · CIK 0001642348 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,239 Underlying: Common Stock · 20,239 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:11 UTC |
Bloom William AExecutive Vice President
|
GrantStock Option · Derivative | 50,116 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-003679 · doc4.xml · derivative · entry 2 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,116 Underlying: Common Stock · 50,116 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:11 UTC | GrantStock Option · Derivative | 24,094 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-003678 · doc4.xml · derivative · entry 2 Bennett Jonathan R · CIK 0001457225 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,094 Underlying: Common Stock · 24,094 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
|
| February 25, 2020 Filed Mar 3, 2020 22:06 UTC Amendment |
Swift ChristopherDirector · Chairman and CEO
|
GrantStock Option · Derivative | 327,679 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-004177 · doc4a.xml · derivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,679 Underlying: Common Stock · 327,679 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:08 UTC |
Swift ChristopherDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 43,619 | $58.09 | $2,533,827.71 |
DisclosureSEC source: 0001225208-20-003550 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,333.68 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:08 UTC |
Rodden Lori AExecutive Vice President
|
Tax withholdingCommon Stock | 516 | $58.09 | $29,974.44 |
DisclosureSEC source: 0001225208-20-003549 · doc4.xml · nonDerivative · entry 1 Rodden Lori A · CIK 0001790524 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481.1 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:08 UTC |
Robinson David CEVP and General Counsel
|
Tax withholdingCommon Stock | 6,211 | $58.09 | $360,796.99 |
DisclosureSEC source: 0001225208-20-003548 · doc4.xml · nonDerivative · entry 1 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,268.261 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:07 UTC |
Johnson Brion SExecutive Vice President
|
Tax withholdingCommon Stock | 9,291 | $58.09 | $539,714.19 |
DisclosureSEC source: 0001225208-20-003545 · doc4.xml · nonDerivative · entry 1 Johnson Brion S · CIK 0001550901 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,301.423 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:08 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 2,182 | $58.09 | $126,752.38 |
DisclosureSEC source: 0001225208-20-003547 · doc4.xml · nonDerivative · entry 1 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,767.503 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:07 UTC |
Lewis Scott R.SVP and Controller
|
Tax withholdingCommon Stock | 889 | $58.09 | $51,642.01 |
DisclosureSEC source: 0001225208-20-003546 · doc4.xml · nonDerivative · entry 1 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,693.048 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:07 UTC |
Bromage Kathleen MExecutive Vice President
|
Tax withholdingCommon Stock | 1,735 | $58.09 | $100,786.15 |
DisclosureSEC source: 0001225208-20-003541 · doc4.xml · nonDerivative · entry 1 Bromage Kathleen M · CIK 0001642348 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,389.354 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:07 UTC |
Costello Beth AnnEVP and CFO
|
Tax withholdingCommon Stock | 10,817 | $58.09 | $628,359.53 |
DisclosureSEC source: 0001225208-20-003543 · doc4.xml · nonDerivative · entry 1 Costello Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,694.287 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:07 UTC |
ELLIOT DOUGLAS GPresident
|
Tax withholdingCommon Stock | 30,815 | $58.09 | $1,790,043.35 |
DisclosureSEC source: 0001225208-20-003544 · doc4.xml · nonDerivative · entry 1 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,189.015 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:07 UTC |
Bloom William AExecutive Vice President
|
Tax withholdingCommon Stock | 6,207 | $58.09 | $360,564.63 |
DisclosureSEC source: 0001225208-20-003540 · doc4.xml · nonDerivative · entry 1 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,299.449 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:07 UTC | Tax withholdingCommon Stock | 3,127 | $58.09 | $181,647.43 |
DisclosureSEC source: 0001225208-20-003539 · doc4.xml · nonDerivative · entry 1 Bennett Jonathan R · CIK 0001457225 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,322.092 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
|
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Swift ChristopherDirector · Chairman and CEO
|
Exercise / conversionPerformance Shares · Derivative | 99,713.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003112 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,713.9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Swift ChristopherDirector · Chairman and CEO
|
GrantPerformance Shares · Derivative | 99,713.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003112 · doc4.xml · derivative · entry 5 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,713.9 Underlying: Common Stock · 99,713.9 shares Expires not disclosed F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Swift ChristopherDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 99,713.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003112 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,952.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Bloom William AExecutive Vice President
|
Exercise / conversionPerformance Shares · Derivative | 13,295.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003113 · doc4.xml · derivative · entry 3 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,295.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Bloom William AExecutive Vice President
|
GrantPerformance Shares · Derivative | 13,295.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003113 · doc4.xml · derivative · entry 2 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,295.1 Underlying: Common Stock · 13,295.1 shares Expires not disclosed F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Bloom William AExecutive Vice President
|
Exercise / conversionCommon Stock | 13,295.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003113 · doc4.xml · nonDerivative · entry 1 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,506.449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Rodden Lori AExecutive Vice President
|
Exercise / conversionPerformance Shares · Derivative | 997.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003111 · doc4.xml · derivative · entry 4 Rodden Lori A · CIK 0001790524 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 997.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Rodden Lori AExecutive Vice President
|
GrantPerformance Shares · Derivative | 997.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003111 · doc4.xml · derivative · entry 3 Rodden Lori A · CIK 0001790524 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 997.1 Underlying: Common Stock · 997.1 shares Expires not disclosed F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Rodden Lori AExecutive Vice President
|
Exercise / conversionCommon Stock | 997.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003111 · doc4.xml · nonDerivative · entry 1 Rodden Lori A · CIK 0001790524 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 997.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Robinson David CEVP and General Counsel
|
Exercise / conversionPerformance Shares · Derivative | 13,295.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003110 · doc4.xml · derivative · entry 4 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,295.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Robinson David CEVP and General Counsel
|
GrantPerformance Shares · Derivative | 13,295.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003110 · doc4.xml · derivative · entry 3 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,295.1 Underlying: Common Stock · 13,295.1 shares Expires not disclosed F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Robinson David CEVP and General Counsel
|
Exercise / conversionCommon Stock | 13,295.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003110 · doc4.xml · nonDerivative · entry 1 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,479.261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionPerformance Shares · Derivative | 4,586.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003109 · doc4.xml · derivative · entry 4 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,586.4 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
GrantPerformance Shares · Derivative | 4,586.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003109 · doc4.xml · derivative · entry 3 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,586.4 Underlying: Common Stock · 4,586.4 shares Expires not disclosed F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionCommon Stock | 4,586.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003109 · doc4.xml · nonDerivative · entry 1 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,949.503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC |
Johnson Brion SExecutive Vice President
|
Exercise / conversionPerformance Shares · Derivative | 19,943.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003108 · doc4.xml · derivative · entry 3 Johnson Brion S · CIK 0001550901 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,943.3 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.