HIG

SEC source: 0001225208-21-007580 · doc4.xml · nonDerivative · entry 1

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,285.037

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Ms. Costello on March 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-22-002125 · doc5.xml · nonDerivative · entry 2

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,285.037

F1 · kind: This transaction involved a gift to a charitable institution.

SEC source: 0001225208-21-006885 · doc4.xml · nonDerivative · entry 1

Stepnowski Amy · CIK 0001820324 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,733.952

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-21-006884 · doc4.xml · nonDerivative · entry 1

Rodden Lori A · CIK 0001790524 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,828.338

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-21-006883 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,567.21

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-21-006429 · doc4.xml · nonDerivative · entry 1

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,988.067

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Robinson on March 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-21-006321 · doc4.xml · nonDerivative · entry 1

Bennett Jonathan R · CIK 0001457225 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,640.909

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Bennett on March 1, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-21-006219 · doc4.xml · derivative · entry 3

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,243 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.

SEC source: 0001225208-21-006219 · doc4.xml · nonDerivative · entry 2

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,800.188

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Paiano on February 24, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-21-006219 · doc4.xml · nonDerivative · entry 1

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,043.188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-006152 · doc4.xml · derivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 148,448 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.

SEC source: 0001225208-21-006152 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,922.68

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on February 26, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $65.05 to $66.54 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-21-006152 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,370.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-006151 · doc4.xml · derivative · entry 3

Bloom William A · CIK 0001377322 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,019 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

SEC source: 0001225208-21-006151 · doc4.xml · nonDerivative · entry 2

Bloom William A · CIK 0001377322 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,353.199

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Bloom on February 25, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-21-006151 · doc4.xml · nonDerivative · entry 1

Bloom William A · CIK 0001377322 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,372.199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-005534 · doc4.xml · nonDerivative · entry 1

Bennett Jonathan R · CIK 0001457225 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,505.909

F1 · kind: On March 15, 2021, the reporting person elected to transfer all of his holdings in The Hartford Stock Fund (the "Fund") under the Company's 401(k) plan into other available alternatives within the 401(k) plan.

F2 · balance_after: Prior beneficial ownership reports inadvertently reported the number of Fund units owned by the reporting person (3,267.7692) rather than the approximate share equivalents (961.006181). The Fund consists of Company common stock (typically 99% of the Fund value) and short-term investments (typically less than 1% of the Fund value) and the number of share equivalents varies depending on the performance of the Company, the overall stock market, the amount of cash awaiting investment, and the performance and amount of short-term investments held by the fund, less any expense accrued against the fund. As a result of the transaction reported on this Form 4, the reporting person has completely withdrawn from the Fund.

SEC source: 0001225208-21-004472 · doc4.xml · nonDerivative · entry 1

Rodden Lori A · CIK 0001790524 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,822.755

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-21-004473 · doc4.xml · nonDerivative · entry 1

Stepnowski Amy · CIK 0001820324 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,725.438

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-21-004471 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,557.138

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-21-003775 · doc4.xml · derivative · entry 2

Bromage Kathleen M · CIK 0001642348 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,321

Underlying: Common Stock · 19,321 shares

Expires 2031-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

SEC source: 0001225208-21-003774 · doc4.xml · derivative · entry 2

Bloom William A · CIK 0001377322 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,763

Underlying: Common Stock · 53,763 shares

Expires 2031-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

SEC source: 0001225208-21-003773 · doc4.xml · derivative · entry 2

Bennett Jonathan R · CIK 0001457225 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,202

Underlying: Common Stock · 25,202 shares

Expires 2031-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

SEC source: 0001225208-21-003772 · doc4.xml · derivative · entry 3

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,204

Underlying: Common Stock · 67,204 shares

Expires 2031-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

SEC source: 0001225208-21-003770 · doc4.xml · derivative · entry 5

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,820

Underlying: Common Stock · 310,820 shares

Expires 2031-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

SEC source: 0001225208-21-003771 · doc4.xml · derivative · entry 2

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,132

Underlying: Common Stock · 183,132 shares

Expires 2031-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

SEC source: 0001225208-21-003769 · doc4.xml · derivative · entry 3

Stepnowski Amy · CIK 0001820324 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,562

Underlying: Common Stock · 28,562 shares

Expires 2031-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

SEC source: 0001225208-21-003768 · doc4.xml · derivative · entry 3

Rodden Lori A · CIK 0001790524 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,522

Underlying: Common Stock · 23,522 shares

Expires 2031-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

SEC source: 0001225208-21-003766 · doc4.xml · derivative · entry 2

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,242

Underlying: Common Stock · 30,242 shares

Expires 2031-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

SEC source: 0001225208-21-003765 · doc4.xml · nonDerivative · entry 1

JAMES DONNA · CIK 0001197735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890.688

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2020-2021 Board service year or (ii) the first anniversary of the award grant date, and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service.

SEC source: 0001225208-21-003767 · doc4.xml · derivative · entry 2

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,723

Underlying: Common Stock · 48,723 shares

Expires 2031-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

SEC source: 0001225208-21-003764 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,220.391

SEC source: 0001225208-21-003170 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,922.68

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification.

SEC source: 0001225208-21-003171 · doc4.xml · nonDerivative · entry 2

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,582.628

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification.

SEC source: 0001225208-21-003167 · doc4.xml · nonDerivative · entry 2

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,870.015

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification.

SEC source: 0001225208-21-003169 · doc4.xml · nonDerivative · entry 2

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,790.633

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification.

SEC source: 0001225208-21-003168 · doc4.xml · nonDerivative · entry 2

Stepnowski Amy · CIK 0001820324 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,955.081

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification.

SEC source: 0001225208-21-003166 · doc4.xml · nonDerivative · entry 2

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,285.037

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification.

SEC source: 0001225208-21-003165 · doc4.xml · nonDerivative · entry 2

Rodden Lori A · CIK 0001790524 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646.021

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification.

SEC source: 0001225208-21-003162 · doc4.xml · nonDerivative · entry 2

Bennett Jonathan R · CIK 0001457225 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,773.847

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification.

SEC source: 0001225208-21-003164 · doc4.xml · nonDerivative · entry 2

Bromage Kathleen M · CIK 0001642348 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,457.104

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification.

SEC source: 0001225208-21-003163 · doc4.xml · nonDerivative · entry 2

Bloom William A · CIK 0001377322 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,353.199

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification.

SEC source: 0001225208-21-003161 · doc4.xml · nonDerivative · entry 2

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,681.067

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification.

SEC source: 0001225208-21-003170 · doc4.xml · derivative · entry 7

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-21-003170 · doc4.xml · derivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,752

Underlying: Common Stock · 55,752 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-21-003170 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,776.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-21-003171 · doc4.xml · derivative · entry 5

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-21-003171 · doc4.xml · derivative · entry 4

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843

Underlying: Common Stock · 843 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-21-003171 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018.628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

SEC source: 0001225208-21-003167 · doc4.xml · derivative · entry 4

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.