HIG

SEC source: 0001225208-22-011324 · doc4.xml · derivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,773

Underlying: Common Stock · 13,485 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.

SEC source: 0001225208-22-011324 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,120

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.18 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-22-011324 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-011323 · doc4.xml · derivative · entry 4

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,996 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

SEC source: 0001225208-22-011323 · doc4.xml · nonDerivative · entry 3

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,132.815

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $73.50 - $74.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-22-011323 · doc4.xml · nonDerivative · entry 2

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,367.815

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $73.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-22-011323 · doc4.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,128.815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-011259 · doc4.xml · derivative · entry 6

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,996

Underlying: Common Stock · 147,986 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

SEC source: 0001225208-22-011259 · doc4.xml · nonDerivative · entry 4

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,132.815

F3 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F4 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $72.84 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-22-011259 · doc4.xml · nonDerivative · entry 3

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,118.815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-011287 · doc4.xml · nonDerivative · entry 2

Reese Edmund · CIK 0001833903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,343.599

F2 · shares: Restricted Stock Units acquired in lieu of cash compensation pursuant to an election under The Hartford 2020 Stock Incentive Plan. The Restricted Stock Units are fully vested and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service.

SEC source: 0001225208-22-011287 · doc4.xml · nonDerivative · entry 1

Reese Edmund · CIK 0001833903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454.219

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2022-2023 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service.

SEC source: 0001225208-22-011259 · doc4.xml · derivative · entry 5

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,982

Underlying: Common Stock · 19,565 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

SEC source: 0001225208-22-011259 · doc4.xml · nonDerivative · entry 2

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,132.815

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $72.71 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-22-011259 · doc4.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,697.815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-009417 · doc4.xml · nonDerivative · entry 2

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,396.427

F2 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Lewis on March 7, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-22-009417 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,954.427

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-22-009171 · doc4.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,589.804

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2022-2023 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter.

SEC source: 0001225208-22-009172 · doc4.xml · nonDerivative · entry 1

WOODRING A GREIG · CIK 0001184434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837.774

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2022-2023 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter.

SEC source: 0001225208-22-009169 · doc4.xml · nonDerivative · entry 1

Mikells Kathryn A · CIK 0001448903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,308.247

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2022-2023 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter.

SEC source: 0001225208-22-009170 · doc4.xml · nonDerivative · entry 1

Roseborough Teresa Wynn · CIK 0001534511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837.774

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2022-2023 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter.

SEC source: 0001225208-22-009168 · doc4.xml · nonDerivative · entry 1

JAMES DONNA · CIK 0001197735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,649.21

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2022-2023 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service.

SEC source: 0001225208-22-009167 · doc4.xml · nonDerivative · entry 2

FETTER TREVOR · CIK 0001205447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,249.716

F2 · shares: Restricted Stock Units acquired in lieu of cash compensation pursuant to an election under The Hartford 2020 Stock Incentive Plan. The Restricted Stock Units are fully vested and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service.

SEC source: 0001225208-22-009167 · doc4.xml · nonDerivative · entry 1

FETTER TREVOR · CIK 0001205447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,884.904

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2022-2023 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service.

SEC source: 0001225208-22-009166 · doc4.xml · nonDerivative · entry 1

De Shon Larry D · CIK 0001376942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837.774

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2022-2023 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter.

SEC source: 0001225208-22-009165 · doc4.xml · nonDerivative · entry 2

Dominguez Carlos · CIK 0001466264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,299.272

F2 · shares: Restricted Stock Units acquired in lieu of cash compensation pursuant to an election under The Hartford 2020 Stock Incentive Plan. The Restricted Stock Units are fully vested and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service.

SEC source: 0001225208-22-009165 · doc4.xml · nonDerivative · entry 1

Dominguez Carlos · CIK 0001466264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,565.077

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2022-2023 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service.

SEC source: 0001225208-22-009164 · doc4.xml · nonDerivative · entry 1

Ruesterholz Virginia P · CIK 0001357109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,389.574

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2022-2023 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter.

SEC source: 0001225208-22-008168 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,120

SEC source: 0001225208-22-008087 · doc4.xml · nonDerivative · entry 1

Kinney John J. · CIK 0001877486 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,134.32

F1 · kind: This transaction involved a gift to a charitable donor-advised fund, effected pursuant to a trading plan previously adopted by Mr. Kinney on May 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-22-007820 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,395.863

F1 · kind: This transaction involved a gift to a charitable donor-advised fund, effected pursuant to a trading plan previously adopted by Mr. Lewis on May 2, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-22-006618 · doc4.xml · derivative · entry 3

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,214 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.

SEC source: 0001225208-22-006618 · doc4.xml · nonDerivative · entry 2

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,503.167

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Ms. Costello on February 23, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $73.00 - $73.37 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-22-006618 · doc4.xml · nonDerivative · entry 1

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,717.167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-006617 · doc4.xml · derivative · entry 7

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,258

Underlying: Common Stock · 47,130 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.

SEC source: 0001225208-22-006617 · doc4.xml · nonDerivative · entry 3

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,129.3

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $73.03 - $73.42 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-22-006617 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,343.3

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.00 - $72.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001225208-22-006617 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,259.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-006569 · doc4.xml · nonDerivative · entry 1

Costello Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,503.167

F1 · kind: This transaction involved a gift to a charitable donor-advised fund, effected pursuant to a trading plan previously adopted by Ms. Costello on February 23, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-22-006121 · doc4.xml · nonDerivative · entry 1

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.707

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Robinson on March 7, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-22-005875 · doc4.xml · nonDerivative · entry 1

Stepnowski Amy · CIK 0001820324 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,467.025

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-22-005873 · doc4.xml · nonDerivative · entry 1

Rodden Lori A · CIK 0001790524 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,074.9

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-22-005874 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,133.863

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-22-005826 · doc4.xml · nonDerivative · entry 1

Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,141.527

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Paiano on November 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-22-005825 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,121.166

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Lewis on March 7, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001225208-22-003828 · doc4.xml · nonDerivative · entry 1

Rodden Lori A · CIK 0001790524 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,067.234

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-22-003827 · doc4.xml · nonDerivative · entry 1

Stepnowski Amy · CIK 0001820324 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,456.883

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-22-003826 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,121.166

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.

SEC source: 0001225208-22-003435 · doc4.xml · derivative · entry 2

Soni Deepa · CIK 0001877303 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,742

Underlying: Common Stock · 37,742 shares

Expires 2032-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.

SEC source: 0001225208-22-003439 · doc4.xml · derivative · entry 2

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,553

Underlying: Common Stock · 164,553 shares

Expires 2032-02-23

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.