Tapewire

NYSE · USD

HGTY

Hagerty, Inc.

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Tapewire entity
3968
SEC CIK
0001840776
Parsed reports
325

Last 12 months

Inside the activity.

3 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202607
Feb 202600
Mar 202620
Apr 202601
May 202610
Jun 202601
Jul 202602
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2024 Filed Nov 21, 2024 21:11 UTC SaleClass A Common Stock 12,027 $11.09 $133,379.43
Disclosure

SEC source: 0001840776-24-000260 · wk-form4_1732223510.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 4,820,099

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.02 to $11.18. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:11 UTC SaleClass A Common Stock 67,590 $11.17 $754,980.30
Disclosure

SEC source: 0001840776-24-000260 · wk-form4_1732223510.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 4,832,126

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.02 to $11.23. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 21:21 UTC SaleClass A Common Stock 8,995 $11.16 $100,384.20
Disclosure

SEC source: 0001840776-24-000258 · wk-form4_1731964893.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 4,899,716

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.02 to $11.26. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:21 UTC SaleClass A Common Stock 3,191 $11.18 $35,675.38
Disclosure

SEC source: 0001840776-24-000258 · wk-form4_1731964893.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 4,908,711

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.31. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 14, 2024 Filed Nov 14, 2024 21:31 UTC SaleClass A Common Stock 27,211 $11.15 $303,402.65
Disclosure

SEC source: 0001840776-24-000256 · wk-form4_1731619876.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 4,911,902

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $11.00 to $11.51. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 21:31 UTC SaleClass A Common Stock 14,849 $11.17 $165,863.33
Disclosure

SEC source: 0001840776-24-000256 · wk-form4_1731619876.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 4,939,113

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.86 to $11.40. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:31 UTC SaleClass A Common Stock 10,641 $11.21 $119,285.61
Disclosure

SEC source: 0001840776-24-000256 · wk-form4_1731619876.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 4,953,962

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.90 to $11.42. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 13:16 UTC SaleClass A Common Stock 15,223 $10.85 $165,169.55
Disclosure

SEC source: 0001840776-24-000254 · wk-form4_1731417383.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 4,964,603

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.54 to $11.14. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 13:16 UTC SaleClass A Common Stock 11,148 $11.21 $124,969.08
Disclosure

SEC source: 0001840776-24-000254 · wk-form4_1731417383.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 4,979,826

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.83 to $11.36. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 13:16 UTC SaleClass A Common Stock 15,193 $11.66 $177,150.38
Disclosure

SEC source: 0001840776-24-000254 · wk-form4_1731417383.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 4,990,974

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.95 to $11.99. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 06, 2024 Filed Nov 6, 2024 21:24 UTC SaleClass A Common Stock 8,224 $11.80 $97,043.20
Disclosure

SEC source: 0001840776-24-000248 · wk-form4_1730928240.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,006,167

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $11.50 to $12.00. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 21:24 UTC SaleClass A Common Stock 3,834 $11.29 $43,285.86
Disclosure

SEC source: 0001840776-24-000248 · wk-form4_1730928240.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,014,391

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.97 to $11.43. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 21:24 UTC SaleClass A Common Stock 5,834 $10.98 $64,057.32
Disclosure

SEC source: 0001840776-24-000248 · wk-form4_1730928240.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,018,225

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.80 to $11.08. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 01, 2024 Filed Nov 1, 2024 20:19 UTC SaleClass A Common Stock 9,103 $10.92 $99,404.76
Disclosure

SEC source: 0001840776-24-000241 · wk-form4_1730492351.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,024,059

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.75 to $11.09. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 20:19 UTC SaleClass A Common Stock 4,055 $10.75 $43,591.25
Disclosure

SEC source: 0001840776-24-000241 · wk-form4_1730492351.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,033,162

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.50 to $10.88. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 20:19 UTC SaleClass A Common Stock 5,010 $10.73 $53,757.30
Disclosure

SEC source: 0001840776-24-000241 · wk-form4_1730492351.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,037,217

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.59 to $10.81. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 29, 2024 Filed Oct 29, 2024 20:27 UTC SaleClass A Common Stock 4,166 $10.53 $43,867.98
Disclosure

SEC source: 0001840776-24-000235 · wk-form4_1730233650.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,042,227

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.32 to $10.65. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 20:27 UTC SaleClass A Common Stock 1,967 $10.43 $20,515.81
Disclosure

SEC source: 0001840776-24-000235 · wk-form4_1730233650.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,046,393

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.29 to $10.50. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:27 UTC SaleClass A Common Stock 5,088 $10.42 $53,016.96
Disclosure

SEC source: 0001840776-24-000235 · wk-form4_1730233650.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,048,360

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.26 to $10.79. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 24, 2024 Filed Oct 24, 2024 20:25 UTC SaleClass A Common Stock 8,864 $10.59 $93,869.76
Disclosure

SEC source: 0001840776-24-000233 · wk-form4_1729801537.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,053,448

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.43 to $10.68. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 23, 2024 Filed Oct 24, 2024 20:25 UTC SaleClass A Common Stock 1,441 $10.47 $15,087.27
Disclosure

SEC source: 0001840776-24-000233 · wk-form4_1729801537.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,062,312

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.41 to $10.52. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:25 UTC SaleClass A Common Stock 7,635 $10.37 $79,174.95
Disclosure

SEC source: 0001840776-24-000233 · wk-form4_1729801537.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,063,753

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.31 to $10.44. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 21, 2024 Filed Oct 21, 2024 20:38 UTC SaleClass A Common Stock 3,083 $10.47 $32,279.01
Disclosure

SEC source: 0001840776-24-000231 · wk-form4_1729543107.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,071,388

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.41 to $10.56. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 18, 2024 Filed Oct 21, 2024 20:38 UTC SaleClass A Common Stock 2,538 $10.71 $27,181.98
Disclosure

SEC source: 0001840776-24-000231 · wk-form4_1729543107.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,074,471

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.57 to $10.86. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 20:38 UTC SaleClass A Common Stock 3,617 $10.64 $38,484.88
Disclosure

SEC source: 0001840776-24-000231 · wk-form4_1729543107.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,077,009

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.57 to $10.72. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 16, 2024 Filed Oct 16, 2024 20:35 UTC SaleClass A Common Stock 3,040 $10.72 $32,588.80
Disclosure

SEC source: 0001840776-24-000229 · wk-form4_1729110945.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,080,626

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.64 to $10.86. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 20:35 UTC SaleClass A Common Stock 2,541 $10.78 $27,391.98
Disclosure

SEC source: 0001840776-24-000229 · wk-form4_1729110945.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,083,666

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.69 to $10.89. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 20:35 UTC SaleClass A Common Stock 1,732 $10.78 $18,670.96
Disclosure

SEC source: 0001840776-24-000229 · wk-form4_1729110945.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,086,207

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.74 to $10.87. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 11, 2024 Filed Oct 11, 2024 20:25 UTC SaleClass A Common Stock 3,683 $10.78 $39,702.74
Disclosure

SEC source: 0001840776-24-000227 · wk-form4_1728678315.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,087,939

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.70 to $10.86. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 10, 2024 Filed Oct 11, 2024 20:25 UTC SaleClass A Common Stock 3,147 $10.77 $33,893.19
Disclosure

SEC source: 0001840776-24-000227 · wk-form4_1728678315.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,091,622

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.71 to $10.86. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 20:25 UTC SaleClass A Common Stock 7,933 $10.70 $84,883.10
Disclosure

SEC source: 0001840776-24-000227 · wk-form4_1728678315.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,094,769

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.50 to $10.76. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 08, 2024 Filed Oct 8, 2024 21:06 UTC SaleClass A Common Stock 5,519 $10.60 $58,501.40
Disclosure

SEC source: 0001840776-24-000225 · wk-form4_1728421584.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,102,702

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.52 to $10.72. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 07, 2024 Filed Oct 8, 2024 21:06 UTC SaleClass A Common Stock 4,431 $10.46 $46,348.26
Disclosure

SEC source: 0001840776-24-000225 · wk-form4_1728421584.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,108,221

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.35 to $10.60. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 21:06 UTC SaleClass A Common Stock 3,348 $10.60 $35,488.80
Disclosure

SEC source: 0001840776-24-000225 · wk-form4_1728421584.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,112,652

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.44 to $10.71. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 03, 2024 Filed Oct 3, 2024 20:24 UTC SaleClass A Common Stock 3,354 $10.48 $35,149.92
Disclosure

SEC source: 0001840776-24-000223 · wk-form4_1727987072.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,116,000

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.31 to $10.61. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 20:24 UTC SaleClass A Common Stock 7,172 $10.49 $75,234.28
Disclosure

SEC source: 0001840776-24-000223 · wk-form4_1727987072.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,119,354

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.34 to $10.57. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 20:10 UTC
McClymont PatrickChief Financial Officer
GrantClass A Common Stock 1,750 $10.37 $18,147.50
Disclosure

SEC source: 0001840776-24-000218 · wk-form4_1727986247.xml · nonDerivative · entry 2

McClymont Patrick · CIK 0001589119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,118

F2 · shares: Shares acquired pursuant to the Hagerty, Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of April 1, 2024 through October 1, 2024.

F3 · price: In accordance with the ESPP, the per share price paid for these shares was an amount equal to 95% of the closing price of the Issuer's stock on October 1, 2024.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:24 UTC SaleClass A Common Stock 8,138 $10.32 $83,984.16
Disclosure

SEC source: 0001840776-24-000223 · wk-form4_1727987072.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,126,526

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.46. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:12 UTC
Page Russell AndrewChief Information Officer
Tax withholdingClass A Common Stock 2,121 $10.37 $21,994.77
Disclosure

SEC source: 0001840776-24-000220 · wk-form4_1727986312.xml · nonDerivative · entry 1

Page Russell Andrew · CIK 0002020291 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,125

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to Reporting Person's RSU award agreement with a grant date of October 1, 2022.

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October 01, 2024 Filed Oct 3, 2024 20:07 UTC GrantClass A Common Stock 6,449 $0.00 $0.00
Disclosure

SEC source: 0001840776-24-000216 · wk-form4_1727986049.xml · nonDerivative · entry 1

Kuczinski Anthony J · CIK 0001976607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,449

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on October 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

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October 01, 2024 Filed Oct 3, 2024 16:12 UTC
Rehrig PaulPres. of Hagerty Media & Entmt
GrantClass A Common Stock 2,537 $10.37 $26,308.69
Disclosure

SEC source: 0001840776-24-000221 · wk-form4_1727986345.xml · nonDerivative · entry 1

Rehrig Paul · CIK 0001897806 · Pres. of Hagerty Media & Entmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,954

F1 · shares: Shares acquired pursuant to the Hagerty, Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of April 1, 2024 through October 1, 2024.

F2 · price: In accordance with the ESPP, the per share price paid for these shares was an amount equal to 95% of the closing price of the Issuer's stock on October 1, 2024.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:10 UTC
McClymont PatrickChief Financial Officer
Tax withholdingClass A Common Stock 7,703 $10.37 $79,880.11
Disclosure

SEC source: 0001840776-24-000218 · wk-form4_1727986247.xml · nonDerivative · entry 1

McClymont Patrick · CIK 0001589119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,368

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to Reporting Person's RSU award agreement with a grant date of October 1, 2022.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:11 UTC
Chafey DianaChief Legal Officer
Tax withholdingClass A Common Stock 1,076 $10.37 $11,158.12
Disclosure

SEC source: 0001840776-24-000219 · wk-form4_1727986279.xml · nonDerivative · entry 1

Chafey Diana · CIK 0001867966 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,529

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to Reporting Person's RSU award agreement with a grant date of October 1, 2023.

Read SEC document
September 30, 2024 Filed Sep 30, 2024 20:20 UTC SaleClass A Common Stock 5,874 $10.22 $60,032.28
Disclosure

SEC source: 0001840776-24-000210 · wk-form4_1727727612.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,134,664

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.17 to $10.32. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 27, 2024 Filed Sep 30, 2024 20:20 UTC SaleClass A Common Stock 3,913 $10.46 $40,929.98
Disclosure

SEC source: 0001840776-24-000210 · wk-form4_1727727612.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,140,538

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.40 to $10.56. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 26, 2024 Filed Sep 30, 2024 20:20 UTC SaleClass A Common Stock 4,466 $10.52 $46,982.32
Disclosure

SEC source: 0001840776-24-000210 · wk-form4_1727727612.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,144,451

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.40 to $10.72. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 25, 2024 Filed Sep 25, 2024 20:16 UTC SaleClass A Common Stock 2,186 $10.60 $23,171.60
Disclosure

SEC source: 0001840776-24-000208 · wk-form4_1727295378.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,148,917

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.58 to $10.67. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 24, 2024 Filed Sep 25, 2024 20:16 UTC SaleClass A Common Stock 3,251 $10.62 $34,525.62
Disclosure

SEC source: 0001840776-24-000208 · wk-form4_1727295378.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,151,103

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.57 to $10.66. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 20:16 UTC SaleClass A Common Stock 2,481 $10.75 $26,670.75
Disclosure

SEC source: 0001840776-24-000208 · wk-form4_1727295378.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,154,354

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.64 to $10.80. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 20, 2024 Filed Sep 20, 2024 20:43 UTC SaleClass A Common Stock 5,404 $10.70 $57,822.80
Disclosure

SEC source: 0001840776-24-000206 · wk-form4_1726864983.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 5,156,835

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.61 to $10.89. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.