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NYSE · USD

HGTY

Hagerty, Inc.

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Tapewire entity
3968
SEC CIK
0001840776
Parsed reports
325

Last 12 months

Inside the activity.

3 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202607
Feb 202600
Mar 202620
Apr 202601
May 202610
Jun 202601
Jul 202602
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2025 Filed Sep 8, 2025 20:17 UTC PurchaseClass A Common Stock 1,000 $11.62 $11,620.00
Disclosure

SEC source: 0001976607-25-000003 · wk-form4_1757362621.xml · nonDerivative · entry 1

Kuczinski Anthony J · CIK 0001976607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,277

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.57 to $11.65. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 03, 2025 Filed Sep 3, 2025 20:33 UTC SaleClass A Common Stock 41,699 $11.31 $471,615.69
Disclosure

SEC source: 0001124462-25-000015 · wk-form4_1756931615.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 1,288,529

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $11.11 to $11.48. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 20:33 UTC SaleClass A Common Stock 22,295 $11.19 $249,481.05
Disclosure

SEC source: 0001124462-25-000015 · wk-form4_1756931615.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 1,330,228

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.10 to $11.25. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 20:33 UTC SaleClass A Common Stock 62,500 $11.23 $701,875.00
Disclosure

SEC source: 0001124462-25-000015 · wk-form4_1756931615.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 1,352,523

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.07 to $11.43. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 28, 2025 Filed Aug 28, 2025 20:25 UTC SaleClass A Common Stock 28,736 $11.21 $322,130.56
Disclosure

SEC source: 0001124462-25-000013 · wk-form4_1756412740.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 1,415,023

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $11.08 to $11.40. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:25 UTC SaleClass A Common Stock 28,704 $11.08 $318,040.32
Disclosure

SEC source: 0001124462-25-000013 · wk-form4_1756412740.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 1,443,759

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.96 to $11.25. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 26, 2025 Filed Aug 28, 2025 20:25 UTC SaleClass A Common Stock 9,844 $10.76 $105,921.44
Disclosure

SEC source: 0001124462-25-000013 · wk-form4_1756412740.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 1,472,463

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.62 to $10.89. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 25, 2025 Filed Aug 25, 2025 20:22 UTC SaleClass A Common Stock 7,668 $10.87 $83,351.16
Disclosure

SEC source: 0001124462-25-000011 · wk-form4_1756153356.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 1,482,307

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.79 to $11.01. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 22, 2025 Filed Aug 25, 2025 20:22 UTC SaleClass A Common Stock 6,081 $10.92 $66,404.52
Disclosure

SEC source: 0001124462-25-000011 · wk-form4_1756153356.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 1,489,975

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.71 to $11.02. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 21, 2025 Filed Aug 25, 2025 20:22 UTC SaleClass A Common Stock 7,356 $10.77 $79,224.12
Disclosure

SEC source: 0001124462-25-000011 · wk-form4_1756153356.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 1,496,056

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.67 to $10.91. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2025 Filed Aug 13, 2025 20:56 UTC SaleClass A Common Stock 218,250 $8.92 $1,946,724.53
Disclosure

SEC source: 0001840776-25-000223 · wk-form4_1755118565.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 1,503,412

F4 · kind: The shares covered herein were disposed of in connection with the exercise in full of the option to purchase additional shares granted to the underwriters pursuant to the underwriting agreement for the Offering.

F2 · price: The price of $8.9197 represents the $9.34 secondary public offering price per share, less the underwriting discounts and commissions of $0.4203 per share, for shares sold in connection with the Offering.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2025 Filed Aug 16, 2025 01:04 UTC ConversionClass V Common Stock · Derivative 1,236,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-079366 · tm2523642-1_4seq1.xml · derivative · entry 3

Hagerty Holding Corp. · CIK 0001899295 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,552,156

Underlying: Class A Common Stock · 1,236,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.

F1 · price: 1,236,750 shares of Class A Common Stock were issued in exchange for an equal number of Paired Interests (as defined below) that were surrendered by the Reporting Person pursuant to the Amended and Restated Exchange Agreement, dated as of December 2, 2021 and amended and restated as of March 23, 2022 (the "Exchange Agreement"), among the Issuer, The Hagerty Group, LLC ("OpCo"), the Reporting Person, Markel Corporation ("Markel") and each of the Reporting Person's and Markel's Qualified Transferees (as defined therein). Each "Paired Interest" consists of one share of Class V Common Stock of the Issuer and one unit of limited liability company interest of OpCo and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.

F2 · derivative.exercise_date: Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.

F2 · derivative.expiration_date: Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.

Read SEC document
August 13, 2025 Filed Aug 16, 2025 01:04 UTC SaleClass A Common Stock 1,236,750 $8.92 $11,031,438.98
Disclosure

SEC source: 0001104659-25-079366 · tm2523642-1_4seq1.xml · nonDerivative · entry 2

Hagerty Holding Corp. · CIK 0001899295 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 13, 2025 Filed Aug 16, 2025 01:04 UTC ConversionClass A Common Stock 1,236,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-079366 · tm2523642-1_4seq1.xml · nonDerivative · entry 1

Hagerty Holding Corp. · CIK 0001899295 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,236,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1,236,750 shares of Class A Common Stock were issued in exchange for an equal number of Paired Interests (as defined below) that were surrendered by the Reporting Person pursuant to the Amended and Restated Exchange Agreement, dated as of December 2, 2021 and amended and restated as of March 23, 2022 (the "Exchange Agreement"), among the Issuer, The Hagerty Group, LLC ("OpCo"), the Reporting Person, Markel Corporation ("Markel") and each of the Reporting Person's and Markel's Qualified Transferees (as defined therein). Each "Paired Interest" consists of one share of Class V Common Stock of the Issuer and one unit of limited liability company interest of OpCo and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 20:56 UTC SaleClass A Common Stock 1,455,000 $8.92 $12,978,163.50
Disclosure

SEC source: 0001840776-25-000223 · wk-form4_1755118565.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 1,721,662

F1 · kind: The shares covered herein were disposed of pursuant to a registered secondary offering (the "Offering") contemplated by the prospectus included in the Issuer's registration statement on Form S-3, as originally filed on Form S-1 (File No. 333-261810).

F2 · price: The price of $8.9197 represents the $9.34 secondary public offering price per share, less the underwriting discounts and commissions of $0.4203 per share, for shares sold in connection with the Offering.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 20:00 UTC ConversionClass V Common Stock · Derivative 8,245,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-076145 · tm2523060-1_4seq1.xml · derivative · entry 3

Hagerty Holding Corp. · CIK 0001899295 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,788,906

Underlying: Class A Common Stock · 8,245,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.

F1 · price: 8,245,000 shares of Class A Common Stock were issued to the Reporting Person in exchange for an equal number of Paired Interests (as defined below) that were surrendered by the Reporting Person pursuant to the Amended and Restated Exchange Agreement, dated as of December 2, 2021 and amended and restated as of March 23, 2022 (the "Exchange Agreement"), among the Issuer, The Hagerty Group, LLC ("OpCo"), the Reporting Person, Markel Corporation ("Markel") and each of the Reporting Person's and Markel's Qualified Transferees (as defined therein). Each "Paired Interest" consists of one share of Class V Common Stock of the Issuer and one unit of limited liability company interest of OpCo and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.

F2 · derivative.exercise_date: Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.

F2 · derivative.expiration_date: Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 20:00 UTC SaleClass A Common Stock 8,245,000 $8.92 $73,542,926.50
Disclosure

SEC source: 0001104659-25-076145 · tm2523060-1_4seq1.xml · nonDerivative · entry 2

Hagerty Holding Corp. · CIK 0001899295 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 07, 2025 Filed Aug 11, 2025 20:00 UTC ConversionClass A Common Stock 8,245,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-076145 · tm2523060-1_4seq1.xml · nonDerivative · entry 1

Hagerty Holding Corp. · CIK 0001899295 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,245,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 8,245,000 shares of Class A Common Stock were issued to the Reporting Person in exchange for an equal number of Paired Interests (as defined below) that were surrendered by the Reporting Person pursuant to the Amended and Restated Exchange Agreement, dated as of December 2, 2021 and amended and restated as of March 23, 2022 (the "Exchange Agreement"), among the Issuer, The Hagerty Group, LLC ("OpCo"), the Reporting Person, Markel Corporation ("Markel") and each of the Reporting Person's and Markel's Qualified Transferees (as defined therein). Each "Paired Interest" consists of one share of Class V Common Stock of the Issuer and one unit of limited liability company interest of OpCo and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.

Read SEC document
July 28, 2025 Filed Jul 29, 2025 21:19 UTC SaleClass A Common Stock 4,000 $10.85 $43,400.00
Disclosure

SEC source: 0001840776-25-000215 · wk-form4_1753823954.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,176,662

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.75 to $10.92. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 25, 2025 Filed Jul 29, 2025 21:19 UTC SaleClass A Common Stock 24,728 $10.77 $266,320.56
Disclosure

SEC source: 0001840776-25-000215 · wk-form4_1753823954.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,180,662

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.62 to $10.87. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 24, 2025 Filed Jul 24, 2025 20:19 UTC SaleClass A Common Stock 110,600 $10.46 $1,156,876.00
Disclosure

SEC source: 0001840776-25-000211 · wk-form4_1753388377.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,205,390

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.19 to $10.63. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 23, 2025 Filed Jul 24, 2025 20:19 UTC SaleClass A Common Stock 40,393 $10.19 $411,604.67
Disclosure

SEC source: 0001840776-25-000211 · wk-form4_1753388377.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,315,990

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.08 to $10.28. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 22, 2025 Filed Jul 24, 2025 20:19 UTC SaleClass A Common Stock 31,869 $10.19 $324,745.11
Disclosure

SEC source: 0001840776-25-000211 · wk-form4_1753388377.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,356,383

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.12 to $10.24. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 21, 2025 Filed Jul 21, 2025 20:31 UTC SaleClass A Common Stock 16,897 $10.12 $170,997.64
Disclosure

SEC source: 0001840776-25-000205 · wk-form4_1753129898.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,388,252

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.02 to $10.19. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 18, 2025 Filed Jul 21, 2025 20:31 UTC SaleClass A Common Stock 36,174 $10.12 $366,080.88
Disclosure

SEC source: 0001840776-25-000205 · wk-form4_1753129898.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,405,149

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.04 to $10.17. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 17, 2025 Filed Jul 21, 2025 20:31 UTC SaleClass A Common Stock 17,762 $10.04 $178,330.48
Disclosure

SEC source: 0001840776-25-000205 · wk-form4_1753129898.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,441,323

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.99 to $10.09. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 16, 2025 Filed Jul 16, 2025 20:27 UTC SaleClass A Common Stock 16,972 $10.03 $170,229.16
Disclosure

SEC source: 0001840776-25-000199 · wk-form4_1752697613.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,459,085

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $9.91 to $10.13. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 15, 2025 Filed Jul 16, 2025 20:27 UTC SaleClass A Common Stock 14,862 $10.00 $148,620.00
Disclosure

SEC source: 0001840776-25-000199 · wk-form4_1752697613.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,476,057

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $9.92 to $10.14. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 14, 2025 Filed Jul 16, 2025 20:27 UTC SaleClass A Common Stock 8,362 $10.00 $83,620.00
Disclosure

SEC source: 0001840776-25-000199 · wk-form4_1752697613.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,490,919

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.97 to $10.04. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 11, 2025 Filed Jul 11, 2025 21:08 UTC SaleClass A Common Stock 9,970 $9.94 $99,101.80
Disclosure

SEC source: 0001840776-25-000196 · wk-form4_1752268117.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,499,281

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $9.81 to $10.06. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 10, 2025 Filed Jul 11, 2025 21:08 UTC SaleClass A Common Stock 41,239 $10.10 $416,513.90
Disclosure

SEC source: 0001840776-25-000196 · wk-form4_1752268117.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,509,251

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.01 to $10.16. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 09, 2025 Filed Jul 11, 2025 21:08 UTC SaleClass A Common Stock 98,766 $10.07 $994,573.62
Disclosure

SEC source: 0001840776-25-000196 · wk-form4_1752268117.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,550,490

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.99 to $10.11. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 08, 2025 Filed Jul 8, 2025 20:52 UTC SaleClass A Common Stock 12,465 $10.19 $127,018.35
Disclosure

SEC source: 0001840776-25-000194 · wk-form4_1752007951.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,649,256

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.09 to $10.24. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 07, 2025 Filed Jul 8, 2025 20:52 UTC SaleClass A Common Stock 9,914 $10.15 $100,627.10
Disclosure

SEC source: 0001840776-25-000194 · wk-form4_1752007951.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,661,721

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.11 to $10.19. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 20:52 UTC SaleClass A Common Stock 3,100 $10.19 $31,589.00
Disclosure

SEC source: 0001840776-25-000194 · wk-form4_1752007951.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,671,635

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.23. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 02, 2025 Filed Jul 2, 2025 20:49 UTC SaleClass A Common Stock 12,500 $10.04 $125,500.00
Disclosure

SEC source: 0001840776-25-000186 · wk-form4_1751489354.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,674,735

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $9.91 to $10.22. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 01, 2025 Filed Jul 2, 2025 20:49 UTC SaleClass A Common Stock 7,000 $10.18 $71,260.00
Disclosure

SEC source: 0001840776-25-000186 · wk-form4_1751489354.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,687,235

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $9.99 to $10.23. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 01, 2025 Filed Jul 2, 2025 22:06 UTC
Briglia Jeffrey EdwardPresident of Insurance
Tax withholdingClass A Common Stock 3,209 $10.15 $32,571.35
Disclosure

SEC source: 0001840776-25-000188 · wk-form4_1751493971.xml · nonDerivative · entry 1

Briglia Jeffrey Edward · CIK 0002025736 · President of Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,629

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to the RSU Agreement between the Issuer and the Reporting Person dated as of July 1, 2024.

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July 01, 2025 Filed Jul 2, 2025 22:08 UTC
DELANEY KEVIN MChief Accounting Officer
Tax withholdingClass A Common Stock 1,657 $10.15 $16,818.55
Disclosure

SEC source: 0001840776-25-000190 · wk-form4_1751494096.xml · nonDerivative · entry 1

DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,491

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to the RSU Agreement between the Issuer and the Reporting Person dated as of July 1, 2023.

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July 01, 2025 Filed Jul 3, 2025 20:15 UTC GrantClass A Common Stock 10,230 $0.00 $0.00
Disclosure

SEC source: 0001840776-25-000192 · wk-form4_1751573714.xml · nonDerivative · entry 1

Heaton Michael R · CIK 0001751668 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,230

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on July 1, 2026, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

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June 30, 2025 Filed Jul 2, 2025 20:49 UTC SaleClass A Common Stock 4,600 $10.06 $46,276.00
Disclosure

SEC source: 0001840776-25-000186 · wk-form4_1751489354.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,694,235

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.17. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 27, 2025 Filed Jun 27, 2025 20:21 UTC SaleClass A Common Stock 7,432 $10.12 $75,211.84
Disclosure

SEC source: 0001840776-25-000184 · wk-form4_1751055695.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,698,835

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $9.97 to $10.22. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 20:21 UTC SaleClass A Common Stock 19,627 $10.14 $199,017.78
Disclosure

SEC source: 0001840776-25-000184 · wk-form4_1751055695.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,706,267

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $9.98 to $10.21. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 20:21 UTC SaleClass A Common Stock 12,610 $10.05 $126,730.50
Disclosure

SEC source: 0001840776-25-000184 · wk-form4_1751055695.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,725,894

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.11. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2025 Filed Jun 24, 2025 20:47 UTC SaleClass A Common Stock 31,110 $10.14 $315,455.40
Disclosure

SEC source: 0001840776-25-000182 · wk-form4_1750798040.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,738,504

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $10.03 to $10.23. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 23, 2025 Filed Jun 24, 2025 20:47 UTC SaleClass A Common Stock 11,710 $10.02 $117,334.20
Disclosure

SEC source: 0001840776-25-000182 · wk-form4_1750798040.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,769,614

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $9.80 to $10.09. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 20:47 UTC SaleClass A Common Stock 7,747 $9.82 $76,075.54
Disclosure

SEC source: 0001840776-25-000182 · wk-form4_1750798040.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,781,324

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.64 to $9.88. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 18, 2025 Filed Jun 18, 2025 20:22 UTC SaleClass A Common Stock 10,380 $9.66 $100,270.80
Disclosure

SEC source: 0001840776-25-000180 · wk-form4_1750278110.xml · nonDerivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,789,071

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $9.53 to $9.75. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:22 UTC SaleClass A Common Stock 4,610 $9.55 $44,025.50
Disclosure

SEC source: 0001840776-25-000180 · wk-form4_1750278110.xml · nonDerivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,799,451

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $9.47 to $9.67. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 20:22 UTC SaleClass A Common Stock 4,010 $9.54 $38,255.40
Disclosure

SEC source: 0001840776-25-000180 · wk-form4_1750278110.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 3,804,061

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.43 to $9.64. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.