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HGTY

Hagerty, Inc.

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Tapewire entity
3968
SEC CIK
0001840776
Parsed reports
325

Last 12 months

Inside the activity.

3 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202607
Feb 202600
Mar 202620
Apr 202601
May 202610
Jun 202601
Jul 202602
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2023 Filed Apr 5, 2023 20:52 UTC
Ahn KennethPresident, Hagerty Marketplace
GrantClass A Common Stock 51,487 $0.00 $0.00
Disclosure

SEC source: 0001840776-23-000040 · wf-form4_168072794532879.xml · nonDerivative · entry 1

Ahn Kenneth · CIK 0001852587 · President, Hagerty Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,425

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2026, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:15 UTC GrantClass A Common Stock 10,297 $0.00 $0.00
Disclosure

SEC source: 0001840776-23-000057 · wf-form4_168072933604766.xml · nonDerivative · entry 1

Angelina Michael E · CIK 0001330708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,638

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:14 UTC GrantClass A Common Stock 10,297 $0.00 $0.00
Disclosure

SEC source: 0001840776-23-000053 · wf-form4_168072925185111.xml · nonDerivative · entry 1

SWANSON WILLIAM H · CIK 0001194790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,638

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 17:13 UTC GrantClass A Common Stock 10,297 $0.00 $0.00
Disclosure

SEC source: 0001840776-23-000052 · wf-form4_168072922077296.xml · nonDerivative · entry 1

Crowley F. Michael · CIK 0001304761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,638

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 20:43 UTC
DELANEY KEVIN MChief Accounting Officer
GrantClass A Common Stock 19,050 $0.00 $0.00
Disclosure

SEC source: 0001840776-23-000027 · wf-form4_168072741991465.xml · nonDerivative · entry 2

DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,352

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2026, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 20:43 UTC
DELANEY KEVIN MChief Accounting Officer
GrantClass A Common Stock 14,302 $0.00 $0.00
Disclosure

SEC source: 0001840776-23-000027 · wf-form4_168072741991465.xml · nonDerivative · entry 1

DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,302

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2026, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 20:51 UTC
McClymont PatrickChief Financial Officer
GrantClass A Common Stock 115,132 $0.00 $0.00
Disclosure

SEC source: 0001840776-23-000036 · wf-form4_168072787811793.xml · nonDerivative · entry 1

McClymont Patrick · CIK 0001589119 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,749

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2026, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:15 UTC GrantClass A Common Stock 10,297 $0.00 $0.00
Disclosure

SEC source: 0001840776-23-000056 · wf-form4_168072930599287.xml · nonDerivative · entry 1

Harris Laurie · CIK 0001783632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,638

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:13 UTC
Kay SabrinaDirector
GrantClass A Common Stock 10,297 $0.00 $0.00
Disclosure

SEC source: 0001840776-23-000051 · wf-form4_168072920564518.xml · nonDerivative · entry 1

Kay Sabrina · CIK 0001835895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,638

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:15 UTC GrantClass A Common Stock 10,297 $0.00 $0.00
Disclosure

SEC source: 0001840776-23-000055 · wf-form4_168072929176352.xml · nonDerivative · entry 1

Harbert Randall Houston · CIK 0001968486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,297

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 20:51 UTC
Favour Charles JohnChief Underwriting Officer
GrantClass A Common Stock 38,616 $0.00 $0.00
Disclosure

SEC source: 0001840776-23-000035 · wf-form4_168072785942971.xml · nonDerivative · entry 1

Favour Charles John · CIK 0001968543 · Chief Underwriting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,076

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2026, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 21:15 UTC PurchasePublic Warrants · Derivative 19,824 $2.00 Strike: $11.50 $39,648.00
Disclosure

SEC source: 0001840776-22-000169 · wf-form4_167243493441324.xml · derivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 871,384

Underlying: Class A Common Stock · 19,824 shares

Expires 2026-12-02

F1 · kind: The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022.

F2 · ownership.nature: Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
December 22, 2022 Filed Dec 23, 2022 22:43 UTC PurchasePublic Warrants · Derivative 9,900 $2.00 Strike: $11.50 $19,800.00
Disclosure

SEC source: 0001840776-22-000167 · wf-form4_167183540350789.xml · derivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 851,560

Underlying: Class A Common Stock · 9,900 shares

Expires 2026-12-02

F1 · kind: The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022.

F2 · ownership.nature: Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 21:45 UTC PurchasePublic Warrants · Derivative 39,284 $2.00 Strike: $11.50 $78,568.00
Disclosure

SEC source: 0001840776-22-000165 · wf-form4_167157271424258.xml · derivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 841,660

Underlying: Class A Common Stock · 39,284 shares

Expires 2026-12-02

F1 · kind: The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022.

F2 · ownership.nature: Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 21:45 UTC PurchasePublic Warrants · Derivative 19,632 $2.00 Strike: $11.50 $39,264.00
Disclosure

SEC source: 0001840776-22-000165 · wf-form4_167157271424258.xml · derivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 802,376

Underlying: Class A Common Stock · 19,632 shares

Expires 2026-12-02

F1 · kind: The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022.

F2 · ownership.nature: Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:14 UTC PurchasePublic Warrants · Derivative 25,087 $1.99 Strike: $11.50 $49,923.13
Disclosure

SEC source: 0001840776-22-000163 · wf-form4_167096606306058.xml · derivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 782,744

Underlying: Class A Common Stock · 25,087 shares

Expires 2026-12-02

F1 · kind: The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.99 to $2.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 12, 2022 Filed Oct 12, 2022 20:54 UTC PurchasePublic Warrants · Derivative 612 $2.00 Strike: $11.50 $1,224.00
Disclosure

SEC source: 0001840776-22-000135 · wf-form4_166560801037194.xml · derivative · entry 3

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 757,657

Underlying: Class A Common Stock · 612 shares

Expires 2026-12-02

F1 · kind: The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022.

F2 · ownership.nature: Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 20:54 UTC PurchasePublic Warrants · Derivative 6,945 $2.00 Strike: $11.50 $13,890.00
Disclosure

SEC source: 0001840776-22-000135 · wf-form4_166560801037194.xml · derivative · entry 2

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 757,045

Underlying: Class A Common Stock · 6,945 shares

Expires 2026-12-02

F1 · kind: The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022.

F2 · ownership.nature: Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 07, 2022 Filed Oct 12, 2022 20:54 UTC PurchasePublic Warrants · Derivative 100 $2.00 Strike: $11.50 $200.00
Disclosure

SEC source: 0001840776-22-000135 · wf-form4_166560801037194.xml · derivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aldel LLC

Disclosed balance after: 750,100

Underlying: Class A Common Stock · 100 shares

Expires 2026-12-02

F1 · kind: The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022.

F2 · ownership.nature: Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:18 UTC
McClymont PatrickChief Financial Officer
GrantClass A Common Stock 55,617 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000133 · wf-form4_166491466150683.xml · nonDerivative · entry 1

McClymont Patrick · CIK 0001589119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,617

F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Stock Incentive Plan. The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on October 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:25 UTC
Champagne ColletteChief Operating Officer
GrantClass A Common Stock 185,357 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000048 · wf-form4_164919032944575.xml · nonDerivative · entry 5

Champagne Collette · CIK 0001897817 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,189

F4 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:25 UTC
Champagne ColletteChief Operating Officer
GrantClass A Common Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000048 · wf-form4_164919032944575.xml · nonDerivative · entry 4

Champagne Collette · CIK 0001897817 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,832

F3 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:25 UTC
Champagne ColletteChief Operating Officer
GrantClass A Common Stock 26,259 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000048 · wf-form4_164919032944575.xml · nonDerivative · entry 3

Champagne Collette · CIK 0001897817 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,647

F3 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:25 UTC
Champagne ColletteChief Operating Officer
GrantClass A Common Stock 9,847 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000048 · wf-form4_164919032944575.xml · nonDerivative · entry 2

Champagne Collette · CIK 0001897817 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,388

F2 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:25 UTC
Champagne ColletteChief Operating Officer
GrantClass A Common Stock 29,541 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000048 · wf-form4_164919032944575.xml · nonDerivative · entry 1

Champagne Collette · CIK 0001897817 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,541

F1 · shares: Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:31 UTC
Hagerty McKeelDirector · Chief Executive Officer
GrantPerformance Restricted Stock Units · Derivative 3,707,136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000054 · wf-form4_164919067081884.xml · derivative · entry 6

Hagerty McKeel · CIK 0001897880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,707,136

Underlying: Class A Common Stock · 3,707,136 shares

Expires 2029-04-01

F5 · shares: Represents shares of Class A Common Stock underlying Performance Restricted Stock Units ("PRSUs") granted to the Reporting Person under the Plan. The PRSUs will vest, if at all, 25% upon the Class A Common Stock trading above $20.00 per share on the New York Stock Exchange ("NYSE") for sixty (60) consecutive days, 25% upon the Class A Common Stock trading above $25.00 per share on the NYSE for sixy (60) consecutive days, and 50% upon the Class A Common Stock trading above $30.00 per share on the NYSE for sixty (60) consecutive days, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

F5 · derivative.underlying_shares: Represents shares of Class A Common Stock underlying Performance Restricted Stock Units ("PRSUs") granted to the Reporting Person under the Plan. The PRSUs will vest, if at all, 25% upon the Class A Common Stock trading above $20.00 per share on the New York Stock Exchange ("NYSE") for sixty (60) consecutive days, 25% upon the Class A Common Stock trading above $25.00 per share on the NYSE for sixy (60) consecutive days, and 50% upon the Class A Common Stock trading above $30.00 per share on the NYSE for sixty (60) consecutive days, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:31 UTC
Hagerty McKeelDirector · Chief Executive Officer
GrantClass A Common Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000054 · wf-form4_164919067081884.xml · nonDerivative · entry 5

Hagerty McKeel · CIK 0001897880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,294,593

F4 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:31 UTC
Hagerty McKeelDirector · Chief Executive Officer
GrantClass A Common Stock 157,553 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000054 · wf-form4_164919067081884.xml · nonDerivative · entry 4

Hagerty McKeel · CIK 0001897880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,294,408

F4 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:31 UTC
Hagerty McKeelDirector · Chief Executive Officer
GrantClass A Common Stock 52,518 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000054 · wf-form4_164919067081884.xml · nonDerivative · entry 3

Hagerty McKeel · CIK 0001897880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136,855

F3 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:31 UTC
Hagerty McKeelDirector · Chief Executive Officer
GrantClass A Common Stock 157,553 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000054 · wf-form4_164919067081884.xml · nonDerivative · entry 2

Hagerty McKeel · CIK 0001897880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,337

F2 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest in equal amounts on each annual-anniversary of the grant date ending April 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:31 UTC
Hagerty McKeelDirector · Chief Executive Officer
GrantClass A Common Stock 926,784 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000054 · wf-form4_164919067081884.xml · nonDerivative · entry 1

Hagerty McKeel · CIK 0001897880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,784

F1 · shares: Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under Hagerty, Inc.'s (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:29 UTC
Turcotte FrederickChief Financial Officer
GrantClass A Common Stock 463,392 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000051 · wf-form4_164919050723375.xml · nonDerivative · entry 5

Turcotte Frederick · CIK 0001897818 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,890

F4 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest 50% on April 1, 2023, and 50% on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

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April 01, 2022 Filed Apr 5, 2022 16:29 UTC
Turcotte FrederickChief Financial Officer
GrantClass A Common Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000051 · wf-form4_164919050723375.xml · nonDerivative · entry 4

Turcotte Frederick · CIK 0001897818 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,498

F3 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

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April 01, 2022 Filed Apr 5, 2022 16:29 UTC
Turcotte FrederickChief Financial Officer
GrantClass A Common Stock 37,998 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000051 · wf-form4_164919050723375.xml · nonDerivative · entry 3

Turcotte Frederick · CIK 0001897818 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,313

F3 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

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April 01, 2022 Filed Apr 5, 2022 16:29 UTC
Turcotte FrederickChief Financial Officer
GrantClass A Common Stock 14,829 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000051 · wf-form4_164919050723375.xml · nonDerivative · entry 2

Turcotte Frederick · CIK 0001897818 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,315

F2 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:29 UTC
Turcotte FrederickChief Financial Officer
GrantClass A Common Stock 44,486 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000051 · wf-form4_164919050723375.xml · nonDerivative · entry 1

Turcotte Frederick · CIK 0001897818 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,486

F1 · shares: Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under Hagerty, Inc.'s (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending April 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:43 UTC GrantClass A Common Stock 8,341 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000062 · wf-form4_164919137892917.xml · nonDerivative · entry 1

KAUFFMAN ROBERT I · CIK 0001124462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,341

F1 · shares: Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under Hagerty, Inc.'s (the "Issuer") 2021 Equity Incentive Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:27 UTC
Rehrig PaulPres. of Hagerty Media & Entmt
GrantClass A Common Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000049 · wf-form4_164919040222445.xml · nonDerivative · entry 2

Rehrig Paul · CIK 0001897806 · Pres. of Hagerty Media & Entmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,486

F2 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

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April 01, 2022 Filed Apr 5, 2022 16:27 UTC
Rehrig PaulPres. of Hagerty Media & Entmt
GrantClass A Common Stock 75,301 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000049 · wf-form4_164919040222445.xml · nonDerivative · entry 1

Rehrig Paul · CIK 0001897806 · Pres. of Hagerty Media & Entmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,301

F1 · shares: Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:33 UTC
Matthews Barbara ESVP, Gen Counsel & Corp Secr.
GrantClass A Common Stock 92,678 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000055 · wf-form4_164919078539227.xml · nonDerivative · entry 5

Matthews Barbara E · CIK 0001897816 · SVP, Gen Counsel & Corp Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,374

F4 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest 50% on April 1, 2023, and 50% on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:33 UTC
Matthews Barbara ESVP, Gen Counsel & Corp Secr.
GrantClass A Common Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000055 · wf-form4_164919078539227.xml · nonDerivative · entry 4

Matthews Barbara E · CIK 0001897816 · SVP, Gen Counsel & Corp Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,696

F3 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:33 UTC
Matthews Barbara ESVP, Gen Counsel & Corp Secr.
GrantClass A Common Stock 12,975 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000055 · wf-form4_164919078539227.xml · nonDerivative · entry 3

Matthews Barbara E · CIK 0001897816 · SVP, Gen Counsel & Corp Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,511

F3 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:33 UTC
Matthews Barbara ESVP, Gen Counsel & Corp Secr.
GrantClass A Common Stock 4,634 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000055 · wf-form4_164919078539227.xml · nonDerivative · entry 2

Matthews Barbara E · CIK 0001897816 · SVP, Gen Counsel & Corp Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,536

F2 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:33 UTC
Matthews Barbara ESVP, Gen Counsel & Corp Secr.
GrantClass A Common Stock 13,902 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000055 · wf-form4_164919078539227.xml · nonDerivative · entry 1

Matthews Barbara E · CIK 0001897816 · SVP, Gen Counsel & Corp Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,902

F1 · shares: Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:34 UTC
Salmi MikaDirector
GrantClass A Common Stock 8,341 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000056 · wf-form4_164919082705908.xml · nonDerivative · entry 1

Salmi Mika · CIK 0001897885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,341

F1 · shares: Respresents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:25 UTC
Ahn KennethPresident, Hagerty Marketplace
GrantClass A Common Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000047 · wf-form4_164919029026390.xml · nonDerivative · entry 2

Ahn Kenneth · CIK 0001852587 · President, Hagerty Marketplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,939

F2 · shares: Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:25 UTC
Ahn KennethPresident, Hagerty Marketplace
GrantClass A Common Stock 34,754 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000047 · wf-form4_164919029026390.xml · nonDerivative · entry 1

Ahn Kenneth · CIK 0001852587 · President, Hagerty Marketplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,754

F1 · shares: Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:35 UTC GrantClass A Common Stock 8,341 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000057 · wf-form4_164919090909593.xml · nonDerivative · entry 1

Tipsord Michael L. · CIK 0001466639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,341

F1 · shares: Respresents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:40 UTC GrantClass A Common Stock 8,341 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000059 · wf-form4_164919117237811.xml · nonDerivative · entry 1

Angelina Michael E · CIK 0001330708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,341

F1 · shares: Respresents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:31 UTC GrantClass A Common Stock 8,341 $0.00 $0.00
Disclosure

SEC source: 0001840776-22-000053 · wf-form4_164919063290275.xml · nonDerivative · entry 1

Crowley F. Michael · CIK 0001304761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,341

F1 · shares: Respresents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.