Tapewire

Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 733 $18.38 Strike: $0.00 $13,472.54
Disclosure

SEC source: 0001046025-24-000065 · wk-form4_1710794505.xml · derivative · entry 8

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,466

Underlying: Common Stock · 733 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSU Grant 2023

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionPerformance Share Units · Derivative 657 $18.38 Strike: $0.00 $12,075.66
Disclosure

SEC source: 0001046025-24-000065 · wk-form4_1710794505.xml · derivative · entry 7

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 657 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units adjusted based on performance metrics.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 584 $18.38 Strike: $0.00 $10,733.92
Disclosure

SEC source: 0001046025-24-000065 · wk-form4_1710794505.xml · derivative · entry 6

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 584

Underlying: Common Stock · 584 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2022

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Chalfant TonyEVP Chief Credit Officer
Tax withholdingCommon Stock 410 $18.38 $7,535.80
Disclosure

SEC source: 0001046025-24-000065 · wk-form4_1710794505.xml · nonDerivative · entry 5

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,897

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 733 $18.38 $13,472.54
Disclosure

SEC source: 0001046025-24-000065 · wk-form4_1710794505.xml · nonDerivative · entry 3

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 657 $18.38 $12,075.66
Disclosure

SEC source: 0001046025-24-000065 · wk-form4_1710794505.xml · nonDerivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 584 $18.38 $10,733.92
Disclosure

SEC source: 0001046025-24-000065 · wk-form4_1710794505.xml · nonDerivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
McDonald BryanPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 880 $18.38 Strike: $0.00 $16,174.40
Disclosure

SEC source: 0001046025-24-000070 · wk-form4_1710794590.xml · derivative · entry 9

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 880 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
McDonald BryanPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 920 $18.38 Strike: $0.00 $16,909.60
Disclosure

SEC source: 0001046025-24-000070 · wk-form4_1710794590.xml · derivative · entry 8

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 920 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU Grant 2022

F3 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
McDonald BryanPresident and COO
Exercise / conversionPerformance Share Units · Derivative 1,036 $18.38 Strike: $0.00 $19,041.68
Disclosure

SEC source: 0001046025-24-000070 · wk-form4_1710794590.xml · derivative · entry 7

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,036 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents performance stock unit granted from 2014 Omnibus Equity Plan. Units adjusted based on performance metrics.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
McDonald BryanPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,114 $18.38 Strike: $0.00 $20,475.32
Disclosure

SEC source: 0001046025-24-000070 · wk-form4_1710794590.xml · derivative · entry 6

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,230

Underlying: Common Stock · 1,114 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
McDonald BryanPresident and COO
Tax withholdingCommon Stock 652 $18.38 $11,983.76
Disclosure

SEC source: 0001046025-24-000070 · wk-form4_1710794590.xml · nonDerivative · entry 5

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,053

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 880 $18.38 $16,174.40
Disclosure

SEC source: 0001046025-24-000070 · wk-form4_1710794590.xml · nonDerivative · entry 4

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 920 $18.38 $16,909.60
Disclosure

SEC source: 0001046025-24-000070 · wk-form4_1710794590.xml · nonDerivative · entry 3

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 1,036 $18.38 $19,041.68
Disclosure

SEC source: 0001046025-24-000070 · wk-form4_1710794590.xml · nonDerivative · entry 2

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 1,114 $18.38 $20,475.32
Disclosure

SEC source: 0001046025-24-000070 · wk-form4_1710794590.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 666 $18.38 Strike: $0.00 $12,241.08
Disclosure

SEC source: 0001046025-24-000069 · wk-form4_1710794579.xml · derivative · entry 9

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 666 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 784 $18.38 Strike: $0.00 $14,409.92
Disclosure

SEC source: 0001046025-24-000069 · wk-form4_1710794579.xml · derivative · entry 8

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 784 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Represents performance stock unit granted from 2014 Omnibus Equity Plan. Units adjusted based on performance metrics.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 676 $18.38 Strike: $0.00 $12,424.88
Disclosure

SEC source: 0001046025-24-000069 · wk-form4_1710794579.xml · derivative · entry 7

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677

Underlying: Common Stock · 676 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2022

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 849 $18.38 Strike: $0.00 $15,604.62
Disclosure

SEC source: 0001046025-24-000069 · wk-form4_1710794579.xml · derivative · entry 6

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 849 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
Hinson DonaldEVPand Chief Financial Officer
Tax withholdingCommon Stock 490 $18.38 $9,006.20
Disclosure

SEC source: 0001046025-24-000069 · wk-form4_1710794579.xml · nonDerivative · entry 5

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,734

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 666 $18.38 $12,241.08
Disclosure

SEC source: 0001046025-24-000069 · wk-form4_1710794579.xml · nonDerivative · entry 4

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 784 $18.38 $14,409.92
Disclosure

SEC source: 0001046025-24-000069 · wk-form4_1710794579.xml · nonDerivative · entry 3

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 676 $18.38 $12,424.88
Disclosure

SEC source: 0001046025-24-000069 · wk-form4_1710794579.xml · nonDerivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:43 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 849 $18.38 $15,604.62
Disclosure

SEC source: 0001046025-24-000069 · wk-form4_1710794579.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 583 $18.38 Strike: $0.00 $10,715.54
Disclosure

SEC source: 0001046025-24-000068 · wk-form4_1710794559.xml · derivative · entry 11

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 583 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU Grant Awarded 02/25/2021

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 155 $18.38 Strike: $0.00 $2,848.90
Disclosure

SEC source: 0001046025-24-000068 · wk-form4_1710794559.xml · derivative · entry 10

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464

Underlying: Common Stock · 155 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant Awarded 02/22/2022

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 1,061 $18.38 Strike: $0.00 $19,501.18
Disclosure

SEC source: 0001046025-24-000068 · wk-form4_1710794559.xml · derivative · entry 9

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,244

Underlying: Common Stock · 1,061 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 775 $18.38 Strike: $0.00 $14,244.50
Disclosure

SEC source: 0001046025-24-000068 · wk-form4_1710794559.xml · derivative · entry 8

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,552

Underlying: Common Stock · 775 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 895 $18.38 Strike: $0.00 $16,450.10
Disclosure

SEC source: 0001046025-24-000068 · wk-form4_1710794559.xml · derivative · entry 7

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 895

Underlying: Common Stock · 895 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant Awarded 02/22/2022

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Curran Amy E.EVP Director Commercial Lend
Tax withholdingCommon Stock 679 $18.38 $12,480.02
Disclosure

SEC source: 0001046025-24-000068 · wk-form4_1710794559.xml · nonDerivative · entry 6

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,723

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 583 $18.38 $10,715.54
Disclosure

SEC source: 0001046025-24-000068 · wk-form4_1710794559.xml · nonDerivative · entry 5

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 155 $18.38 $2,848.90
Disclosure

SEC source: 0001046025-24-000068 · wk-form4_1710794559.xml · nonDerivative · entry 4

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 1,061 $18.38 $19,501.18
Disclosure

SEC source: 0001046025-24-000068 · wk-form4_1710794559.xml · nonDerivative · entry 3

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 775 $18.38 $14,244.50
Disclosure

SEC source: 0001046025-24-000068 · wk-form4_1710794559.xml · nonDerivative · entry 2

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 895 $18.38 $16,450.10
Disclosure

SEC source: 0001046025-24-000068 · wk-form4_1710794559.xml · nonDerivative · entry 1

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 873 $18.38 Strike: $0.00 $16,045.74
Disclosure

SEC source: 0001046025-24-000067 · wk-form4_1710794547.xml · derivative · entry 9

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 873

Underlying: Common Stock · 873 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2022

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 1,147 $18.38 Strike: $0.00 $21,081.86
Disclosure

SEC source: 0001046025-24-000067 · wk-form4_1710794547.xml · derivative · entry 8

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,294

Underlying: Common Stock · 1,147 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 475 $18.38 Strike: $0.00 $8,730.50
Disclosure

SEC source: 0001046025-24-000067 · wk-form4_1710794547.xml · derivative · entry 7

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 475 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 265 $18.38 Strike: $0.00 $4,870.70
Disclosure

SEC source: 0001046025-24-000067 · wk-form4_1710794547.xml · derivative · entry 6

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,388

Underlying: Common Stock · 265 shares

Expires 2033-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Robison Sabrina CEVP Chief HR Officer
Tax withholdingCommon Stock 627 $18.38 $11,524.26
Disclosure

SEC source: 0001046025-24-000067 · wk-form4_1710794547.xml · nonDerivative · entry 5

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,046

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionCommon Stock 873 $18.38 $16,045.74
Disclosure

SEC source: 0001046025-24-000067 · wk-form4_1710794547.xml · nonDerivative · entry 4

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionCommon Stock 1,147 $18.38 $21,081.86
Disclosure

SEC source: 0001046025-24-000067 · wk-form4_1710794547.xml · nonDerivative · entry 3

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionCommon Stock 475 $18.38 $8,730.50
Disclosure

SEC source: 0001046025-24-000067 · wk-form4_1710794547.xml · nonDerivative · entry 2

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionCommon Stock 265 $18.38 $4,870.70
Disclosure

SEC source: 0001046025-24-000067 · wk-form4_1710794547.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 662 $18.38 Strike: $0.00 $12,167.56
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · derivative · entry 15

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,324

Underlying: Common Stock · 662 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 710 $18.38 Strike: $0.00 $13,049.80
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · derivative · entry 14

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 710

Underlying: Common Stock · 710 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU award granted 02/22/2022

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 505 $18.38 Strike: $0.00 $9,281.90
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · derivative · entry 13

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,016

Underlying: Common Stock · 505 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU award granted 03/01/2018

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 530 $18.38 Strike: $0.00 $9,741.40
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · derivative · entry 12

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,775

Underlying: Common Stock · 530 shares

Expires 2033-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 261 $18.38 Strike: $0.00 $4,797.18
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · derivative · entry 11

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 261 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.