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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
McDonald BryanEVP and COO
Exercise / conversionCommon Stock 499 $29.66 $14,800.34
Disclosure

SEC source: 0001046025-21-000064 · wf-form4_161593399307355.xml · nonDerivative · entry 4

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
McDonald BryanEVP and COO
Exercise / conversionCommon Stock 521 $29.66 $15,452.86
Disclosure

SEC source: 0001046025-21-000064 · wf-form4_161593399307355.xml · nonDerivative · entry 3

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
McDonald BryanEVP and COO
Exercise / conversionCommon Stock 904 $29.66 $26,812.64
Disclosure

SEC source: 0001046025-21-000064 · wf-form4_161593399307355.xml · nonDerivative · entry 2

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:33 UTC
McDonald BryanEVP and COO
Exercise / conversionCommon Stock 629 $29.66 $18,656.14
Disclosure

SEC source: 0001046025-21-000064 · wf-form4_161593399307355.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 462 $29.66 Strike: $0.00 $13,702.92
Disclosure

SEC source: 0001046025-21-000062 · wf-form4_161593396137550.xml · derivative · entry 9

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 462 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU grant 2018

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 684 $29.66 Strike: $0.00 $20,287.44
Disclosure

SEC source: 0001046025-21-000062 · wf-form4_161593396137550.xml · derivative · entry 8

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366

Underlying: Common Stock · 684 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 499 $29.66 Strike: $0.00 $14,800.34
Disclosure

SEC source: 0001046025-21-000062 · wf-form4_161593396137550.xml · derivative · entry 7

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499

Underlying: Common Stock · 499 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 442 $29.66 Strike: $0.00 $13,109.72
Disclosure

SEC source: 0001046025-21-000062 · wf-form4_161593396137550.xml · derivative · entry 6

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Stock · 442 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 1,386 PSU's granted on 02/18/2018. Total 442 PSU's vested represents percentage of Target Payout.

F2 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Hinson DonaldEVPand Chief Financial Officer
Tax withholdingCommon Stock 406 $29.66 $12,041.96
Disclosure

SEC source: 0001046025-21-000062 · wf-form4_161593396137550.xml · nonDerivative · entry 5

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,914

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 462 $29.66 $13,702.92
Disclosure

SEC source: 0001046025-21-000062 · wf-form4_161593396137550.xml · nonDerivative · entry 4

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 684 $29.66 $20,287.44
Disclosure

SEC source: 0001046025-21-000062 · wf-form4_161593396137550.xml · nonDerivative · entry 3

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 499 $29.66 $14,800.34
Disclosure

SEC source: 0001046025-21-000062 · wf-form4_161593396137550.xml · nonDerivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 442 $29.66 $13,109.72
Disclosure

SEC source: 0001046025-21-000062 · wf-form4_161593396137550.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 302 $29.66 Strike: $0.00 $8,957.32
Disclosure

SEC source: 0001046025-21-000061 · wf-form4_161593394159690.xml · derivative · entry 9

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,715

Underlying: Common Stock · 302 shares

Expires 2030-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 578 $29.66 Strike: $0.00 $17,143.48
Disclosure

SEC source: 0001046025-21-000061 · wf-form4_161593394159690.xml · derivative · entry 8

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156

Underlying: Common Stock · 578 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 470 $29.66 Strike: $0.00 $13,940.20
Disclosure

SEC source: 0001046025-21-000061 · wf-form4_161593394159690.xml · derivative · entry 7

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469

Underlying: Common Stock · 470 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 448 $29.66 Strike: $0.00 $13,287.68
Disclosure

SEC source: 0001046025-21-000061 · wf-form4_161593394159690.xml · derivative · entry 6

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 448 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Glasby WilliamEVP Chief Information Officer
Tax withholdingCommon Stock 442 $29.66 $13,109.72
Disclosure

SEC source: 0001046025-21-000061 · wf-form4_161593394159690.xml · nonDerivative · entry 5

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,847

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 302 $29.66 $8,957.32
Disclosure

SEC source: 0001046025-21-000061 · wf-form4_161593394159690.xml · nonDerivative · entry 4

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 578 $29.66 $17,143.48
Disclosure

SEC source: 0001046025-21-000061 · wf-form4_161593394159690.xml · nonDerivative · entry 3

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 470 $29.66 $13,940.20
Disclosure

SEC source: 0001046025-21-000061 · wf-form4_161593394159690.xml · nonDerivative · entry 2

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 448 $29.66 $13,287.68
Disclosure

SEC source: 0001046025-21-000061 · wf-form4_161593394159690.xml · nonDerivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Gahler Steven AEVP Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 156 $29.66 Strike: $0.00 $4,626.96
Disclosure

SEC source: 0001046025-21-000060 · wf-form4_161593391715730.xml · derivative · entry 3

Gahler Steven A · CIK 0001789393 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312

Underlying: Common Stock · 156 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Gahler Steven AEVP Chief Marketing Officer
Tax withholdingCommon Stock 43 $29.66 $1,275.38
Disclosure

SEC source: 0001046025-21-000060 · wf-form4_161593391715730.xml · nonDerivative · entry 2

Gahler Steven A · CIK 0001789393 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Gahler Steven AEVP Chief Marketing Officer
Exercise / conversionCommon Stock 156 $29.66 $4,626.96
Disclosure

SEC source: 0001046025-21-000060 · wf-form4_161593391715730.xml · nonDerivative · entry 1

Gahler Steven A · CIK 0001789393 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 660 $29.66 Strike: $0.00 $19,575.60
Disclosure

SEC source: 0001046025-21-000059 · wf-form4_161593386249873.xml · derivative · entry 7

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 660 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU grant 2018

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 589 $29.66 Strike: $0.00 $17,469.74
Disclosure

SEC source: 0001046025-21-000059 · wf-form4_161593386249873.xml · derivative · entry 6

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176

Underlying: Common Stock · 589 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 518 $29.66 Strike: $0.00 $15,363.88
Disclosure

SEC source: 0001046025-21-000059 · wf-form4_161593386249873.xml · derivative · entry 5

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518

Underlying: Common Stock · 518 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Henning Thomas JEVP Chief Risk Officer
Tax withholdingCommon Stock 420 $29.66 $12,457.20
Disclosure

SEC source: 0001046025-21-000059 · wf-form4_161593386249873.xml · nonDerivative · entry 4

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,518

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 660 $29.66 $19,575.60
Disclosure

SEC source: 0001046025-21-000059 · wf-form4_161593386249873.xml · nonDerivative · entry 3

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 589 $29.66 $17,469.74
Disclosure

SEC source: 0001046025-21-000059 · wf-form4_161593386249873.xml · nonDerivative · entry 2

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 518 $29.66 $15,363.88
Disclosure

SEC source: 0001046025-21-000059 · wf-form4_161593386249873.xml · nonDerivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Spurling David AChief Credit Officer
Exercise / conversionPerformance Share Units · Derivative 440 $29.66 Strike: $0.00 $13,050.40
Disclosure

SEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · derivative · entry 9

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940

Underlying: Common Stock · 440 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: PSU grant 2018

F3 · shares: Represents 1,380 PSU's granted on 02/18/2018. Total 440 PSU's vested represents percentage of Target Payout.

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Spurling David AChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 466 $29.66 Strike: $0.00 $13,821.56
Disclosure

SEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · derivative · entry 8

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Underlying: Common Stock · 466 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Spurling David AChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 460 $29.66 Strike: $0.00 $13,643.60
Disclosure

SEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · derivative · entry 7

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 460 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU grant 2018

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Spurling David AChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 638 $29.66 Strike: $0.00 $18,923.08
Disclosure

SEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · derivative · entry 6

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 638 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Spurling David AChief Credit Officer
Tax withholdingCommon Stock 475 $29.66 $14,088.50
Disclosure

SEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · nonDerivative · entry 5

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,770

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 440 $29.66 $13,050.40
Disclosure

SEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · nonDerivative · entry 4

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 466 $29.66 $13,821.56
Disclosure

SEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · nonDerivative · entry 3

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 460 $29.66 $13,643.60
Disclosure

SEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · nonDerivative · entry 2

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:31 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 638 $29.66 $18,923.08
Disclosure

SEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:30 UTC Exercise / conversionPerformance Share Units · Derivative 1,432 $29.66 Strike: $0.00 $42,473.12
Disclosure

SEC source: 0001046025-21-000057 · wf-form4_161593379825576.xml · derivative · entry 7

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,044

Underlying: Common Stock · 1,432 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

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March 15, 2021 Filed Mar 16, 2021 22:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,260 $29.66 Strike: $0.00 $67,031.60
Disclosure

SEC source: 0001046025-21-000057 · wf-form4_161593379825576.xml · derivative · entry 6

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,260

Underlying: Common Stock · 2,260 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:30 UTC Exercise / conversionRestricted Stock Units · Derivative 1,492 $29.66 Strike: $0.00 $44,252.72
Disclosure

SEC source: 0001046025-21-000057 · wf-form4_161593379825576.xml · derivative · entry 5

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,492 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU grant 2018

F2 · shares: Represents 4,476 PSU's granted on 02/18/2018. Total 1,432 PSU's vested represents percentage of Target Payout.

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March 15, 2021 Filed Mar 16, 2021 22:30 UTC Tax withholdingCommon Stock 1,261 $29.66 $37,401.26
Disclosure

SEC source: 0001046025-21-000057 · wf-form4_161593379825576.xml · nonDerivative · entry 4

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,487

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March 15, 2021 Filed Mar 16, 2021 22:30 UTC Exercise / conversionCommon Stock 1,432 $29.66 $42,473.12
Disclosure

SEC source: 0001046025-21-000057 · wf-form4_161593379825576.xml · nonDerivative · entry 3

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:30 UTC Exercise / conversionCommon Stock 2,260 $29.66 $67,031.60
Disclosure

SEC source: 0001046025-21-000057 · wf-form4_161593379825576.xml · nonDerivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:30 UTC Exercise / conversionCommon Stock 1,492 $29.66 $44,252.72
Disclosure

SEC source: 0001046025-21-000057 · wf-form4_161593379825576.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC SaleCommon Stock 3,325 $29.69 $98,705.95
Disclosure

SEC source: 0001046025-21-000055 · wf-form4_161593375584279.xml · nonDerivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 10,675

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March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 764 $29.66 Strike: $0.00 $22,660.24
Disclosure

SEC source: 0001046025-21-000056 · wf-form4_161593378008657.xml · derivative · entry 9

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 764 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU grant 2018

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.