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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 154 $22.83 Strike: $0.00 $3,515.82
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · derivative · entry 15

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619

Underlying: Common Stock · 154 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSU award granted 02/22/2022

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 254 $22.83 Strike: $0.00 $5,798.82
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · derivative · entry 14

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Stock · 254 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 709 $22.83 Strike: $0.00 $16,186.47
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · derivative · entry 13

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420

Underlying: Common Stock · 709 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSU award granted 02/22/2022

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 522 $22.83 Strike: $0.00 $11,917.26
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · derivative · entry 12

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537

Underlying: Common Stock · 522 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU award granted on 02/25/2021

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 201 $22.83 Strike: $0.00 $4,588.83
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · derivative · entry 11

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 201 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU award granted 02/26/2020

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 505 $22.83 Strike: $0.00 $11,529.15
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · derivative · entry 10

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521

Underlying: Common Stock · 505 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU award granted 03/01/2018

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 709 $22.83 Strike: $0.00 $16,186.47
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · derivative · entry 9

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 709 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU award granted 02/26/2020

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Tax withholdingCommon Stock 587 $22.83 $13,401.21
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · nonDerivative · entry 8

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,926

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 154 $22.83 $3,515.82
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · nonDerivative · entry 7

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 254 $22.83 $5,798.82
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · nonDerivative · entry 6

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 709 $22.83 $16,186.47
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · nonDerivative · entry 5

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 522 $22.83 $11,917.26
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · nonDerivative · entry 4

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 201 $22.83 $4,588.83
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · nonDerivative · entry 3

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 505 $22.83 $11,529.15
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · nonDerivative · entry 2

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 709 $22.83 $16,186.47
Disclosure

SEC source: 0001046025-23-000052 · wf-form4_167900235182579.xml · nonDerivative · entry 1

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
McDonald BryanPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 920 $22.83 Strike: $0.00 $21,003.60
Disclosure

SEC source: 0001046025-23-000051 · wf-form4_167900233584462.xml · derivative · entry 9

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841

Underlying: Common Stock · 920 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2022

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
McDonald BryanPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 855 $22.83 Strike: $0.00 $19,519.65
Disclosure

SEC source: 0001046025-23-000051 · wf-form4_167900233584462.xml · derivative · entry 8

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Common Stock · 855 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
McDonald BryanPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 903 $22.83 Strike: $0.00 $20,615.49
Disclosure

SEC source: 0001046025-23-000051 · wf-form4_167900233584462.xml · derivative · entry 7

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 903 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
McDonald BryanPresident and COO
Exercise / conversionPerformance Share Units · Derivative 2,736 $22.83 Strike: $0.00 $62,462.88
Disclosure

SEC source: 0001046025-23-000051 · wf-form4_167900233584462.xml · derivative · entry 6

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,736 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
McDonald BryanPresident and COO
Tax withholdingCommon Stock 944 $22.83 $21,551.52
Disclosure

SEC source: 0001046025-23-000051 · wf-form4_167900233584462.xml · nonDerivative · entry 5

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,755

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 920 $22.83 $21,003.60
Disclosure

SEC source: 0001046025-23-000051 · wf-form4_167900233584462.xml · nonDerivative · entry 4

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 855 $22.83 $19,519.65
Disclosure

SEC source: 0001046025-23-000051 · wf-form4_167900233584462.xml · nonDerivative · entry 3

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 903 $22.83 $20,615.49
Disclosure

SEC source: 0001046025-23-000051 · wf-form4_167900233584462.xml · nonDerivative · entry 2

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:32 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 2,736 $22.83 $62,462.88
Disclosure

SEC source: 0001046025-23-000051 · wf-form4_167900233584462.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 18, 2024 20:42 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 558 $18.38 Strike: $0.00 $10,256.04
Disclosure

SEC source: 0001046025-24-000065 · wk-form4_1710794505.xml · derivative · entry 9

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 558 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 18, 2024 20:42 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 558 $18.38 $10,256.04
Disclosure

SEC source: 0001046025-24-000065 · wk-form4_1710794505.xml · nonDerivative · entry 4

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:06 UTC
Chalfant TonyEVP Chief Credit Officer
GrantPerformance Share Units · Derivative 2,200 $28.28 Strike: $0.00 $62,216.00
Disclosure

SEC source: 0001046025-23-000024 · wf-form4_167725835723917.xml · derivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires 2026-03-15

F3 · security: PSU Grant 02/22/23

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:06 UTC
Chalfant TonyEVP Chief Credit Officer
GrantRestricted Stock Units · Derivative 2,199 $28.28 Strike: $0.00 $62,187.72
Disclosure

SEC source: 0001046025-23-000024 · wf-form4_167725835723917.xml · derivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199

Underlying: Common Stock · 2,199 shares

Expires 2026-03-15

F1 · security: RSU Grant 2023

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:09 UTC
Glasby WilliamEVP Chief Information Officer
GrantRestricted Stock Units · Derivative 4,713 $28.28 Strike: $0.00 $133,283.64
Disclosure

SEC source: 0001046025-23-000033 · wf-form4_167725853642107.xml · derivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,713

Underlying: Common Stock · 4,713 shares

Expires 2026-03-15

F1 · security: RSU Grant 2023

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:08 UTC
Wilson Kelli AnnEVP Chief Banking Officer
GrantRestricted Stock Units · Derivative 5,305 $28.28 Strike: $0.00 $150,025.40
Disclosure

SEC source: 0001046025-23-000032 · wf-form4_167725851613710.xml · derivative · entry 2

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,305

Underlying: Common Stock · 5,305 shares

Expires 2033-03-15

F1 · security: RSU Grant 2023

F3 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest equally over a 10 year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:08 UTC
Wilson Kelli AnnEVP Chief Banking Officer
GrantRestricted Stock Units · Derivative 1,470 $28.28 Strike: $0.00 $41,571.60
Disclosure

SEC source: 0001046025-23-000032 · wf-form4_167725851613710.xml · derivative · entry 1

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470

Underlying: Common Stock · 1,470 shares

Expires 2026-03-15

F1 · security: RSU Grant 2023

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:08 UTC
Hinson DonaldEVPand Chief Financial Officer
GrantPerformance Share Units · Derivative 2,549 $28.28 Strike: $0.00 $72,085.72
Disclosure

SEC source: 0001046025-23-000031 · wf-form4_167725849650177.xml · derivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,549

Underlying: Common Stock · 2,549 shares

Expires 2026-03-15

F3 · security: PSU Grant 02/22/23

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:08 UTC
Hinson DonaldEVPand Chief Financial Officer
GrantRestricted Stock Units · Derivative 2,549 $28.28 Strike: $0.00 $72,085.72
Disclosure

SEC source: 0001046025-23-000031 · wf-form4_167725849650177.xml · derivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,549

Underlying: Common Stock · 2,549 shares

Expires 2026-03-15

F1 · security: RSU Grant 2023

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:08 UTC
Ray Matthew T.EVP Chief Lending Officer
GrantCommon Stock · Derivative 5,305 $28.28 Strike: $0.00 $150,025.40
Disclosure

SEC source: 0001046025-23-000030 · wf-form4_167725847764707.xml · derivative · entry 2

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,305

Underlying: Common Stock · 5,305 shares

Expires 2033-03-15

F1 · security: RSU Grant 2023

F3 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest equally over a 10 year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:08 UTC
Ray Matthew T.EVP Chief Lending Officer
GrantRestricted Stock Units · Derivative 1,986 $28.28 Strike: $0.00 $56,164.08
Disclosure

SEC source: 0001046025-23-000030 · wf-form4_167725847764707.xml · derivative · entry 1

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986

Underlying: Common Stock · 1,986 shares

Expires 2026-03-15

F1 · security: RSU Grant 2023

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:07 UTC
Robison Sabrina CEVP Chief HR Officer
GrantRestricted Stock Units · Derivative 2,653 $28.28 Strike: $0.00 $75,026.84
Disclosure

SEC source: 0001046025-23-000029 · wf-form4_167725845896138.xml · derivative · entry 2

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,653

Underlying: Common Stock · 2,653 shares

Expires 2033-03-15

F1 · security: RSU Grant 2023

F3 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest equally over a 10 year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:07 UTC
Robison Sabrina CEVP Chief HR Officer
GrantRestricted Stock Units · Derivative 3,441 $28.28 Strike: $0.00 $97,311.48
Disclosure

SEC source: 0001046025-23-000029 · wf-form4_167725845896138.xml · derivative · entry 1

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,441

Underlying: Common Stock · 3,441 shares

Expires 2026-03-15

F1 · security: RSU Grant 2023

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:07 UTC
Curran Amy E.EVP Director Commercial Lend
GrantRestricted Stock Units · Derivative 5,305 $28.28 Strike: $0.00 $150,025.40
Disclosure

SEC source: 0001046025-23-000028 · wf-form4_167725843537660.xml · derivative · entry 2

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,305

Underlying: Common Stock · 5,305 shares

Expires 2028-03-15

F1 · security: RSU Grant 2023

F3 · derivative.underlying_shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest equally over a 5 year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

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February 22, 2023 Filed Feb 24, 2023 17:07 UTC
Curran Amy E.EVP Director Commercial Lend
GrantRestricted Stock Units · Derivative 2,327 $28.28 Strike: $0.00 $65,807.56
Disclosure

SEC source: 0001046025-23-000028 · wf-form4_167725843537660.xml · derivative · entry 1

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Common Stock · 2,327 shares

Expires 2026-03-15

F1 · security: RSU Grant 2023

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:07 UTC
Deuel Jeffrey JDirector · CEO
GrantPerformance Share Units · Derivative 7,018 $28.28 Strike: $0.00 $198,469.04
Disclosure

SEC source: 0001046025-23-000027 · wf-form4_167725841398822.xml · derivative · entry 2

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,018

Underlying: Common Stock · 7,018 shares

Expires 2026-03-15

F3 · security: PSU Grant 02/22/23

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:07 UTC
Deuel Jeffrey JDirector · CEO
GrantRestricted Stock Units · Derivative 7,017 $28.28 Strike: $0.00 $198,440.76
Disclosure

SEC source: 0001046025-23-000027 · wf-form4_167725841398822.xml · derivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,017

Underlying: Common Stock · 7,017 shares

Expires 2026-03-15

F1 · security: RSU Grant 2023

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:06 UTC
McDonald BryanPresident and COO
GrantPerformance Share Units · Derivative 3,345 $28.28 Strike: $0.00 $94,596.60
Disclosure

SEC source: 0001046025-23-000026 · wf-form4_167725839588732.xml · derivative · entry 2

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,345

Underlying: Common Stock · 3,345 shares

Expires 2026-03-15

F3 · security: PSU Grant 02/22/23

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:06 UTC
McDonald BryanPresident and COO
GrantRestricted Stock Units · Derivative 3,344 $28.28 Strike: $0.00 $94,568.32
Disclosure

SEC source: 0001046025-23-000026 · wf-form4_167725839588732.xml · derivative · entry 1

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Common Stock · 3,344 shares

Expires 2026-03-15

F1 · security: RSU Grant 2023

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:06 UTC
Henning Thomas JEVP Chief Risk Officer
GrantRestricted Stock Units · Derivative 2,653 $28.28 Strike: $0.00 $75,026.84
Disclosure

SEC source: 0001046025-23-000025 · wf-form4_167725837695938.xml · derivative · entry 2

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,653

Underlying: Common Stock · 2,653 shares

Expires 2028-03-15

F1 · security: RSU Grant 2023

F3 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one fifth per year over a five year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:06 UTC
Henning Thomas JEVP Chief Risk Officer
GrantRestricted Stock Units · Derivative 4,318 $28.28 Strike: $0.00 $122,113.04
Disclosure

SEC source: 0001046025-23-000025 · wf-form4_167725837695938.xml · derivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,318

Underlying: Common Stock · 4,318 shares

Expires 2026-03-15

F1 · security: RSU Grant 2023

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
December 20, 2022 Filed Dec 21, 2022 22:19 UTC
Henning Thomas JEVP Chief Risk Officer
GrantRestricted Stock Units · Derivative 2,476 $30.30 Strike: $0.00 $75,022.80
Disclosure

SEC source: 0001046025-22-000177 · wf-form4_167166115455902.xml · derivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,476

Underlying: Common Stock · 2,476 shares

Expires 2027-12-15

F1 · security: RSU Grant 12/20/22

F2 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest equally over a 5 year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
December 20, 2022 Filed Dec 21, 2022 22:19 UTC
Robison Sabrina CEVP Chief HR Officer
GrantRestricted Stock Units · Derivative 2,476 $30.30 Strike: $0.00 $75,022.80
Disclosure

SEC source: 0001046025-22-000176 · wf-form4_167166113467038.xml · derivative · entry 1

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,476

Underlying: Common Stock · 2,476 shares

Expires 2032-12-15

F1 · security: RSU Grant 12/20/22

F2 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest equally over a 10 year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
December 15, 2022 Filed Dec 15, 2022 23:14 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 331 $30.06 Strike: $0.00 $9,949.86
Disclosure

SEC source: 0001046025-22-000169 · wf-form4_167114607686502.xml · derivative · entry 3

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224

Underlying: Common Stock · 331 shares

Expires 2027-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 15, 2022 23:14 UTC
Hirman Cindy MEVP Chief Banking Officer
Tax withholdingCommon Stock 57 $30.06 $1,713.42
Disclosure

SEC source: 0001046025-22-000169 · wf-form4_167114607686502.xml · nonDerivative · entry 2

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,089

Read SEC document
December 15, 2022 Filed Dec 15, 2022 23:14 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 331 $30.06 $9,949.86
Disclosure

SEC source: 0001046025-22-000169 · wf-form4_167114607686502.xml · nonDerivative · entry 1

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.