Tapewire

Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2024 Filed Feb 28, 2024 22:08 UTC
McDonald BryanPresident and COO
GrantPerformance Share Units · Derivative 5,599 $18.16 Strike: $0.00 $101,677.84
Disclosure

SEC source: 0001046025-24-000042 · wk-form4_1709158093.xml · derivative · entry 2

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,198

Underlying: Common Stock · 5,599 shares

Expires 2027-03-15

F3 · security: PSU Granted 02-26-24.

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2023 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:08 UTC
McDonald BryanPresident and COO
GrantRestricted Stock Units · Derivative 5,599 $18.16 Strike: $0.00 $101,677.84
Disclosure

SEC source: 0001046025-24-000042 · wk-form4_1709158093.xml · derivative · entry 1

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,599

Underlying: Common Stock · 5,599 shares

Expires 2027-03-15

F1 · security: RSU Grant February 2024

F2 · derivative.exercise_date: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:07 UTC
Ray Matthew T.EVP Chief Lending Officer
GrantRestricted Stock Units · Derivative 4,992 $18.16 Strike: $0.00 $90,654.72
Disclosure

SEC source: 0001046025-24-000040 · wk-form4_1709158058.xml · derivative · entry 1

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,992

Underlying: Common Stock · 4,992 shares

Expires 2027-03-15

F1 · security: RSU Grant February 2024

F2 · derivative.exercise_date: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:08 UTC
Hinson DonaldEVPand Chief Financial Officer
GrantPerformance Share Units · Derivative 4,366 $18.16 Strike: $0.00 $79,286.56
Disclosure

SEC source: 0001046025-24-000041 · wk-form4_1709158080.xml · derivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,732

Underlying: Common Stock · 4,366 shares

Expires 2027-03-15

F3 · security: PSU Grant 02/22/24

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2023 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:08 UTC
Hinson DonaldEVPand Chief Financial Officer
GrantRestricted Stock Units · Derivative 4,366 $18.16 Strike: $0.00 $79,286.56
Disclosure

SEC source: 0001046025-24-000041 · wk-form4_1709158080.xml · derivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,366

Underlying: Common Stock · 4,366 shares

Expires 2027-03-15

F1 · security: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

F2 · security: RSU Grant February 2024

F1 · derivative.exercise_date: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:07 UTC
Deuel Jeffrey JDirector · CEO
GrantPerformance Share Units · Derivative 11,747 $18.16 Strike: $0.00 $213,325.52
Disclosure

SEC source: 0001046025-24-000039 · wk-form4_1709158008.xml · derivative · entry 2

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,494

Underlying: Common Stock · 11,747 shares

Expires 2027-03-15

F3 · security: PSU Grant 02/26/24

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2023 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:07 UTC
Deuel Jeffrey JDirector · CEO
GrantRestricted Stock Units · Derivative 11,747 $18.16 Strike: $0.00 $213,325.52
Disclosure

SEC source: 0001046025-24-000039 · wk-form4_1709158008.xml · derivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,747

Underlying: Common Stock · 11,747 shares

Expires 2027-03-15

F1 · security: RSU Grant February 2024

F2 · derivative.exercise_date: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:06 UTC
Glasby WilliamEVP Chief Information Officer
GrantRestricted Stock Units · Derivative 5,472 $18.16 Strike: $0.00 $99,371.52
Disclosure

SEC source: 0001046025-24-000038 · wk-form4_1709157993.xml · derivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,472

Underlying: Common Stock · 5,472 shares

Expires 2027-03-15

F1 · security: RSU Grant February 2024

F2 · derivative.exercise_date: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:06 UTC
Robison Sabrina CEVP Chief HR Officer
GrantRestricted Stock Units · Derivative 4,088 $18.16 Strike: $0.00 $74,238.08
Disclosure

SEC source: 0001046025-24-000037 · wk-form4_1709157976.xml · derivative · entry 1

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,088

Underlying: Common Stock · 4,088 shares

Expires 2027-03-15

F1 · security: RSU Grant February 2024

F2 · derivative.exercise_date: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:06 UTC
Curran Amy E.EVP Director Commercial Lend
GrantRestricted Stock Units · Derivative 4,858 $18.16 Strike: $0.00 $88,221.28
Disclosure

SEC source: 0001046025-24-000036 · wk-form4_1709157945.xml · derivative · entry 1

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,858

Underlying: Common Stock · 4,858 shares

Expires 2027-03-15

F1 · security: RSU Grant February 2024

F2 · derivative.exercise_date: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 21:13 UTC OtherRestricted Stock Units · Derivative 3,023 $18.63 Strike: $0.00 $56,318.49
Disclosure

SEC source: 0001046025-24-000010 · wk-form4_1707340377.xml · derivative · entry 1

Chan Eric Kayen · CIK 0001961038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,023 shares

Expires 2024-05-01

F1 · kind: Shares forfeited due to resignation before vest period.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:22 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 247 $21.56 Strike: $0.00 $5,325.32
Disclosure

SEC source: 0001046025-23-000207 · wk-form4_1702920137.xml · derivative · entry 3

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,229

Underlying: Common Stock · 247 shares

Expires 2032-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:22 UTC
Robison Sabrina CEVP Chief HR Officer
Tax withholdingCommon Stock 52 $21.56 $1,121.12
Disclosure

SEC source: 0001046025-23-000207 · wk-form4_1702920137.xml · nonDerivative · entry 2

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,913

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:22 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionCommon Stock 247 $21.56 $5,325.32
Disclosure

SEC source: 0001046025-23-000207 · wk-form4_1702920137.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:22 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 265 $21.56 Strike: $0.00 $5,713.40
Disclosure

SEC source: 0001046025-23-000206 · wk-form4_1702920126.xml · derivative · entry 3

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,588

Underlying: Common Stock · 265 shares

Expires 2029-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:22 UTC
Glasby WilliamEVP Chief Information Officer
Tax withholdingCommon Stock 49 $21.56 $1,056.44
Disclosure

SEC source: 0001046025-23-000206 · wk-form4_1702920126.xml · nonDerivative · entry 2

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,666

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:22 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 265 $21.56 $5,713.40
Disclosure

SEC source: 0001046025-23-000206 · wk-form4_1702920126.xml · nonDerivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:22 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 495 $21.56 Strike: $0.00 $10,672.20
Disclosure

SEC source: 0001046025-23-000205 · wk-form4_1702920114.xml · derivative · entry 3

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,981

Underlying: Common Stock · 495 shares

Expires 2027-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:22 UTC
Henning Thomas JEVP Chief Risk Officer
Tax withholdingCommon Stock 105 $21.56 $2,263.80
Disclosure

SEC source: 0001046025-23-000205 · wk-form4_1702920114.xml · nonDerivative · entry 2

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,982

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:22 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 495 $21.56 $10,672.20
Disclosure

SEC source: 0001046025-23-000205 · wk-form4_1702920114.xml · nonDerivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2023 Filed Dec 14, 2023 21:25 UTC PurchaseCommon Stock 100 $21.64 $2,164.00
Disclosure

SEC source: 0001046025-23-000201 · wk-form4_1702589110.xml · nonDerivative · entry 1

Rivera Frederick B · CIK 0001838045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,821

Read SEC document
December 11, 2023 Filed Dec 11, 2023 21:34 UTC PurchaseCommon Stock 600 $20.23 $12,138.00
Disclosure

SEC source: 0001046025-23-000199 · wk-form4_1702330483.xml · nonDerivative · entry 1

Rivera Frederick B · CIK 0001838045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,721

Read SEC document
September 13, 2023 Filed Sep 13, 2023 15:37 UTC PurchaseCommon Stock 5,000 $16.70 $83,500.00
Disclosure

SEC source: 0001046025-23-000184 · wk-form4_1694619463.xml · nonDerivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,540

Read SEC document
June 21, 2023 Filed Jun 22, 2023 20:49 UTC GrantRestricted Stock Units · Derivative 3,023 $16.54 Strike: $0.00 $50,000.42
Disclosure

SEC source: 0001046025-23-000170 · wk-form4_1687466934.xml · derivative · entry 1

Dryer Trevor D. · CIK 0001903904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2024-05-01

Read SEC document
June 21, 2023 Filed Jun 22, 2023 20:46 UTC GrantRestricted Stock Units · Derivative 3,023 $16.54 Strike: $0.00 $50,000.42
Disclosure

SEC source: 0001046025-23-000169 · wk-form4_1687466798.xml · derivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2024-05-01

Read SEC document
June 21, 2023 Filed Jun 22, 2023 20:45 UTC GrantRestricted Stock Units · Derivative 3,023 $16.54 Strike: $0.00 $50,000.42
Disclosure

SEC source: 0001046025-23-000166 · wk-form4_1687466710.xml · derivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2024-05-01

Read SEC document
June 21, 2023 Filed Jun 22, 2023 20:46 UTC GrantRestricted Stock Units · Derivative 3,023 $16.54 Strike: $0.00 $50,000.42
Disclosure

SEC source: 0001046025-23-000168 · wk-form4_1687466770.xml · derivative · entry 1

Chan Eric Kayen · CIK 0001961038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2024-05-01

Read SEC document
June 21, 2023 Filed Jun 22, 2023 20:45 UTC GrantRestricted Stock Units · Derivative 3,023 $16.54 Strike: $0.00 $50,000.42
Disclosure

SEC source: 0001046025-23-000167 · wk-form4_1687466740.xml · derivative · entry 1

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2024-05-01

Read SEC document
June 21, 2023 Filed Jun 22, 2023 20:42 UTC GrantRestricted Stock Units · Derivative 3,023 $16.54 Strike: $0.00 $50,000.42
Disclosure

SEC source: 0001046025-23-000163 · wk-form4_1687466553.xml · derivative · entry 1

Giacobbe Gail B. · CIK 0001904319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2024-05-01

Read SEC document
June 21, 2023 Filed Jun 22, 2023 20:44 UTC GrantRestricted Stock Units · Derivative 3,023 $16.54 Strike: $0.00 $50,000.42
Disclosure

SEC source: 0001046025-23-000165 · wk-form4_1687466664.xml · derivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2024-05-01

Read SEC document
June 21, 2023 Filed Jun 22, 2023 20:43 UTC GrantRestricted Stock Units · Derivative 3,023 $16.54 Strike: $0.00 $50,000.42
Disclosure

SEC source: 0001046025-23-000164 · wk-form4_1687466604.xml · derivative · entry 1

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2024-05-01

Read SEC document
June 21, 2023 Filed Jun 22, 2023 20:41 UTC GrantRestricted Stock Units · Derivative 3,023 $16.54 Strike: $0.00 $50,000.42
Disclosure

SEC source: 0001046025-23-000162 · wk-form4_1687466468.xml · derivative · entry 1

Rivera Frederick B · CIK 0001838045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2024-05-01

Read SEC document
June 21, 2023 Filed Jun 22, 2023 20:40 UTC
Watson AnnDirector
GrantRestricted Stock Units · Derivative 3,023 $16.54 Strike: $0.00 $50,000.42
Disclosure

SEC source: 0001046025-23-000161 · wk-form4_1687466402.xml · derivative · entry 1

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2024-05-01

Read SEC document
June 15, 2023 Filed Jun 16, 2023 18:22 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,315 $17.60 Strike: $0.00 $23,144.00
Disclosure

SEC source: 0001046025-23-000148 · wk-form4_1686939726.xml · derivative · entry 3

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,946

Underlying: Common Stock · 1,315 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSU Grant 2020

Read SEC document
June 15, 2023 Filed Jun 16, 2023 18:22 UTC
Chalfant TonyEVP Chief Credit Officer
Tax withholdingCommon Stock 179 $17.60 $3,150.40
Disclosure

SEC source: 0001046025-23-000148 · wk-form4_1686939726.xml · nonDerivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,775

Read SEC document
June 15, 2023 Filed Jun 16, 2023 18:22 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,315 $17.60 $23,144.00
Disclosure

SEC source: 0001046025-23-000148 · wk-form4_1686939726.xml · nonDerivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 18:21 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 526 $17.60 Strike: $0.00 $9,257.60
Disclosure

SEC source: 0001046025-23-000147 · wk-form4_1686939677.xml · derivative · entry 3

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,052

Underlying: Common Stock · 526 shares

Expires 2025-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant Date 06/25/2020

Read SEC document
June 15, 2023 Filed Jun 16, 2023 18:21 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Tax withholdingCommon Stock 72 $17.60 $1,267.20
Disclosure

SEC source: 0001046025-23-000147 · wk-form4_1686939677.xml · nonDerivative · entry 2

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,137

Read SEC document
June 15, 2023 Filed Jun 16, 2023 18:21 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionCommon Stock 526 $17.60 $9,257.60
Disclosure

SEC source: 0001046025-23-000147 · wk-form4_1686939677.xml · nonDerivative · entry 1

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 18:20 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 576 $17.60 Strike: $0.00 $10,137.60
Disclosure

SEC source: 0001046025-23-000146 · wk-form4_1686939621.xml · derivative · entry 3

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,879

Underlying: Common Stock · 576 shares

Expires 2028-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant Awarded 06/23/2021

Read SEC document
June 15, 2023 Filed Jun 16, 2023 18:20 UTC
Curran Amy E.EVP Director Commercial Lend
Tax withholdingCommon Stock 98 $17.60 $1,724.80
Disclosure

SEC source: 0001046025-23-000146 · wk-form4_1686939621.xml · nonDerivative · entry 2

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,933

Read SEC document
June 15, 2023 Filed Jun 16, 2023 18:20 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 576 $17.60 $10,137.60
Disclosure

SEC source: 0001046025-23-000146 · wk-form4_1686939621.xml · nonDerivative · entry 1

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2023 Filed May 19, 2023 16:27 UTC PurchaseCommon Stock 600 $16.34 $9,804.00
Disclosure

SEC source: 0001046025-23-000141 · wf-form4_168451365177529.xml · nonDerivative · entry 1

Rivera Frederick B · CIK 0001838045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,121

Read SEC document
May 04, 2023 Filed May 4, 2023 20:43 UTC PurchaseCommon Stock 5,000 $15.88 $79,388.50
Disclosure

SEC source: 0001046025-23-000119 · wf-form4_168323300855148.xml · nonDerivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Corporation

Disclosed balance after: 13,675

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May 01, 2023 Filed May 1, 2023 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,808 $17.41 Strike: $0.00 $31,477.28
Disclosure

SEC source: 0001046025-23-000108 · wf-form4_168298216429461.xml · derivative · entry 2

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 01, 2023 Filed May 1, 2023 23:02 UTC Exercise / conversionCommon Stock 1,808 $17.41 $31,477.28
Disclosure

SEC source: 0001046025-23-000108 · wf-form4_168298216429461.xml · nonDerivative · entry 1

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,808 $17.41 Strike: $0.00 $31,477.28
Disclosure

SEC source: 0001046025-23-000107 · wf-form4_168298214935805.xml · derivative · entry 2

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:02 UTC Exercise / conversionCommon Stock 1,808 $17.41 $31,477.28
Disclosure

SEC source: 0001046025-23-000107 · wf-form4_168298214935805.xml · nonDerivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,808 $17.41 Strike: $0.00 $31,477.28
Disclosure

SEC source: 0001046025-23-000106 · wf-form4_168298213245897.xml · derivative · entry 2

Dryer Trevor D. · CIK 0001903904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:02 UTC Exercise / conversionCommon Stock 1,808 $17.41 $31,477.28
Disclosure

SEC source: 0001046025-23-000106 · wf-form4_168298213245897.xml · nonDerivative · entry 1

Dryer Trevor D. · CIK 0001903904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.