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HE

HAWAIIAN ELECTRIC INDUSTRIES INC

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4541
SEC CIK
0000354707
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237

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2017 Filed Feb 15, 2017 01:14 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
Tax withholdingCommon Stock 8,694 $33.78 $293,683.32
Disclosure

SEC source: 0000354707-17-000015 · edgar.xml · nonDerivative · entry 1

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,732

F1 · price: Closing stock price on February 10, 2017.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 10, 2017 Filed Feb 15, 2017 01:12 UTC Tax withholdingCommon Stock 10,787 $33.78 $364,384.86
Disclosure

SEC source: 0000354707-17-000014 · edgar.xml · nonDerivative · entry 1

Ajello James A · CIK 0001454810 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,249

F1 · price: Closing stock price on February 10, 2017.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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January 31, 2017 Filed Feb 3, 2017 01:59 UTC
LAU CONSTANCE HDirector · President & CEO
GrantCommon Stock 49,823 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000008 · edgar.xml · nonDerivative · entry 2

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,487

F3 · shares: Shares awarded under the Company's Long-Term Incentive Plan for 2014-2016 performance period.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date.

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January 31, 2017 Filed Feb 3, 2017 01:59 UTC
LAU CONSTANCE HDirector · President & CEO
GrantCommon Stock 20,016 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000008 · edgar.xml · nonDerivative · entry 1

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,664

F1 · shares: Grant of 20,016 restricted stock units on January 31, 2017. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date.

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January 31, 2017 Filed Feb 3, 2017 01:55 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GrantCommon Stock 15,486 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000007 · edgar.xml · nonDerivative · entry 2

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,919

F3 · shares: Shares awarded under the Company's Long-Term Incentive Plan for 2014-2016 performance period.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date.

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January 31, 2017 Filed Feb 3, 2017 01:55 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GrantCommon Stock 3,943 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000007 · edgar.xml · nonDerivative · entry 1

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,433

F1 · shares: Grant of 3,943 restricted stock units on January 31, 2017. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date.

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January 31, 2017 Filed Feb 3, 2017 01:52 UTC
OSHIMA ALAN M.Pres & CEO, Hawn Electric
GrantCommon Stock 6,956 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000006 · edgar.xml · nonDerivative · entry 2

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,676

F3 · shares: Shares awarded under the Company's Long-Term Incentive Plan for 2014-2016 performance period.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date.

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January 31, 2017 Filed Feb 3, 2017 01:52 UTC
OSHIMA ALAN M.Pres & CEO, Hawn Electric
GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000006 · edgar.xml · nonDerivative · entry 1

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,720

F1 · shares: Grant of 12,728 restricted stock units on January 31, 2017. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date.

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January 31, 2017 Filed Feb 3, 2017 01:48 UTC GrantCommon Stock 16,619 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000005 · edgar.xml · nonDerivative · entry 2

Ajello James A · CIK 0001454810 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,145

F3 · shares: Shares awarded under the Company's Long-Term Incentive Plan for 2014-2016 performance period.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date.

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January 31, 2017 Filed Feb 3, 2017 01:48 UTC GrantCommon Stock 8,829 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000005 · edgar.xml · nonDerivative · entry 1

Ajello James A · CIK 0001454810 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,526

F1 · shares: Grant of 8,829 restricted stock units on January 31, 2017. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date.

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January 31, 2017 Filed Feb 3, 2017 01:45 UTC
Hazelton Gregory CSVP - Finance
GrantCommon Stock 6,720 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000004 · edgar.xml · nonDerivative · entry 1

Hazelton Gregory C · CIK 0001647110 · SVP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,693

F1 · shares: Grant of 6,720 restricted stock units on January 31, 2017. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from October 24, 2016 (first RSU grants in 2016) to date.

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January 06, 2017 Filed Mar 1, 2017 01:39 UTC GiftCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000023 · edgar.xml · nonDerivative · entry 3

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard J Dahl Revocable Living Trust

Disclosed balance after: 902

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January 06, 2017 Filed Mar 1, 2017 01:39 UTC GiftCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000023 · edgar.xml · nonDerivative · entry 2

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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January 06, 2017 Filed Mar 1, 2017 01:39 UTC GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000023 · edgar.xml · nonDerivative · entry 1

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

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September 30, 2016 Filed Oct 4, 2016 13:42 UTC GrantCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000178 · edgar.xml · nonDerivative · entry 2

TAKETA KELVIN H · CIK 0001198718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,254.799

F1 · shares: Director stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

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September 30, 2016 Filed Oct 4, 2016 17:38 UTC GiftCommon Stock 628 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000175 · edgar.xml · nonDerivative · entry 3

MYERS A MAURICE · CIK 0001104676 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the A. Maurice Myers Revocable Living Trust

Disclosed balance after: 10,529.7916

F2 · kind: Transfer to individual Trust Account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

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September 30, 2016 Filed Oct 4, 2016 17:38 UTC GiftCommon Stock 628 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000175 · edgar.xml · nonDerivative · entry 2

MYERS A MAURICE · CIK 0001104676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to individual Trust Account.

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September 30, 2016 Filed Oct 4, 2016 17:38 UTC GrantCommon Stock 628 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000175 · edgar.xml · nonDerivative · entry 1

MYERS A MAURICE · CIK 0001104676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:51 UTC GiftCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000180 · edgar.xml · nonDerivative · entry 5

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey Noboru Watanabe Trust

Disclosed balance after: 23,894.3335

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

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September 30, 2016 Filed Oct 4, 2016 17:51 UTC GiftCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000180 · edgar.xml · nonDerivative · entry 4

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:51 UTC GrantCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000180 · edgar.xml · nonDerivative · entry 3

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:44 UTC GrantCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000179 · edgar.xml · nonDerivative · entry 1

TANIGUCHI BARRY K · CIK 0001313252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,286.821

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:41 UTC GiftCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000177 · edgar.xml · nonDerivative · entry 3

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James K Scott Trust

Disclosed balance after: 48,071.8351

F2 · kind: Transfer to Individual Trust Account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:41 UTC GiftCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000177 · edgar.xml · nonDerivative · entry 2

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to Individual Trust Account.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:41 UTC GrantCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000177 · edgar.xml · nonDerivative · entry 1

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:39 UTC GrantCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000176 · edgar.xml · nonDerivative · entry 1

RUSSELL KEITH P · CIK 0001199202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,077

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:35 UTC GiftCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000174 · edgar.xml · nonDerivative · entry 3

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Fowler Family Trust

Disclosed balance after: 26,365.7446

F3 · kind: Transfer to Family Trust Account.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:35 UTC GiftCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000174 · edgar.xml · nonDerivative · entry 2

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335.7858

F3 · kind: Transfer to Family Trust Account.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:35 UTC GrantCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000174 · edgar.xml · nonDerivative · entry 1

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,219.7858

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:33 UTC GiftCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000173 · edgar.xml · nonDerivative · entry 3

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 30,265.7696

F2 · kind: Transfer to Trust Account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:33 UTC GiftCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000173 · edgar.xml · nonDerivative · entry 2

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to Trust Account.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:33 UTC GrantCommon Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000173 · edgar.xml · nonDerivative · entry 1

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

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September 08, 2016 Filed Sep 9, 2016 20:58 UTC SaleCommon Stock 14,942.4107 $30.29 $452,548.84
Disclosure

SEC source: 0000354707-16-000167 · edgar.xml · nonDerivative · entry 1

TANIGUCHI BARRY K · CIK 0001313252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,944.8324

F1 · price: Weighted average sale price on September 8, 2016.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
September 08, 2016 Filed Oct 4, 2016 13:42 UTC GiftCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000178 · edgar.xml · nonDerivative · entry 1

TAKETA KELVIN H · CIK 0001198718 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kelvin H. Taketa Trust

Disclosed balance after: 2,444

Read SEC document
August 09, 2016 Filed Oct 4, 2016 17:51 UTC GiftCommon Stock 21,783.0236 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000180 · edgar.xml · nonDerivative · entry 2

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey Noboru Watanabe Trust

Disclosed balance after: 21,783.0236

Read SEC document
August 09, 2016 Filed Oct 4, 2016 17:51 UTC GiftCommon Stock 21,783.0236 $0.00 $0.00
Disclosure

SEC source: 0000354707-16-000180 · edgar.xml · nonDerivative · entry 1

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.