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HE

HAWAIIAN ELECTRIC INDUSTRIES INC

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4541
SEC CIK
0000354707
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237

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2018 Filed Mar 6, 2018 18:20 UTC GiftCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000025 · edgar.xml · nonDerivative · entry 2

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey N Watanabe Sub Trust

Disclosed balance after: 28,529.716

F2 · balance_after: Earned dividends are automatically invested in shares of HEI Common Stock.

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February 21, 2018 Filed Mar 6, 2018 18:20 UTC GiftCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000025 · edgar.xml · nonDerivative · entry 1

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey Noboru Watanabe Trust

Disclosed balance after: 15,453.3988

F1 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

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February 09, 2018 Filed Feb 13, 2018 18:13 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GiftCommon Stock 2,548 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000018 · edgar.xml · nonDerivative · entry 3

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard Frederick Wacker Living Trust

Disclosed balance after: 95,801

F3 · kind: Transfer of shares to trust account.

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February 09, 2018 Filed Feb 13, 2018 18:13 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GiftCommon Stock 2,548 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000018 · edgar.xml · nonDerivative · entry 2

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,951

F3 · kind: Transfer of shares to trust account.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 09, 2018 Filed Feb 13, 2018 18:13 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
Tax withholdingCommon Stock 2,077 $32.58 $67,668.66
Disclosure

SEC source: 0000354707-18-000018 · edgar.xml · nonDerivative · entry 1

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499

F1 · price: Closing stock price on February 9, 2018.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 09, 2018 Filed Feb 13, 2018 18:17 UTC Tax withholdingCommon Stock 2,570 $32.58 $83,730.60
Disclosure

SEC source: 0000354707-18-000019 · edgar.xml · nonDerivative · entry 1

Hazelton Gregory C · CIK 0001647110 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,943

F1 · price: Closing stock price on February 9, 2018.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from October 24, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 09, 2018 Filed Feb 13, 2018 18:10 UTC
OSHIMA ALAN M.Pres & CEO, Hawn Electric
GiftCommon Stock 6,665 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000017 · edgar.xml · nonDerivative · entry 3

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alan M Oshima & JoAnn R Oshima Trust

Disclosed balance after: 45,068.3338

F3 · kind: Transfer of shares to Trust Account.

F4 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 18:10 UTC
OSHIMA ALAN M.Pres & CEO, Hawn Electric
GiftCommon Stock 6,665 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000017 · edgar.xml · nonDerivative · entry 2

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,295

F3 · kind: Transfer of shares to Trust Account.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 09, 2018 Filed Feb 13, 2018 18:10 UTC
OSHIMA ALAN M.Pres & CEO, Hawn Electric
Tax withholdingCommon Stock 4,153 $32.58 $135,304.74
Disclosure

SEC source: 0000354707-18-000017 · edgar.xml · nonDerivative · entry 1

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,960

F1 · price: Closing stock price on February 9, 2018.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 09, 2018 Filed Feb 13, 2018 17:38 UTC
LAU CONSTANCE HDirector · President & CEO
GiftCommon Stock 12,903 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000016 · edgar.xml · nonDerivative · entry 3

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Constance Lau Trust

Disclosed balance after: 519,835.241

F3 · kind: Transfer of shares to trust account.

F4 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan and shares previously acquired by the reinvestment of dividends.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 17:38 UTC
LAU CONSTANCE HDirector · President & CEO
GiftCommon Stock 12,903 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000016 · edgar.xml · nonDerivative · entry 2

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,872

F3 · kind: Transfer of shares to trust account.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 09, 2018 Filed Feb 13, 2018 17:38 UTC
LAU CONSTANCE HDirector · President & CEO
Tax withholdingCommon Stock 10,514 $32.58 $342,546.12
Disclosure

SEC source: 0000354707-18-000016 · edgar.xml · nonDerivative · entry 1

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,775

F1 · price: Closing stock price on February 9, 2018.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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January 31, 2018 Filed Feb 3, 2018 00:08 UTC
LAU CONSTANCE HDirector · President & CEO
GrantCommon Stock 20,268 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000015 · edgar.xml · nonDerivative · entry 1

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,551

F1 · shares: Grant of 20,268 restricted stock units on January 31, 2018. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2014 (first RSU grants in 2014) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
January 31, 2018 Filed Feb 3, 2018 00:03 UTC
OSHIMA ALAN M.Pres & CEO, Hawn Electric
GrantCommon Stock 13,087 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000014 · edgar.xml · nonDerivative · entry 1

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

F1 · shares: Grant of 13,087 restricted stock units on January 31, 2018. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2014 (first RSU grants in 2014) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
January 31, 2018 Filed Feb 3, 2018 00:00 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GrantCommon Stock 3,986 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000013 · edgar.xml · nonDerivative · entry 1

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,024

F1 · shares: Grant of 3,986 restricted stock units on January 31, 2018. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2014 (first RSU grants in 2014) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 23:57 UTC GrantCommon Stock 7,512 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000012 · edgar.xml · nonDerivative · entry 1

Hazelton Gregory C · CIK 0001647110 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,514

F1 · shares: Grant of 7,512 restricted stock units on January 31, 2018. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from October 24, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
December 08, 2017 Filed Jan 24, 2018 12:49 UTC GiftCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000004 · edgar.xml · nonDerivative · entry 3

TAKETA KELVIN H · CIK 0001198718 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kelvin H Taketa Trust

Disclosed balance after: 37,486.799

Read SEC document
December 08, 2017 Filed Jan 24, 2018 12:49 UTC GiftCommon Stock 36,342.799 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000004 · edgar.xml · nonDerivative · entry 2

TAKETA KELVIN H · CIK 0001198718 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kelvin H Taketa Trust

Disclosed balance after: 38,786.799

Read SEC document
December 08, 2017 Filed Jan 24, 2018 12:49 UTC GiftCommon Stock 36,342.799 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000004 · edgar.xml · nonDerivative · entry 1

TAKETA KELVIN H · CIK 0001198718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 07, 2017 Filed Nov 9, 2017 17:12 UTC SaleCommon Stock 5,500 $36.46 $200,511.85
Disclosure

SEC source: 0000354707-17-000081 · edgar.xml · nonDerivative · entry 1

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 29,023.9054

F1 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:52 UTC GrantCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000047 · edgar.xml · nonDerivative · entry 1

TAKETA KELVIN H · CIK 0001198718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,342.799

F1 · shares: Director stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 00:03 UTC GiftCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000049 · edgar.xml · nonDerivative · entry 4

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey Noboru Watanabe Trust

Disclosed balance after: 24,332.3626

F3 · kind: Transfer to trust account.

F1 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 00:03 UTC GiftCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000049 · edgar.xml · nonDerivative · entry 3

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Transfer to trust account.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 00:03 UTC GrantCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000049 · edgar.xml · nonDerivative · entry 2

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

F2 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:58 UTC GrantCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000048 · edgar.xml · nonDerivative · entry 1

TANIGUCHI BARRY K · CIK 0001313252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,265.7704

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:47 UTC GiftCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000046 · edgar.xml · nonDerivative · entry 3

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James K Scott Trust

Disclosed balance after: 52,528.7932

F2 · kind: Transfer to Individual Trust Account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:47 UTC GiftCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000046 · edgar.xml · nonDerivative · entry 2

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to Individual Trust Account.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:47 UTC GrantCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000046 · edgar.xml · nonDerivative · entry 1

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:44 UTC GrantCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000045 · edgar.xml · nonDerivative · entry 1

RUSSELL KEITH P · CIK 0001199202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,165

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:42 UTC GiftCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000044 · edgar.xml · nonDerivative · entry 3

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Fowler Family Trust

Disclosed balance after: 30,204.5501

F3 · kind: Transfer to Family Trust Account.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:42 UTC GiftCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000044 · edgar.xml · nonDerivative · entry 2

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373.7807

F3 · kind: Transfer to Family Trust Account.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:42 UTC GrantCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000044 · edgar.xml · nonDerivative · entry 1

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,461.7807

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:39 UTC GiftCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000043 · edgar.xml · nonDerivative · entry 3

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 34,215.6413

F2 · kind: Transfer to Trust Account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:39 UTC GiftCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000043 · edgar.xml · nonDerivative · entry 2

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to Trust Account.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:39 UTC GrantCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000043 · edgar.xml · nonDerivative · entry 1

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:36 UTC GiftCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000042 · edgar.xml · nonDerivative · entry 3

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard J Dahl Revocable Living Trust

Disclosed balance after: 3,990

F2 · kind: Transfer to trust account.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:36 UTC GiftCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000042 · edgar.xml · nonDerivative · entry 2

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to trust account.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:36 UTC GrantCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000042 · edgar.xml · nonDerivative · entry 1

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
March 15, 2017 Filed Jan 24, 2018 17:52 UTC GiftCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000005 · edgar.xml · nonDerivative · entry 1

Hazelton Gregory C · CIK 0001647110 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,593

Read SEC document
March 15, 2017 Filed Jan 30, 2018 01:37 UTC Amendment GiftCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000008 · edgar.xml · nonDerivative · entry 1

Hazelton Gregory C · CIK 0001647110 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,848

F1 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from October 24, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 28, 2017 Filed Jul 6, 2017 00:03 UTC GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000049 · edgar.xml · nonDerivative · entry 1

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey Noboru Watanabe Trust

Disclosed balance after: 20,823.9429

F1 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 01:10 UTC
Hazelton Gregory CSVP - Finance
Tax withholdingCommon Stock 2,106 $33.78 $71,140.68
Disclosure

SEC source: 0000354707-17-000013 · edgar.xml · nonDerivative · entry 1

Hazelton Gregory C · CIK 0001647110 · SVP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,158

F1 · price: Closing stock price on February 10, 2017.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from October 24, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 01:19 UTC
LAU CONSTANCE HDirector · President & CEO
GiftCommon Stock 37,776 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000017 · edgar.xml · nonDerivative · entry 3

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Constance Lau Trust

Disclosed balance after: 505,475.7152

F3 · kind: Transfer of shares to trust account.

F4 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan and shares previously acquired by the reinvestment of dividends.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 01:19 UTC
LAU CONSTANCE HDirector · President & CEO
GiftCommon Stock 37,776 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000017 · edgar.xml · nonDerivative · entry 2

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,777

F3 · kind: Transfer of shares to trust account.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 01:19 UTC
LAU CONSTANCE HDirector · President & CEO
Tax withholdingCommon Stock 36,409 $33.78 $1,229,896.02
Disclosure

SEC source: 0000354707-17-000017 · edgar.xml · nonDerivative · entry 1

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,553

F1 · price: Closing stock price on February 10, 2017.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 10, 2017 Filed Feb 15, 2017 01:16 UTC
OSHIMA ALAN M.Pres & CEO, Hawn Electric
GiftCommon Stock 10,455 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000016 · edgar.xml · nonDerivative · entry 3

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alan M Oshima & JoAnn R Oshima Trust

Disclosed balance after: 37,057.5874

F3 · kind: Transfer of shares to Trust Account.

F4 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

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February 10, 2017 Filed Feb 15, 2017 01:16 UTC
OSHIMA ALAN M.Pres & CEO, Hawn Electric
GiftCommon Stock 10,455 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000016 · edgar.xml · nonDerivative · entry 2

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,089

F3 · kind: Transfer of shares to Trust Account.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 10, 2017 Filed Feb 15, 2017 01:16 UTC
OSHIMA ALAN M.Pres & CEO, Hawn Electric
Tax withholdingCommon Stock 5,369 $33.78 $181,364.82
Disclosure

SEC source: 0000354707-17-000016 · edgar.xml · nonDerivative · entry 1

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawn Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,544

F1 · price: Closing stock price on February 10, 2017.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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February 10, 2017 Filed Feb 15, 2017 01:14 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GiftCommon Stock 11,579 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000015 · edgar.xml · nonDerivative · entry 3

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard Frederick Wacker Living Trust

Disclosed balance after: 93,253

F3 · kind: Transfer of shares to trust account.

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February 10, 2017 Filed Feb 15, 2017 01:14 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GiftCommon Stock 11,579 $0.00 $0.00
Disclosure

SEC source: 0000354707-17-000015 · edgar.xml · nonDerivative · entry 2

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,153

F3 · kind: Transfer of shares to trust account.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.