Tapewire

Nasdaq · USD

HDSN

HUDSON TECHNOLOGIES INC /NY

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Tapewire entity
6244
SEC CIK
0000925528
Parsed reports
256

Last 12 months

Inside the activity.

28 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026110
Jun 202610
Jul 202670
Aug 202630
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2022 Filed Feb 8, 2022 14:18 UTC GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002977 · form4.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 626,336

Read SEC document
December 16, 2021 Filed Jan 18, 2022 14:10 UTC SaleCommon Stock 10,000 $3.76 $37,590.00
Disclosure

SEC source: 0001062993-22-001118 · form4.xml · nonDerivative · entry 2

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,297

Read SEC document
December 15, 2021 Filed Jan 18, 2022 14:10 UTC SaleCommon Stock 23,000 $3.84 $88,366.00
Disclosure

SEC source: 0001062993-22-001118 · form4.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,297

F1 · shares: Filing delayed due to replacement of EDGAR filer codes.

Read SEC document
December 10, 2021 Filed Jan 18, 2022 14:12 UTC SaleCommon Stock 35,320 $4.04 $142,798.76
Disclosure

SEC source: 0001062993-22-001121 · form4.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,297

F1 · shares: Filing delayed due to replacement of EDGAR filer codes.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 19:35 UTC
Gaglione KennethVP-Operations
Exercise / conversionStock Option · Derivative 45,000 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001062993-21-012726 · form4.xml · derivative · entry 3

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,135

Underlying: Common Stock · 45,000 shares

Expires 2025-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 19:35 UTC
Gaglione KennethVP-Operations
Tax withholdingCommon Stock 25,293 $4.21 $106,483.53
Disclosure

SEC source: 0001062993-21-012726 · form4.xml · nonDerivative · entry 2

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,207

Read SEC document
December 09, 2021 Filed Dec 13, 2021 19:35 UTC
Gaglione KennethVP-Operations
Exercise / conversionCommon Stock 45,000 $1.23 $55,350.00
Disclosure

SEC source: 0001062993-21-012726 · form4.xml · nonDerivative · entry 1

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Feb 8, 2022 14:17 UTC GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002976 · form5.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 634,336

Read SEC document
November 30, 2021 Filed Feb 8, 2022 14:17 UTC GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002976 · form5.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 641,836

Read SEC document
November 26, 2021 Filed Jan 18, 2022 14:07 UTC Exercise / conversionStock Option · Derivative 42,553 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001062993-22-001116 · form4.xml · derivative · entry 4

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,553 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Jan 18, 2022 14:07 UTC Exercise / conversionStock Option · Derivative 39,136 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001062993-22-001116 · form4.xml · derivative · entry 3

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,136 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Jan 18, 2022 14:07 UTC Exercise / conversionCommon Stock 42,553 $1.09 $46,382.77
Disclosure

SEC source: 0001062993-22-001116 · form4.xml · nonDerivative · entry 2

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Jan 18, 2022 14:07 UTC Exercise / conversionCommon Stock 39,136 $1.09 $42,658.24
Disclosure

SEC source: 0001062993-22-001116 · form4.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Filing delayed due to replacement of EDGAR filer codes.

Read SEC document
November 19, 2021 Filed Nov 19, 2021 21:03 UTC SaleCommon Stock 7,900 $4.67 $36,893.00
Disclosure

SEC source: 0001449374-21-000064 · edgar.xml · nonDerivative · entry 4

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 649,336

Read SEC document
November 19, 2021 Filed Nov 19, 2021 21:03 UTC SaleCommon Stock 7,900 $4.70 $37,153.70
Disclosure

SEC source: 0001449374-21-000064 · edgar.xml · nonDerivative · entry 3

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:03 UTC SaleCommon Stock 92,100 $4.71 $433,791.00
Disclosure

SEC source: 0001449374-21-000064 · edgar.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 657,236

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:03 UTC SaleCommon Stock 92,100 $4.71 $433,791.00
Disclosure

SEC source: 0001449374-21-000064 · edgar.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,900

Read SEC document
November 17, 2021 Filed Nov 17, 2021 22:28 UTC SaleCommon Stock 200,000 $4.76 $952,000.00
Disclosure

SEC source: 0001449374-21-000062 · edgar.xml · nonDerivative · entry 5

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,207

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:28 UTC Exercise / conversionStock Option · Derivative 247,100 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000062 · edgar.xml · derivative · entry 7

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 247,100 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:28 UTC Exercise / conversionStock Option · Derivative 195,700 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000062 · edgar.xml · derivative · entry 6

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195,700 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:28 UTC Tax withholdingCommon Stock 129,674 $4.70 $609,467.80
Disclosure

SEC source: 0001449374-21-000062 · edgar.xml · nonDerivative · entry 4

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,207

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:28 UTC Exercise / conversionCommon Stock 247,100 $1.09 $269,339.00
Disclosure

SEC source: 0001449374-21-000062 · edgar.xml · nonDerivative · entry 3

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of options expiring 11/30/2021.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:28 UTC Tax withholdingCommon Stock 102,701 $4.70 $482,694.70
Disclosure

SEC source: 0001449374-21-000062 · edgar.xml · nonDerivative · entry 2

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,781

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:28 UTC Exercise / conversionCommon Stock 195,700 $1.09 $213,313.00
Disclosure

SEC source: 0001449374-21-000062 · edgar.xml · nonDerivative · entry 1

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of options expiring 11/30/2021.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:07 UTC
COLEMAN BRIAN FDirector · President, CEO
Exercise / conversionStock Option · Derivative 507,100 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000060 · edgar.xml · derivative · entry 6

COLEMAN BRIAN F · CIK 0001250706 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 507,100 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:07 UTC
COLEMAN BRIAN FDirector · President, CEO
Exercise / conversionStock Option · Derivative 403,300 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000060 · edgar.xml · derivative · entry 5

COLEMAN BRIAN F · CIK 0001250706 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 403,300 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:07 UTC
COLEMAN BRIAN FDirector · President, CEO
Tax withholdingCommon Stock 292,628 $4.70 $1,375,351.60
Disclosure

SEC source: 0001449374-21-000060 · edgar.xml · nonDerivative · entry 4

COLEMAN BRIAN F · CIK 0001250706 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,584

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:07 UTC
COLEMAN BRIAN FDirector · President, CEO
Exercise / conversionCommon Stock 507,100 $1.09 $552,739.00
Disclosure

SEC source: 0001449374-21-000060 · edgar.xml · nonDerivative · entry 3

COLEMAN BRIAN F · CIK 0001250706 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:07 UTC
COLEMAN BRIAN FDirector · President, CEO
Tax withholdingCommon Stock 226,197 $4.70 $1,063,125.90
Disclosure

SEC source: 0001449374-21-000060 · edgar.xml · nonDerivative · entry 2

COLEMAN BRIAN F · CIK 0001250706 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,112

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:07 UTC
COLEMAN BRIAN FDirector · President, CEO
Exercise / conversionCommon Stock 403,300 $1.09 $439,597.00
Disclosure

SEC source: 0001449374-21-000060 · edgar.xml · nonDerivative · entry 1

COLEMAN BRIAN F · CIK 0001250706 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Corrects 10 share mathematical error in prior filing.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · derivative · entry 15

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 25,000 shares

Expires 2029-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Exercise / conversionStock Option · Derivative 35,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · derivative · entry 14

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 35,000 shares

Expires 2029-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Exercise / conversionStock Option · Derivative 42,553 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · derivative · entry 13

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 42,553 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Exercise / conversionStock Option · Derivative 31,610 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · derivative · entry 12

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 31,610 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Exercise / conversionStock Option · Derivative 21,118 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · derivative · entry 11

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 21,118 shares

Expires 2023-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Tax withholdingCommon Stock 5,787 $3.24 $18,749.88
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · nonDerivative · entry 10

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,049

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Exercise / conversionCommon Stock 25,000 $0.75 $18,750.00
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · nonDerivative · entry 9

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Tax withholdingCommon Stock 8,102 $3.24 $26,250.48
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · nonDerivative · entry 8

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,836

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Exercise / conversionCommon Stock 35,000 $0.75 $26,250.00
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · nonDerivative · entry 7

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Tax withholdingCommon Stock 14,316 $3.24 $46,383.84
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · nonDerivative · entry 6

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,938

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Exercise / conversionCommon Stock 42,553 $1.09 $46,382.77
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · nonDerivative · entry 5

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Tax withholdingCommon Stock 10,634 $3.24 $34,454.16
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · nonDerivative · entry 4

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,701

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Exercise / conversionCommon Stock 31,610 $1.09 $34,454.90
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · nonDerivative · entry 3

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Tax withholdingCommon Stock 12,254 $3.24 $39,702.96
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · nonDerivative · entry 2

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,725

Read SEC document
September 13, 2021 Filed Sep 15, 2021 15:04 UTC Exercise / conversionCommon Stock 21,118 $1.88 $39,701.84
Disclosure

SEC source: 0001449374-21-000058 · edgar.xml · nonDerivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 17:11 UTC Exercise / conversionStock Option · Derivative 42,553 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000056 · edgar.xml · derivative · entry 3

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,553 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 17:11 UTC Tax withholdingCommon Stock 14,272 $3.25 $46,384.00
Disclosure

SEC source: 0001449374-21-000056 · edgar.xml · nonDerivative · entry 2

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,508

Read SEC document
August 30, 2021 Filed Aug 31, 2021 17:11 UTC Exercise / conversionCommon Stock 42,553 $1.09 $46,382.77
Disclosure

SEC source: 0001449374-21-000056 · edgar.xml · nonDerivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 18:28 UTC Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001449374-21-000054 · edgar.xml · derivative · entry 3

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 18:28 UTC Tax withholdingCommon Stock 9,985 $3.28 $32,750.80
Disclosure

SEC source: 0001449374-21-000054 · edgar.xml · nonDerivative · entry 2

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,861

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.