Tapewire

Nasdaq · USD

HDSN

HUDSON TECHNOLOGIES INC /NY

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Tapewire entity
6244
SEC CIK
0000925528
Parsed reports
256

Last 12 months

Inside the activity.

28 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026110
Jun 202610
Jul 202670
Aug 202630
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2023 Filed Dec 15, 2023 00:31 UTC SaleCommon Stock 10,000 $12.75 $127,500.00
Disclosure

SEC source: 0001062993-23-022605 · form4.xml · nonDerivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,372

Read SEC document
October 25, 2023 Filed Oct 27, 2023 15:53 UTC Exercise / conversionStock Option · Derivative 21,118 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0001062993-23-019747 · form4.xml · derivative · entry 3

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,118 shares

Expires 2023-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 15:53 UTC Tax withholdingCommon Stock 3,063 $12.96 $39,696.48
Disclosure

SEC source: 0001062993-23-019747 · form4.xml · nonDerivative · entry 2

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,120

Read SEC document
October 25, 2023 Filed Oct 27, 2023 15:53 UTC Exercise / conversionCommon Stock 21,118 $1.88 $39,701.84
Disclosure

SEC source: 0001062993-23-019747 · form4.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Exercise / conversionStock Option · Derivative 33,379 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · derivative · entry 12

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,378

Underlying: Common Stock · 33,379 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Exercise / conversionStock Option · Derivative 23,902 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · derivative · entry 11

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,902 shares

Expires 2027-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Exercise / conversionStock Option · Derivative 23,810 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · derivative · entry 10

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,810 shares

Expires 2026-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Exercise / conversionStock Option · Derivative 90,135 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · derivative · entry 9

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,135 shares

Expires 2025-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Tax withholdingCommon Stock 30,124 $12.14 $365,705.36
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · nonDerivative · entry 8

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,354

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Exercise / conversionCommon Stock 33,379 $10.09 $336,794.11
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · nonDerivative · entry 7

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Tax withholdingCommon Stock 14,431 $12.14 $175,192.34
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · nonDerivative · entry 6

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,099

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Exercise / conversionCommon Stock 23,902 $3.81 $91,066.62
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · nonDerivative · entry 5

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Tax withholdingCommon Stock 12,144 $12.14 $147,428.16
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · nonDerivative · entry 4

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,628

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Exercise / conversionCommon Stock 23,810 $1.60 $38,096.00
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · nonDerivative · entry 3

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Tax withholdingCommon Stock 44,774 $12.14 $543,556.36
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · nonDerivative · entry 2

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,962

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:04 UTC
Gaglione KennethVP-Operations
Exercise / conversionCommon Stock 90,135 $1.23 $110,866.05
Disclosure

SEC source: 0001062993-23-018017 · form4.xml · nonDerivative · entry 1

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2023 Filed Jul 27, 2023 18:27 UTC Exercise / conversionStock Option · Derivative 21,739 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001062993-23-015378 · form4.xml · derivative · entry 3

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,739 shares

Expires 2023-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2023 Filed Jul 27, 2023 18:27 UTC Tax withholdingCommon Stock 2,252 $9.46 $21,303.92
Disclosure

SEC source: 0001062993-23-015378 · form4.xml · nonDerivative · entry 2

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,065

Read SEC document
July 19, 2023 Filed Jul 27, 2023 18:27 UTC Exercise / conversionCommon Stock 21,739 $0.98 $21,304.22
Disclosure

SEC source: 0001062993-23-015378 · form4.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2023 Filed Jul 27, 2023 18:22 UTC Exercise / conversionStock Option · Derivative 21,739 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001062993-23-015373 · form4.xml · derivative · entry 3

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,739 shares

Expires 2023-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2023 Filed Jul 27, 2023 18:22 UTC Tax withholdingCommon Stock 2,252 $9.46 $21,303.92
Disclosure

SEC source: 0001062993-23-015373 · form4.xml · nonDerivative · entry 2

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,372

Read SEC document
July 19, 2023 Filed Jul 27, 2023 18:22 UTC Exercise / conversionCommon Stock 21,739 $0.98 $21,304.22
Disclosure

SEC source: 0001062993-23-015373 · form4.xml · nonDerivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 14:13 UTC SaleCommon Stock 20,000 $9.56 $191,200.00
Disclosure

SEC source: 0001062993-23-013601 · form4.xml · nonDerivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,021

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:32 UTC GrantStock Option · Derivative 11,737 $0.00 Strike: $9.55 $0.00
Disclosure

SEC source: 0001062993-23-013730 · form4.xml · derivative · entry 2

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,737

Underlying: Common Stock · 11,737 shares

Expires 2026-06-14

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:32 UTC GrantCommon Stock 2,618 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013730 · form4.xml · nonDerivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,639

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:29 UTC GrantStock Option · Derivative 17,606 $0.00 Strike: $9.55 $0.00
Disclosure

SEC source: 0001062993-23-013726 · form4.xml · derivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,606

Underlying: Common Stock · 17,606 shares

Expires 2026-06-14

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:28 UTC GrantStock Option · Derivative 20,540 $0.00 Strike: $9.55 $0.00
Disclosure

SEC source: 0001062993-23-013724 · form4.xml · derivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,540

Underlying: Common Stock · 20,540 shares

Expires 2026-06-14

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:28 UTC GrantStock Option · Derivative 17,606 $0.00 Strike: $9.55 $0.00
Disclosure

SEC source: 0001062993-23-013722 · form4.xml · derivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,606

Underlying: Common Stock · 17,606 shares

Expires 2026-06-14

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:27 UTC GrantStock Option · Derivative 11,737 $0.00 Strike: $9.55 $0.00
Disclosure

SEC source: 0001062993-23-013720 · form4.xml · derivative · entry 2

Mansy Loan Nguyen · CIK 0001948762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,737

Underlying: Common Stock · 11,737 shares

Expires 2026-06-14

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:27 UTC GrantCommon Stock 5,236 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013720 · form4.xml · nonDerivative · entry 1

Mansy Loan Nguyen · CIK 0001948762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,637

Read SEC document
June 14, 2023 Filed Jun 22, 2023 13:40 UTC GrantStock Option · Derivative 21,127 $0.00 Strike: $9.55 $0.00
Disclosure

SEC source: 0001062993-23-013940 · form4.xml · derivative · entry 1

Bulgarino Nicole E · CIK 0001640972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,127

Underlying: Common Stock · 21,127 shares

Expires 2026-06-14

Read SEC document
June 02, 2023 Filed Jun 6, 2023 13:33 UTC Exercise / conversionStock Option · Derivative 43,478 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001062993-23-013003 · form4.xml · derivative · entry 3

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,478 shares

Expires 2023-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 13:33 UTC Tax withholdingCommon Stock 4,626 $9.21 $42,605.46
Disclosure

SEC source: 0001062993-23-013003 · form4.xml · nonDerivative · entry 2

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,021

Read SEC document
June 02, 2023 Filed Jun 6, 2023 13:33 UTC Exercise / conversionCommon Stock 43,478 $0.98 $42,608.44
Disclosure

SEC source: 0001062993-23-013003 · form4.xml · nonDerivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 15:57 UTC PurchaseCommon Stock 1,000 $8.27 $8,270.00
Disclosure

SEC source: 0001062993-23-006891 · form4.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,578

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:44 UTC
Gaglione KennethVP-Operations
GrantStock Option · Derivative 66,757 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001062993-23-005817 · form4.xml · derivative · entry 1

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,757

Underlying: Common Stock · 66,757 shares

Expires 2026-03-01

F1 · derivative.exercise_date: (1) Options vest 50% on date of grant and 50% on first anniversary of date of grant

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:50 UTC
COLEMAN BRIAN FDirector · President, CEO
GrantStock options · Derivative 234,332 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001062993-23-005835 · form4.xml · derivative · entry 1

COLEMAN BRIAN F · CIK 0001250706 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,332

Underlying: Common Stock · 234,332 shares

Expires 2026-03-01

F1 · derivative.exercise_date: (1) Options vest 50% on date of grant and 50% on first anniversary of date of grant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:48 UTC GrantStock options · Derivative 61,308 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001062993-23-005818 · form4.xml · derivative · entry 1

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,308

Underlying: Common Stock · 61,308 shares

Expires 2026-03-01

F1 · derivative.exercise_date: (1) Options vest 50% on date of grant and 50% on first anniversary of date of grant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:42 UTC
Houghton KathleenVP-Sales and Marketing
GrantStock option · Derivative 66,757 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001062993-23-005815 · form4.xml · derivative · entry 1

Houghton Kathleen · CIK 0001824104 · VP-Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,757

Underlying: Common Stock · 66,757 shares

Expires 2026-03-01

F1 · derivative.exercise_date: (1) Options vest 50% on date of grant and 50% on first anniversary of date of grant.

Read SEC document
January 06, 2023 Filed Jan 9, 2023 18:39 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000697 · form4.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 396,756

Read SEC document
December 13, 2022 Filed Dec 14, 2022 19:45 UTC
Gaglione KennethVP-Operations
Exercise / conversionStock Option · Derivative 23,902 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001062993-22-023883 · form4.xml · derivative · entry 4

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,902

Underlying: Common Stock · 23,902 shares

Expires 2027-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Remaining options vest on February 24, 2023.

Read SEC document
December 13, 2022 Filed Dec 14, 2022 19:45 UTC
Gaglione KennethVP-Operations
Tax withholdingCommon Stock 14,508 $11.74 $170,323.92
Disclosure

SEC source: 0001062993-22-023883 · form4.xml · nonDerivative · entry 3

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Read SEC document
December 13, 2022 Filed Dec 14, 2022 19:45 UTC
Gaglione KennethVP-Operations
Exercise / conversionCommon Stock 23,902 $3.81 $91,066.62
Disclosure

SEC source: 0001062993-22-023883 · form4.xml · nonDerivative · entry 2

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 19:45 UTC
Gaglione KennethVP-Operations
SaleCommon Stock 19,000 $11.53 $219,070.00
Disclosure

SEC source: 0001062993-22-023883 · form4.xml · nonDerivative · entry 1

Gaglione Kenneth · CIK 0001824089 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207

Read SEC document
November 09, 2022 Filed Nov 10, 2022 21:33 UTC SaleCommon Stock 46,194 $10.13 $467,945.22
Disclosure

SEC source: 0001062993-22-021858 · form4.xml · nonDerivative · entry 4

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,207

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.04 to $10.72, inclusive. The reporting person undertakes to provide full information on individual trades upon request.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:33 UTC Exercise / conversionStock Option · Derivative 175,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001062993-22-021858 · form4.xml · derivative · entry 5

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175,000 shares

Expires 2029-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:33 UTC SaleCommon Stock 45,000 $10.66 $479,700.00
Disclosure

SEC source: 0001062993-22-021858 · form4.xml · nonDerivative · entry 3

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,401

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.61 to $10.75, inclusive. The reporting person undertakes to provide full information on individual trades upon request.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:33 UTC Tax withholdingCommon Stock 83,806 $10.80 $905,104.80
Disclosure

SEC source: 0001062993-22-021858 · form4.xml · nonDerivative · entry 2

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,401

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:33 UTC Exercise / conversionCommon Stock 175,000 $0.75 $131,250.00
Disclosure

SEC source: 0001062993-22-021858 · form4.xml · nonDerivative · entry 1

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 13:26 UTC GrantCommon Stock 3,401 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020225 · form4.xml · nonDerivative · entry 1

Mansy Loan Nguyen · CIK 0001948762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,401

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.