Last 12 months
Inside the activity.
25 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 14 | 0 |
| Mar 2026 | 10 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2022 Filed Aug 1, 2022 20:43 UTC |
Fallon Thomas JDirector
|
Disposition to issuerCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005784 · primarydocument.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,231 F1 · shares: 230 shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| August 01, 2022 Filed Aug 1, 2022 20:43 UTC |
Randhawa Paramjeet KDirector
|
GrantCommon Stock | 723 | $16.13 | $11,663.29 |
DisclosureSEC source: 0001562180-22-005785 · primarydocument.xml · nonDerivative · entry 1 Randhawa Paramjeet K · CIK 0001335754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,694 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| August 01, 2022 Filed Aug 1, 2022 20:42 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 4,339 | $16.13 | $69,995.88 |
DisclosureSEC source: 0001562180-22-005781 · primarydocument.xml · nonDerivative · entry 3 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 25,728 F3 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · ownership.nature: Held by the Koenig Family 1994 Trust Read SEC document |
| August 01, 2022 Filed Aug 1, 2022 20:42 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005781 · primarydocument.xml · nonDerivative · entry 2 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 21,389 F1 · shares: 120 shares previously reported as directly owned are now being reported as indirectly owned. F2 · ownership.nature: Held by the Koenig Family 1994 Trust Read SEC document |
| August 01, 2022 Filed Aug 1, 2022 20:42 UTC |
Koenig Bradford C.Director
|
Disposition to issuerCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005781 · primarydocument.xml · nonDerivative · entry 1 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,231 F1 · shares: 120 shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| August 01, 2022 Filed Aug 1, 2022 20:42 UTC |
CROWELL GAYLE ADirector
|
GrantCommon Stock | 4,339 | $16.13 | $69,995.88 |
DisclosureSEC source: 0001562180-22-005780 · primarydocument.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,724 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| July 17, 2022 Filed Jul 19, 2022 20:04 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 2,844 | $13.82 | $39,304.08 |
DisclosureSEC source: 0001562180-22-005706 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,782 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 17, 2022. Read SEC document |
| July 13, 2022 Filed Jul 14, 2022 23:42 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 3,125 | $13.78 | $43,062.50 |
DisclosureSEC source: 0001562180-22-005673 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,867 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 13, 2022. Read SEC document |
| July 13, 2022 Filed Jul 14, 2022 23:41 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 418 | $13.78 | $5,760.04 |
DisclosureSEC source: 0001562180-22-005672 · primarydocument.xml · nonDerivative · entry 2 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,037 F3 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 13, 2022. Read SEC document |
| July 13, 2022 Filed Jul 14, 2022 23:41 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 10,421 | $13.78 | $143,601.38 |
DisclosureSEC source: 0001562180-22-005671 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,626 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 13, 2022. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 23:42 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 3,083 | $13.77 | $42,452.91 |
DisclosureSEC source: 0001562180-22-005673 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,992 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2022. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 23:41 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 415 | $13.77 | $5,714.55 |
DisclosureSEC source: 0001562180-22-005672 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,455 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2022. F2 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 23:41 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 8,740 | $13.77 | $120,349.80 |
DisclosureSEC source: 0001562180-22-005671 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,079,047 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2022. Read SEC document |
| June 23, 2022 Filed Jun 28, 2022 00:50 UTC |
Aguirre DeAnneDirector
|
GrantCommon Stock | 5,079 | $13.29 | $67,499.91 |
DisclosureSEC source: 0001562180-22-005374 · primarydocument.xml · nonDerivative · entry 1 Aguirre DeAnne · CIK 0001934428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,079 F1 · shares: Restricted Stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 20:50 UTC |
Loo WadeDirector
|
GrantCommon Stock | 4,514 | $13.29 | $59,991.06 |
DisclosureSEC source: 0001562180-22-005375 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,514 F3 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 20:50 UTC |
Loo WadeDirector
|
GrantCommon Stock | 374 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005375 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,215 F1 · shares: 374 shares previously reported as directly owned are now being reported as indirectly owned F2 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 20:50 UTC |
Loo WadeDirector
|
Disposition to issuerCommon Stock | 374 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005375 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: 374 shares previously reported as directly owned are now being reported as indirectly owned Read SEC document |
| May 26, 2022 Filed May 26, 2022 21:27 UTC |
Follmann ChristianChief Operating Officer
|
PurchaseCommon Stock | 420 | $14.24 | $5,980.80 |
DisclosureSEC source: 0001562180-22-004460 · primarydocument.xml · nonDerivative · entry 3 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,869 Read SEC document |
| May 26, 2022 Filed May 26, 2022 21:27 UTC |
Follmann ChristianChief Operating Officer
|
SaleCommon Stock | 420 | $14.23 | $5,976.60 |
DisclosureSEC source: 0001562180-22-004460 · primarydocument.xml · nonDerivative · entry 2 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,449 Read SEC document |
| May 24, 2022 Filed May 26, 2022 00:17 UTC |
Bluestein ScottChief Executive Officer
|
GrantPerformance Stock Units | 51,208 | $13.67 | $700,013.36 |
DisclosureSEC source: 0001562180-22-004413 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,509,566 F1 · shares: Vested Dividend Equivalent Units accrued on Performance Stock Units granted to the Reporting Person which remain outstanding and subject to release on May 2, 2023. Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:26 UTC |
Loo WadeDirector
|
GrantCommon Stock | 28 | $13.88 | $388.64 |
DisclosureSEC source: 0001562180-22-004458 · primarydocument.xml · nonDerivative · entry 4 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 841 F3 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F2 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:26 UTC |
Loo WadeDirector
|
GrantCommon Stock | 11 | $13.88 | $152.68 |
DisclosureSEC source: 0001562180-22-004458 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374 F3 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:26 UTC |
Loo WadeDirector
|
GrantCommon Stock | 813 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004458 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 813 F1 · shares: 813 shares previously reported as directly owned are now being reported as indirectly owned F2 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:26 UTC |
Loo WadeDirector
|
Disposition to issuerCommon Stock | 813 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004458 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363 F1 · shares: 813 shares previously reported as directly owned are now being reported as indirectly owned Read SEC document |
| May 24, 2022 Filed May 26, 2022 21:27 UTC |
Follmann ChristianChief Operating Officer
|
GrantCommon Stock | 213 | $13.89 | $2,958.57 |
DisclosureSEC source: 0001562180-22-004460 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,869 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| May 24, 2022 Filed May 26, 2022 21:27 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 121 | $15.06 | $1,822.26 |
DisclosureSEC source: 0001562180-22-004459 · primarydocument.xml · nonDerivative · entry 4 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 21,269 F3 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F2 · ownership.nature: Held by the Koenig Family 1994 Trust Read SEC document |
| May 24, 2022 Filed May 26, 2022 21:27 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 120 | $15.06 | $1,807.20 |
DisclosureSEC source: 0001562180-22-004459 · primarydocument.xml · nonDerivative · entry 3 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,351 F3 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| May 24, 2022 Filed May 26, 2022 21:27 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 21,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004459 · primarydocument.xml · nonDerivative · entry 2 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 21,148 F1 · shares: 21,148 shares previously reported as directly owned are now being reported as indirectly owned. F2 · ownership.nature: Held by the Koenig Family 1994 Trust Read SEC document |
| May 24, 2022 Filed May 26, 2022 21:27 UTC |
Koenig Bradford C.Director
|
Disposition to issuerCommon Stock | 21,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004459 · primarydocument.xml · nonDerivative · entry 1 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,231 F1 · shares: 21,148 shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| May 24, 2022 Filed May 26, 2022 21:25 UTC |
CROWELL GAYLE ADirector
|
GrantCommon Stock | 799 | $13.82 | $11,042.18 |
DisclosureSEC source: 0001562180-22-004456 · primarydocument.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,385 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| May 24, 2022 Filed May 26, 2022 21:26 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 230 | $15.06 | $3,463.80 |
DisclosureSEC source: 0001562180-22-004457 · primarydocument.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,461 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| May 12, 2022 Filed May 13, 2022 20:11 UTC |
Fallon Thomas JDirector
|
PurchaseCommon Stock | 10,000 | $14.88 | $148,800.00 |
DisclosureSEC source: 0001562180-22-004018 · primarydocument.xml · nonDerivative · entry 2 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 61,604 F2 · price: Average sale price. Shares sold at prices between $14.88 and $14.89. F1 · balance_after: 51,604 shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Fallon Family Revocable Trust Read SEC document |
| May 12, 2022 Filed May 13, 2022 20:11 UTC |
Fallon Thomas JDirector
|
Disposition to issuerCommon Stock | 7,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004018 · primarydocument.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,231 F1 · balance_after: 51,604 shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| May 06, 2022 Filed May 9, 2022 21:23 UTC |
Bluestein ScottChief Executive Officer
|
GrantPerformance Stock Units | 1,458,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003911 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,458,358 F1 · security: Each of the Performance Stock Units (the "PSU(s)") represents a contingent right to receive one (1) share of the Common Stock of the Issuer upon settlement. F2 · shares: On May 2, 2018, the Reporting Person was granted a PSU award for a target number of 487,409 shares of common stock, subject to the achievement of certain financial performance criteria during the performance period. On May 6, 2022, the Compensation Committee of the Issuer certified the Issuer's absolute total shareholder return ("TSR") performance over the performance period, which ran from May 2, 2018 through May 2, 2022, at the maximum level, resulting in 200% of the PSUs originally granted on May 2, 2018 that vest based on absolute TSR becoming earned. Includes 483,540 dividend equivalents accrued since May 2, 2018. These PSUs and dividend equivalents remain outstanding and release is subject to a one year deferral period ending on May 2, 2023. F2 · price: On May 2, 2018, the Reporting Person was granted a PSU award for a target number of 487,409 shares of common stock, subject to the achievement of certain financial performance criteria during the performance period. On May 6, 2022, the Compensation Committee of the Issuer certified the Issuer's absolute total shareholder return ("TSR") performance over the performance period, which ran from May 2, 2018 through May 2, 2022, at the maximum level, resulting in 200% of the PSUs originally granted on May 2, 2018 that vest based on absolute TSR becoming earned. Includes 483,540 dividend equivalents accrued since May 2, 2018. These PSUs and dividend equivalents remain outstanding and release is subject to a one year deferral period ending on May 2, 2023. Read SEC document |
| April 24, 2022 Filed Apr 26, 2022 21:45 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 144 | $17.96 | $2,586.24 |
DisclosureSEC source: 0001562180-22-003541 · primarydocument.xml · nonDerivative · entry 3 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,656 F3 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on April 24, 2022. Read SEC document |
| April 24, 2022 Filed Apr 26, 2022 21:45 UTC |
Follmann ChristianChief Operating Officer
|
GrantCommon Stock | 415 | $17.96 | $7,453.40 |
DisclosureSEC source: 0001562180-22-003541 · primarydocument.xml · nonDerivative · entry 2 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,800 F2 · shares: Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on April 24, 2022. Read SEC document |
| April 24, 2022 Filed Apr 26, 2022 21:45 UTC |
Follmann ChristianChief Operating Officer
|
Disposition to issuerRestricted Stock Units | 415 | $17.96 | $7,453.40 |
DisclosureSEC source: 0001562180-22-003541 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents released restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on April 24, 2022. Read SEC document |
| April 17, 2022 Filed Apr 19, 2022 20:04 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 2,843 | $18.59 | $52,851.37 |
DisclosureSEC source: 0001562180-22-003451 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087,787 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 17, 2022. Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 22:43 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 3,125 | $18.54 | $57,937.50 |
DisclosureSEC source: 0001562180-22-003406 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,075 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 13, 2022. Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 22:43 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 418 | $18.54 | $7,749.72 |
DisclosureSEC source: 0001562180-22-003407 · primarydocument.xml · nonDerivative · entry 2 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,385 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 13, 2022. Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 22:42 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 10,421 | $18.54 | $193,205.34 |
DisclosureSEC source: 0001562180-22-003405 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090,630 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 13, 2022. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 22:43 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 3,083 | $18.30 | $56,418.90 |
DisclosureSEC source: 0001562180-22-003406 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,200 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 12, 2022. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 22:43 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 415 | $18.30 | $7,594.50 |
DisclosureSEC source: 0001562180-22-003407 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,803 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 12, 2022. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 22:42 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 8,740 | $18.30 | $159,942.00 |
DisclosureSEC source: 0001562180-22-003405 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101,051 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 12, 2022. Read SEC document |
| March 24, 2022 Filed Mar 24, 2022 17:03 UTC |
Loo WadeDirector
|
PurchaseCommon Stock | 75 | $17.89 | $1,341.75 |
DisclosureSEC source: 0001562180-22-002931 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176 Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 16:08 UTC |
Loo WadeDirector
|
GrantCommon Stock | 10 | $16.99 | $169.90 |
DisclosureSEC source: 0001562180-22-002796 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:08 UTC |
Follmann ChristianChief Operating Officer
|
GrantCommon Stock | 167 | $17.17 | $2,867.39 |
DisclosureSEC source: 0001562180-22-002797 · primarydocument.xml · nonDerivative · entry 5 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,218 F5 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:08 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 4 | $17.12 | $68.48 |
DisclosureSEC source: 0001562180-22-002797 · primarydocument.xml · nonDerivative · entry 4 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,051 F4 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on March 16, 2022. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:08 UTC |
Follmann ChristianChief Operating Officer
|
GrantCommon Stock | 10 | $17.12 | $171.20 |
DisclosureSEC source: 0001562180-22-002797 · primarydocument.xml · nonDerivative · entry 3 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,055 F3 · shares: Represents Hercules, Inc. common stock received from vested dividend equivalent shares on March 16, 2022. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:08 UTC |
Follmann ChristianChief Operating Officer
|
Disposition to issuerRestricted Stock Units | 10 | $17.12 | $171.20 |
DisclosureSEC source: 0001562180-22-002797 · primarydocument.xml · nonDerivative · entry 2 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415 F2 · shares: Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on March 16, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.