Last 12 months
Inside the activity.
25 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 14 | 0 |
| Mar 2026 | 10 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 11, 2023 Filed Jan 13, 2023 22:17 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 1,942 | $13.50 | $26,217.00 |
DisclosureSEC source: 0001562180-23-000417 · primarydocument.xml · nonDerivative · entry 2 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,512 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2023. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:17 UTC |
Follmann ChristianChief Operating Officer
|
GrantCommon Stock | 27,778 | $13.50 | $375,003.00 |
DisclosureSEC source: 0001562180-23-000417 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,454 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:17 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 21,224 | $13.50 | $286,524.00 |
DisclosureSEC source: 0001562180-23-000418 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,730 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2023. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:17 UTC |
Bluestein ScottChief Executive Officer
|
GrantCommon Stock | 333,333 | $13.50 | $4,499,995.50 |
DisclosureSEC source: 0001562180-23-000418 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,279,954 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions with one-third vesting on the one year anniversary of the grant followed by quarterly vesting over the following 24 months. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:16 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 9,006 | $13.50 | $121,581.00 |
DisclosureSEC source: 0001562180-23-000416 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,764 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2023. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:16 UTC |
Meyer Seth HChief Financial Officer
|
GrantCommon Stock | 111,111 | $13.50 | $1,499,998.50 |
DisclosureSEC source: 0001562180-23-000416 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,770 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:16 UTC |
Botelho Kiersten ZazaGeneral Counsel & CCO
|
GrantCommon Stock | 22,222 | $13.50 | $299,997.00 |
DisclosureSEC source: 0001562180-23-000415 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,412 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| January 10, 2023 Filed Jan 13, 2023 00:10 UTC |
Botelho Kiersten ZazaGeneral Counsel & CCO
|
Tax withholdingCommon Stock | 685 | $13.32 | $9,124.20 |
DisclosureSEC source: 0001562180-23-000399 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,190 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 10, 2023. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 21:38 UTC |
Bluestein ScottChief Executive Officer
|
SaleCommon Stock | 100,000 | $14.16 | $1,416,000.00 |
DisclosureSEC source: 0001562180-22-007814 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946,621 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2022. F2 · price: Average sale price. Shares sold at prices between $14.09 and $14.33. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 16:13 UTC |
Loo WadeDirector
|
GrantCommon Stock | 132 | $14.10 | $1,861.20 |
DisclosureSEC source: 0001562180-22-007797 · primarydocument.xml · nonDerivative · entry 4 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,775 F4 · shares: Shares acquired as dividend reinvestment shares. F5 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 16:13 UTC |
Loo WadeDirector
|
GrantCommon Stock | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007797 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,642 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 16:13 UTC |
Loo WadeDirector
|
GrantCommon Stock | 164 | $14.06 | $2,305.84 |
DisclosureSEC source: 0001562180-22-007797 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,678 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 16:13 UTC |
Loo WadeDirector
|
Disposition to issuerCommon Stock | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007797 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,514 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:08 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 202 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007795 · primarydocument.xml · nonDerivative · entry 3 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 67,531 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F4 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share. F5 · ownership.nature: Held by the Fallon Family Revocable Trust Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:08 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 220 | $14.06 | $3,093.20 |
DisclosureSEC source: 0001562180-22-007795 · primarydocument.xml · nonDerivative · entry 2 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,295 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F3 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:08 UTC |
Fallon Thomas JDirector
|
Disposition to issuerCommon Stock | 202 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007795 · primarydocument.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,074 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:13 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 138 | $14.06 | $1,940.28 |
DisclosureSEC source: 0001562180-22-007796 · primarydocument.xml · nonDerivative · entry 4 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 27,273 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F3 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share. F4 · ownership.nature: Held by the Koenig Family 1994 Trust Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:13 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007796 · primarydocument.xml · nonDerivative · entry 3 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 27,136 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F4 · ownership.nature: Held by the Koenig Family 1994 Trust Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:13 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 136 | $14.06 | $1,912.16 |
DisclosureSEC source: 0001562180-22-007796 · primarydocument.xml · nonDerivative · entry 2 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,211 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F3 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:13 UTC |
Koenig Bradford C.Director
|
Disposition to issuerCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007796 · primarydocument.xml · nonDerivative · entry 1 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,074 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:07 UTC |
CROWELL GAYLE ADirector
|
GrantCommon Stock | 839 | $14.32 | $12,014.48 |
DisclosureSEC source: 0001562180-22-007794 · primarydocument.xml · nonDerivative · entry 2 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,703 F2 · shares: Shares acquired as dividend reinvestment shares. F3 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:07 UTC |
CROWELL GAYLE ADirector
|
GrantCommon Stock | 220 | $14.06 | $3,093.20 |
DisclosureSEC source: 0001562180-22-007794 · primarydocument.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,863 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:07 UTC |
Follmann ChristianChief Operating Officer
|
GrantCommon Stock | 254 | $14.09 | $3,578.86 |
DisclosureSEC source: 0001562180-22-007793 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,676 F1 · shares: Shares acquired as dividend reinvestment shares. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:07 UTC |
Bluestein ScottChief Executive Officer
|
GrantPerformance Stock Units | 56,157 | $14.15 | $794,621.55 |
DisclosureSEC source: 0001562180-22-007792 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,614,231 F1 · shares: Vested Dividend Equivalent Units accrued on Performance Stock Units granted to the Reporting Person which remain outstanding and subject to release on May 2, 2023. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:07 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 3,125 | $12.66 | $39,562.50 |
DisclosureSEC source: 0001562180-22-007192 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,659 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 13, 2022. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:07 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 418 | $12.66 | $5,291.88 |
DisclosureSEC source: 0001562180-22-007191 · primarydocument.xml · nonDerivative · entry 2 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,422 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 13, 2022. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:07 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 10,421 | $12.66 | $131,929.86 |
DisclosureSEC source: 0001562180-22-007190 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,621 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 13, 2022. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 20:07 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 3,083 | $12.10 | $37,304.30 |
DisclosureSEC source: 0001562180-22-007192 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,784 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2022. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 20:07 UTC |
Follmann ChristianChief Operating Officer
|
Tax withholdingCommon Stock | 415 | $12.10 | $5,021.50 |
DisclosureSEC source: 0001562180-22-007191 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,840 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2022. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 20:07 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 8,740 | $12.10 | $105,754.00 |
DisclosureSEC source: 0001562180-22-007190 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057,042 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2022. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 16:04 UTC |
Loo WadeDirector
|
PurchaseCommon Stock | 24 | $15.63 | $375.12 |
DisclosureSEC source: 0001562180-22-006250 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,493 F1 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 16:04 UTC |
Loo WadeDirector
|
PurchaseCommon Stock | 57 | $15.63 | $890.91 |
DisclosureSEC source: 0001562180-22-006250 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,469 F1 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:04 UTC |
Loo WadeDirector
|
GrantCommon Stock | 27 | $15.63 | $422.01 |
DisclosureSEC source: 0001562180-22-006213 · primarydocument.xml · nonDerivative · entry 4 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,412 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:04 UTC |
Loo WadeDirector
|
GrantCommon Stock | 2,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006213 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,385 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:04 UTC |
Loo WadeDirector
|
GrantCommon Stock | 149 | $15.13 | $2,254.37 |
DisclosureSEC source: 0001562180-22-006213 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,663 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:04 UTC |
Loo WadeDirector
|
Disposition to issuerCommon Stock | 2,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006213 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,514 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:04 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 126 | $15.13 | $1,906.38 |
DisclosureSEC source: 0001562180-22-006212 · primarydocument.xml · nonDerivative · entry 4 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 27,011 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F3 · ownership.nature: Held by the Koenig Family 1994 Trust Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:04 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 1,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006212 · primarydocument.xml · nonDerivative · entry 3 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 26,885 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Koenig Family 1994 Trust Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:04 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 125 | $15.13 | $1,891.25 |
DisclosureSEC source: 0001562180-22-006212 · primarydocument.xml · nonDerivative · entry 2 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,199 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:04 UTC |
Koenig Bradford C.Director
|
Disposition to issuerCommon Stock | 1,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006212 · primarydocument.xml · nonDerivative · entry 1 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,074 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:03 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 5,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006211 · primarydocument.xml · nonDerivative · entry 3 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 67,330 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Fallon Family Revocable Trust Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:03 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 202 | $15.13 | $3,056.26 |
DisclosureSEC source: 0001562180-22-006211 · primarydocument.xml · nonDerivative · entry 2 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,276 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:03 UTC |
Fallon Thomas JDirector
|
Disposition to issuerCommon Stock | 5,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006211 · primarydocument.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,074 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:03 UTC |
CROWELL GAYLE ADirector
|
GrantCommon Stock | 718 | $15.76 | $11,315.68 |
DisclosureSEC source: 0001562180-22-006210 · primarydocument.xml · nonDerivative · entry 2 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,643 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:03 UTC |
CROWELL GAYLE ADirector
|
GrantCommon Stock | 201 | $15.13 | $3,041.13 |
DisclosureSEC source: 0001562180-22-006210 · primarydocument.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,925 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:03 UTC |
Follmann ChristianChief Operating Officer
|
GrantCommon Stock | 218 | $15.62 | $3,405.16 |
DisclosureSEC source: 0001562180-22-006209 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,255 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:02 UTC |
Bluestein ScottChief Executive Officer
|
GrantPerformance Stock Units | 48,508 | $15.56 | $754,784.48 |
DisclosureSEC source: 0001562180-22-006208 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558,074 F1 · shares: Vested Dividend Equivalent Units accrued on Performance Stock Units granted to the Reporting Person which remain outstanding and subject to release on May 2, 2023. Read SEC document |
| August 01, 2022 Filed Aug 1, 2022 16:43 UTC |
Loo WadeDirector
|
GrantCommon Stock | 2,170 | $16.13 | $35,006.01 |
DisclosureSEC source: 0001562180-22-005783 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,684 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| August 01, 2022 Filed Aug 1, 2022 20:43 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005784 · primarydocument.xml · nonDerivative · entry 3 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 61,834 F1 · shares: 230 shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Fallon Family Revocable Trust Read SEC document |
| August 01, 2022 Filed Aug 1, 2022 20:43 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 4,339 | $16.13 | $69,995.88 |
DisclosureSEC source: 0001562180-22-005784 · primarydocument.xml · nonDerivative · entry 2 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,570 F2 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.