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Hercules Capital, Inc.

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4164
SEC CIK
0001280784
Parsed reports
659

Last 12 months

Inside the activity.

25 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 2026140
Mar 2026100
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2024 Filed Aug 8, 2024 22:49 UTC PurchaseCommon Stock 5,790 $18.06 $104,592.30
Disclosure

SEC source: 0001562180-24-006120 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,366

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2 · price: Average purchase price. Shares purchased at prices between $18.0400 and $18.0900.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 22:49 UTC PurchaseCommon Stock 5,723 $18.33 $104,884.85
Disclosure

SEC source: 0001562180-24-006118 · primarydocument.xml · nonDerivative · entry 3

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 92,400

F2 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F3 · price: Average purchase price. Shares purchased at prices between $18.3269 and $18.3280.

F4 · ownership.nature: Held by the Fallon Family Revocable Trust

Read SEC document
August 06, 2024 Filed Aug 8, 2024 22:49 UTC GrantCommon Stock 1,158 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006118 · primarydocument.xml · nonDerivative · entry 2

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 86,677

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 22:49 UTC Disposition to issuerCommon Stock 1,158 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006118 · primarydocument.xml · nonDerivative · entry 1

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,789

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 21:33 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 21,928 $21.11 $462,900.08
Disclosure

SEC source: 0001562180-24-005737 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,261,207

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2024.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 21:33 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
Tax withholdingCommon Stock 806 $21.11 $17,014.66
Disclosure

SEC source: 0001562180-24-005736 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,009

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2024

Read SEC document
July 11, 2024 Filed Jul 15, 2024 21:32 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 6,708 $21.11 $141,605.88
Disclosure

SEC source: 0001562180-24-005735 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,210

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2024.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 21:32 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 1,251 $21.11 $26,408.61
Disclosure

SEC source: 0001562180-24-005734 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,023

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2024.

F2 · balance_after: Includes 220 dividend reinvestment shares acquired on May 21, 2024.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:05 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
Tax withholdingCommon Stock 214 $21.06 $4,506.84
Disclosure

SEC source: 0001562180-24-005702 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,815

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 10, 2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:57 UTC PurchaseCommon Stock 701.6 $20.05 $14,067.01
Disclosure

SEC source: 0001562180-24-005317 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,576

F1 · price: Average purchase price. Shares purchased at prices between $20.0498 and $20.0500.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 21:32 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 13,300 $0.00 Strike: $16.34 $0.00
Disclosure

SEC source: 0001562180-24-005226 · primarydocument.xml · derivative · entry 6

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,300 shares

Expires 2024-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vested one-third each year starting July 8, 2015.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 21:32 UTC SaleCommon Stock 13,300 $19.69 $261,891.63
Disclosure

SEC source: 0001562180-24-005226 · primarydocument.xml · nonDerivative · entry 4

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,234

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.61 USD to $19.815 USD; the price reported above reflects the weighted average sale price.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 21:32 UTC Exercise / conversionCommon Stock 13,300 $16.34 $217,322.00
Disclosure

SEC source: 0001562180-24-005226 · primarydocument.xml · nonDerivative · entry 3

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 21:04 UTC GrantCommon Stock 3,030 $19.80 $59,994.00
Disclosure

SEC source: 0001562180-24-005255 · primarydocument.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,005

F1 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.

F2 · balance_after: Includes 16 and 8 dividend reinvestment shares acquired on March 6, 2024 and May 21, 2024, respectively.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 21:02 UTC GrantCommon Stock 3,030 $19.80 $59,994.00
Disclosure

SEC source: 0001562180-24-005254 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,874

F1 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.

F2 · balance_after: Includes 1,068 and 1,036 dividend reinvestment shares acquired on March 6, 2024 and May 21, 2024, respectively.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 21:02 UTC GrantCommon Stock 149 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005253 · primarydocument.xml · nonDerivative · entry 3

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 85,519

F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F3 · balance_after: Includes 132 and 125 dividend reinvestment shares acquired on March 6, 2024 and May 21, 2024, respectively.

F4 · ownership.nature: Held by the Fallon Family Revocable Trust

Read SEC document
June 20, 2024 Filed Jun 24, 2024 21:02 UTC Disposition to issuerCommon Stock 149 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005253 · primarydocument.xml · nonDerivative · entry 2

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,947

F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 21:02 UTC GrantCommon Stock 3,030 $19.80 $59,994.00
Disclosure

SEC source: 0001562180-24-005253 · primarydocument.xml · nonDerivative · entry 1

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,096

F1 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 21:00 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 13,300 $0.00 Strike: $16.34 $0.00
Disclosure

SEC source: 0001562180-24-005252 · primarydocument.xml · derivative · entry 7

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,300 shares

Expires 2024-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vested one-third each year starting July 8, 2015.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 21:00 UTC Amendment SaleCommon Stock 13,300 $19.69 $261,891.63
Disclosure

SEC source: 0001562180-24-005252 · primarydocument.xml · nonDerivative · entry 4

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,234

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.61 USD to $19.815 USD; the price reported above reflects the weighted average sale price.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 21:00 UTC Amendment Exercise / conversionCommon Stock 13,300 $16.34 $217,322.00
Disclosure

SEC source: 0001562180-24-005252 · primarydocument.xml · nonDerivative · entry 3

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 21:32 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,700 $0.00 Strike: $16.34 $0.00
Disclosure

SEC source: 0001562180-24-005226 · primarydocument.xml · derivative · entry 5

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,300

Underlying: Common Stock · 1,700 shares

Expires 2024-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vested one-third each year starting July 8, 2015.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 21:32 UTC SaleCommon Stock 1,700 $19.60 $33,320.00
Disclosure

SEC source: 0001562180-24-005226 · primarydocument.xml · nonDerivative · entry 2

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,234

Read SEC document
June 18, 2024 Filed Jun 21, 2024 21:32 UTC Exercise / conversionCommon Stock 1,700 $16.34 $27,778.00
Disclosure

SEC source: 0001562180-24-005226 · primarydocument.xml · nonDerivative · entry 1

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2024 Filed Jun 24, 2024 21:00 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 1,700 $0.00 Strike: $16.34 $0.00
Disclosure

SEC source: 0001562180-24-005252 · primarydocument.xml · derivative · entry 6

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,300

Underlying: Common Stock · 1,700 shares

Expires 2024-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vested one-third each year starting July 8, 2015.

Read SEC document
June 18, 2024 Filed Jun 24, 2024 21:00 UTC Amendment SaleCommon Stock 1,700 $19.60 $33,320.00
Disclosure

SEC source: 0001562180-24-005252 · primarydocument.xml · nonDerivative · entry 2

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,234

Read SEC document
June 18, 2024 Filed Jun 24, 2024 21:00 UTC Amendment Exercise / conversionCommon Stock 1,700 $16.34 $27,778.00
Disclosure

SEC source: 0001562180-24-005252 · primarydocument.xml · nonDerivative · entry 1

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2024 Filed Apr 16, 2024 00:00 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 1,251 $18.41 $23,030.91
Disclosure

SEC source: 0001562180-24-003415 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,052

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2024.

F2 · balance_after: Includes 228 shares acquired on March 6, 2024 as dividend reinvestment shares.

Read SEC document
April 11, 2024 Filed Apr 16, 2024 00:01 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 6,708 $18.41 $123,494.28
Disclosure

SEC source: 0001562180-24-003416 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,919

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2024.

Read SEC document
April 11, 2024 Filed Apr 16, 2024 00:00 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
Tax withholdingCommon Stock 822 $18.41 $15,133.02
Disclosure

SEC source: 0001562180-24-003414 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,029

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2024.

Read SEC document
April 11, 2024 Filed Apr 16, 2024 00:00 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 21,926 $18.41 $403,657.66
Disclosure

SEC source: 0001562180-24-003413 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,283,135

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2024.

Read SEC document
April 10, 2024 Filed Apr 13, 2024 00:08 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
Tax withholdingCommon Stock 217 $18.33 $3,977.61
Disclosure

SEC source: 0001562180-24-003404 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,852

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 10, 2024.

Read SEC document
January 12, 2024 Filed Jan 18, 2024 00:47 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 2,696 $17.58 $47,395.68
Disclosure

SEC source: 0001562180-24-000513 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,492

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2024.

Read SEC document
January 12, 2024 Filed Jan 18, 2024 00:47 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 566 $17.58 $9,950.28
Disclosure

SEC source: 0001562180-24-000512 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,088

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2024.

Read SEC document
January 12, 2024 Filed Jan 18, 2024 00:46 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 9,158 $17.58 $160,997.64
Disclosure

SEC source: 0001562180-24-000511 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,304,619

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2024.

Read SEC document
January 12, 2024 Filed Jan 30, 2024 22:40 UTC Amendment
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 579 $17.58 $10,178.82
Disclosure

SEC source: 0001562180-24-000815 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,075

F1 · shares: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Reporting Person.

F1 · balance_after: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Reporting Person.

Read SEC document
January 12, 2024 Filed Jan 30, 2024 22:40 UTC Amendment
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 9,044 $17.58 $158,993.52
Disclosure

SEC source: 0001562180-24-000814 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,305,061

F1 · shares: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Reporting Person.

F1 · balance_after: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Reporting Person.

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:29 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 5,554 $17.48 $97,083.92
Disclosure

SEC source: 0001562180-24-000470 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,654

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2024.

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:28 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 19,217 $17.48 $335,913.16
Disclosure

SEC source: 0001562180-24-000469 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,188

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2024.

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:28 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
Tax withholdingCommon Stock 2,602 $17.48 $45,482.96
Disclosure

SEC source: 0001562180-24-000468 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,069

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2024.

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:28 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 60,189 $17.48 $1,052,103.72
Disclosure

SEC source: 0001562180-24-000467 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,313,777

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2024.

Read SEC document
January 11, 2024 Filed Jan 30, 2024 22:39 UTC Amendment
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 59,861 $17.48 $1,046,370.28
Disclosure

SEC source: 0001562180-24-000813 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,314,105

F1 · shares: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Reporting Person.

F1 · balance_after: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Reporting Person.

Read SEC document
January 11, 2024 Filed Apr 10, 2024 20:37 UTC Amendment
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 19,083 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003380 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,322

F1 · shares: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Reporting Person.

F1 · balance_after: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Reporting Person.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 23:30 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
Tax withholdingCommon Stock 171 $17.45 $2,983.95
Disclosure

SEC source: 0001562180-24-000455 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,671

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 10, 2024.

Read SEC document
January 09, 2024 Filed Jan 10, 2024 21:44 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
GrantCommon Stock 25,862 $17.40 $449,998.80
Disclosure

SEC source: 0001562180-24-000413 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,842

F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

Read SEC document
January 09, 2024 Filed Jan 10, 2024 21:44 UTC
Follmann ChristianChief Operating Officer
GrantCommon Stock 32,184 $17.40 $560,001.60
Disclosure

SEC source: 0001562180-24-000412 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,208

F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

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January 09, 2024 Filed Jan 10, 2024 21:43 UTC
Meyer Seth HChief Financial Officer
GrantCommon Stock 94,828 $17.40 $1,650,007.20
Disclosure

SEC source: 0001562180-24-000411 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,405

F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

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January 09, 2024 Filed Jan 10, 2024 21:42 UTC
Bluestein ScottChief Executive Officer
GrantCommon Stock 264,368 $17.40 $4,600,003.20
Disclosure

SEC source: 0001562180-24-000410 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,373,966

F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

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December 07, 2023 Filed Dec 11, 2023 22:31 UTC
Meyer Seth HChief Financial Officer
GrantRestricted Stock Units · Derivative 13,055 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008277 · primarydocument.xml · derivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,688

Underlying: Common Stock · 13,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030.

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December 07, 2023 Filed Dec 11, 2023 22:30 UTC
Follmann ChristianChief Operating Officer
GrantRestricted Stock Units · Derivative 9,791 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008276 · primarydocument.xml · derivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,312

Underlying: Common Stock · 9,791 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.