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Hercules Capital, Inc.

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4164
SEC CIK
0001280784
Parsed reports
659

Last 12 months

Inside the activity.

25 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 2026140
Mar 2026100
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2026 Filed Feb 24, 2026 23:53 UTC
Bluestein ScottChief Executive Officer
PurchaseCommon Stock 30,000 $15.08 $452,400.00
Disclosure

SEC source: 0001505910-26-000003 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,509,379

F1 · price: Average purchase price. Shares purchased at prices between $15.04 and $15.10.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 01:53 UTC PurchaseCommon Stock 5,000 $15.01 $75,050.00
Disclosure

SEC source: 0001207407-26-000003 · primarydocument.xml · nonDerivative · entry 1

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 117,073

F1 · price: Average purchase price. Shares purchased at prices between $15.01 and $15.02.

F2 · ownership.nature: Held by the Robert P. Badavas Trust of 2007

Read SEC document
February 24, 2026 Filed Feb 25, 2026 21:03 UTC PurchaseCommon Stock 10,000 $14.98 $149,800.00
Disclosure

SEC source: 0001399121-26-000002 · primarydocument.xml · nonDerivative · entry 1

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 130,369

F1 · balance_after: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11.

F2 · ownership.nature: Held by the Fallon Family Revocable Trust

Read SEC document
February 23, 2026 Filed Feb 25, 2026 13:59 UTC PurchaseCommon Stock 6,600 $15.20 $100,320.00
Disclosure

SEC source: 0001250893-26-000001 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,458

F1 · balance_after: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 16:13 UTC PurchaseCommon Stock 6,165 $15.93 $98,208.45
Disclosure

SEC source: 0001605860-26-000001 · primarydocument.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,923

F1 · price: Average purchase price. Shares purchased at prices between $15.90 and $15.95.

F2 · balance_after: Includes 286, 243 and 269 dividend reinvestment shares acquired on May 20, 2025, August 19, 2025 and November 19, 2025, respectively.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 16:12 UTC PurchaseCommon Stock 20,000 $15.88 $317,600.00
Disclosure

SEC source: 0001399121-26-000001 · primarydocument.xml · nonDerivative · entry 1

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 120,369

F1 · price: Average purchase price. Shares purchased at prices between $15.81 and $15.92.

F2 · balance_after: Includes 151, 172 and 154 dividend reinvestment shares acquired on May 20, 2025, August 19, 2025 and November 19, 2025, respectively.

F3 · ownership.nature: Held by the Fallon Family Revocable Trust.

Read SEC document
January 11, 2026 Filed Jan 13, 2026 23:46 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 4,052 $18.59 $75,326.68
Disclosure

SEC source: 0001768773-26-000002 · primarydocument.xml · nonDerivative · entry 2

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,553

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2026.

Read SEC document
January 11, 2026 Filed Jan 13, 2026 23:46 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 1,178 $18.59 $21,899.02
Disclosure

SEC source: 0001907321-26-000002 · primarydocument.xml · nonDerivative · entry 2

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,134

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2026.

Read SEC document
January 11, 2026 Filed Jan 13, 2026 23:45 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 822 $18.59 $15,280.98
Disclosure

SEC source: 0001902313-26-000002 · primarydocument.xml · nonDerivative · entry 2

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,036

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2026.

Read SEC document
January 11, 2026 Filed Jan 13, 2026 23:45 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 13,431 $18.59 $249,682.29
Disclosure

SEC source: 0001505910-26-000002 · primarydocument.xml · nonDerivative · entry 2

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,479,379

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2026.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 23:46 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 15,965 $18.59 $296,789.35
Disclosure

SEC source: 0001768773-26-000002 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,605

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2026.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 23:46 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 7,580 $18.59 $140,912.20
Disclosure

SEC source: 0001907321-26-000002 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,312

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2026.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 23:45 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 5,510 $18.59 $102,430.90
Disclosure

SEC source: 0001902313-26-000002 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,858

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2026.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 23:45 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 50,081 $18.59 $931,005.79
Disclosure

SEC source: 0001505910-26-000002 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,492,810

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2026.

Read SEC document
January 08, 2026 Filed Jan 12, 2026 21:28 UTC
Meyer Seth HChief Financial Officer
GrantCommon Stock 84,978 $18.24 $1,549,998.72
Disclosure

SEC source: 0001768773-26-000001 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,570

F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

Read SEC document
January 08, 2026 Filed Jan 12, 2026 21:27 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
GrantCommon Stock 34,265 $18.24 $624,993.60
Disclosure

SEC source: 0001902313-26-000001 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,368

F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

Read SEC document
January 08, 2026 Filed Jan 12, 2026 21:26 UTC
Follmann ChristianChief Operating Officer
GrantCommon Stock 37,007 $18.24 $675,007.68
Disclosure

SEC source: 0001907321-26-000001 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,892

F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

Read SEC document
January 08, 2026 Filed Jan 12, 2026 21:25 UTC
Bluestein ScottChief Executive Officer
GrantCommon Stock 298,794 $18.24 $5,450,002.56
Disclosure

SEC source: 0001505910-26-000001 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,542,891

F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 21:52 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001768773-25-000009 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,592

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 5, 2025.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 21:53 UTC
Follmann ChristianChief Operating Officer
GrantRestricted Stock Units · Derivative 10,560 $0.00 $0.00
Disclosure

SEC source: 0001907321-25-000009 · primarydocument.xml · derivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,448

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 21:52 UTC
Meyer Seth HChief Financial Officer
GrantRestricted Stock Units · Derivative 7,920 $0.00 $0.00
Disclosure

SEC source: 0001768773-25-000009 · primarydocument.xml · derivative · entry 2

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,184

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032.

F3 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 21:53 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
GrantRestricted Stock Units · Derivative 10,560 $0.00 $0.00
Disclosure

SEC source: 0001902313-25-000009 · primarydocument.xml · derivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,335

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 21:52 UTC
Bluestein ScottChief Executive Officer
GrantRestricted Stock Units · Derivative 23,759 $0.00 $0.00
Disclosure

SEC source: 0001505910-25-000009 · primarydocument.xml · derivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,957

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 22:32 UTC PurchaseCommon Stock 6,000 $17.77 $106,647.00
Disclosure

SEC source: 0001250893-25-000007 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,727

F1 · balance_after: Includes 1,638 and 1,745 dividend reinvestment shares acquired on May 20, 2025 and August 19, 2025, respectively.

Read SEC document
October 11, 2025 Filed Oct 15, 2025 23:04 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 822 $16.70 $13,727.40
Disclosure

SEC source: 0001902313-25-000007 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,103

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2025.

Read SEC document
October 11, 2025 Filed Oct 15, 2025 23:04 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 1,176 $16.70 $19,639.20
Disclosure

SEC source: 0001907321-25-000007 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,885

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2025.

Read SEC document
October 11, 2025 Filed Oct 15, 2025 23:04 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 4,051 $16.70 $67,651.70
Disclosure

SEC source: 0001768773-25-000007 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,612

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2025.

Read SEC document
October 11, 2025 Filed Oct 15, 2025 23:03 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 13,431 $16.70 $224,297.70
Disclosure

SEC source: 0001505910-25-000007 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,244,097

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2025.

Read SEC document
October 09, 2025 Filed Oct 14, 2025 21:36 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 3,458 $17.06 $58,993.48
Disclosure

SEC source: 0001768773-25-000006 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,663

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2025.

Read SEC document
October 09, 2025 Filed Oct 14, 2025 21:35 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 1,362 $17.06 $23,235.72
Disclosure

SEC source: 0001907321-25-000006 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,061

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2025.

Read SEC document
October 09, 2025 Filed Oct 14, 2025 21:35 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 956 $17.06 $16,309.36
Disclosure

SEC source: 0001902313-25-000006 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,925

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2025.

Read SEC document
October 09, 2025 Filed Oct 14, 2025 21:34 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 10,652 $17.06 $181,723.12
Disclosure

SEC source: 0001505910-25-000006 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257,528

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2025.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 21:03 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 770 $18.94 $14,583.80
Disclosure

SEC source: 0001562180-25-005427 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,881

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2025.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 21:03 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 829 $18.94 $15,701.26
Disclosure

SEC source: 0001562180-25-005426 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,423

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2025.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 21:03 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 4,051 $18.94 $76,725.94
Disclosure

SEC source: 0001562180-25-005425 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,121

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2025.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 21:02 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 13,431 $18.94 $254,383.14
Disclosure

SEC source: 0001562180-25-005424 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,268,180

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2025.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:22 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 3,458 $18.56 $64,180.48
Disclosure

SEC source: 0001562180-25-005396 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,172

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2025.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:22 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 960 $18.56 $17,817.60
Disclosure

SEC source: 0001562180-25-005395 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,252

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2025.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:21 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 912 $18.56 $16,926.72
Disclosure

SEC source: 0001562180-25-005394 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,651

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2025.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:21 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 10,593 $18.56 $196,606.08
Disclosure

SEC source: 0001562180-25-005393 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,281,611

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2025.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:30 UTC GrantCommon Stock 5,999 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004976 · primarydocument.xml · nonDerivative · entry 3

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 18,180

F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F4 · ownership.nature: Held by the Aguirre Family 2004 Trust.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:30 UTC Disposition to issuerCommon Stock 5,999 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004976 · primarydocument.xml · nonDerivative · entry 2

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,067

F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F3 · balance_after: Includes 45 dividend reinvestment shares acquired on May 20, 2025.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:30 UTC GrantCommon Stock 3,329 $18.02 $59,988.58
Disclosure

SEC source: 0001562180-25-004976 · primarydocument.xml · nonDerivative · entry 1

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,021

F1 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 16:31 UTC
Loo WadeDirector
GrantCommon Stock 5,999 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004977 · primarydocument.xml · nonDerivative · entry 3

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 31,093

F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F3 · balance_after: Includes 40 dividend reinvestment shares acquired on May 20, 2025.

F4 · ownership.nature: Held by the Loo Revocable Trust

Read SEC document
June 18, 2025 Filed Jun 20, 2025 16:31 UTC
Loo WadeDirector
Disposition to issuerCommon Stock 5,999 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004977 · primarydocument.xml · nonDerivative · entry 2

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,834

F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

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June 18, 2025 Filed Jun 20, 2025 16:31 UTC
Loo WadeDirector
GrantCommon Stock 3,329 $18.02 $59,988.58
Disclosure

SEC source: 0001562180-25-004977 · primarydocument.xml · nonDerivative · entry 1

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,833

F1 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.

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June 05, 2025 Filed Jun 5, 2025 22:38 UTC
Follmann ChristianChief Operating Officer
PurchaseCommon Stock 395 $17.83 $7,042.85
Disclosure

SEC source: 0001562180-25-004523 · primarydocument.xml · nonDerivative · entry 2

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,212

F1 · balance_after: Includes 261 dividend reinvestment shares acquired on May 20, 2025.

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June 05, 2025 Filed Jun 5, 2025 22:38 UTC
Follmann ChristianChief Operating Officer
SaleCommon Stock 395 $17.83 $7,042.85
Disclosure

SEC source: 0001562180-25-004523 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,556

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May 08, 2025 Filed May 9, 2025 20:21 UTC Disposition to issuerCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003690 · primarydocument.xml · nonDerivative · entry 3

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 12,181

F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F4 · balance_after: Includes 50,42 and 38 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025, respectively.

F5 · ownership.nature: Held by the Aguirre Family 2004 Trust

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May 08, 2025 Filed May 9, 2025 20:21 UTC Disposition to issuerCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003690 · primarydocument.xml · nonDerivative · entry 2

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,692

F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.