Last 12 months
Inside the activity.
25 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 14 | 0 |
| Mar 2026 | 10 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2021 Filed May 4, 2021 20:22 UTC |
Grace MelanieGeneral Counsel & CCO
|
Disposition to issuerRestricted Stock Units | 1,383 | $17.41 | $24,078.03 |
DisclosureSEC source: 0001437749-21-010756 · rdgdoc.xml · nonDerivative · entry 1 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,577 F1 · shares: Represents vested restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on April 30, 2021. Read SEC document |
| April 17, 2021 Filed Apr 20, 2021 20:23 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 2,843 | $17.00 | $48,331.00 |
DisclosureSEC source: 0001437749-21-009360 · rdgdoc.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,822 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 17, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 21:58 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 10,421 | $16.90 | $176,114.90 |
DisclosureSEC source: 0001437749-21-009064 · rdgdoc.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,665 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 13, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 21:57 UTC |
Grace MelanieGeneral Counsel & CCO
|
Tax withholdingCommon Stock | 271 | $16.90 | $4,579.90 |
DisclosureSEC source: 0001437749-21-009063 · rdgdoc.xml · nonDerivative · entry 1 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,536 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 13, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 21:56 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 2,767 | $16.90 | $46,762.30 |
DisclosureSEC source: 0001437749-21-009062 · rdgdoc.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,866 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 13, 2021. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 21:10 UTC |
Bluestein ScottChief Executive Officer
|
SaleCommon Stock | 80,000 | $15.80 | $1,264,000.00 |
DisclosureSEC source: 0001437749-21-006645 · rdgdoc.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923,086 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2021. F2 · price: Average sale price. Shares sold at prices between $15.62 and $16.04. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 16:22 UTC |
Foster Carol LDirector
|
GrantCommon Stock | 220 | $16.60 | $3,652.00 |
DisclosureSEC source: 0001437749-21-006171 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,771 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:24 UTC |
CROWELL GAYLE ADirector
|
GrantCommon Stock | 124 | $16.60 | $2,058.40 |
DisclosureSEC source: 0001437749-21-006175 · rdgdoc.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,732 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:23 UTC |
Fallon Thomas JDirector
|
SaleCommon Stock | 15,000 | $16.56 | $248,400.00 |
DisclosureSEC source: 0001437749-21-006173 · rdgdoc.xml · nonDerivative · entry 3 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,937 F2 · price: Average sale price. Shares sold at prices between $16.55 and $16.59. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:23 UTC |
Fallon Thomas JDirector
|
Exercise / conversionCommon Stock | 15,000 | $11.44 | $171,600.00 |
DisclosureSEC source: 0001437749-21-006173 · rdgdoc.xml · nonDerivative · entry 2 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:23 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 90 | $16.60 | $1,494.00 |
DisclosureSEC source: 0001437749-21-006173 · rdgdoc.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,937 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:21 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 181 | $16.60 | $3,004.60 |
DisclosureSEC source: 0001437749-21-006168 · rdgdoc.xml · nonDerivative · entry 1 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,150 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:05 UTC |
Grace MelanieGeneral Counsel & CCO
|
Tax withholdingCommon Stock | 41 | $16.60 | $680.60 |
DisclosureSEC source: 0001437749-21-006366 · rdgdoc.xml · nonDerivative · entry 5 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,807 F5 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:05 UTC |
Grace MelanieGeneral Counsel & CCO
|
GrantCommon Stock | 82 | $16.60 | $1,361.20 |
DisclosureSEC source: 0001437749-21-006366 · rdgdoc.xml · nonDerivative · entry 4 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,848 F4 · shares: Represents Hercules, Inc. common stock received from vested dividend equivalent shares on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:05 UTC |
Grace MelanieGeneral Counsel & CCO
|
Disposition to issuerRestricted Stock Units | 82 | $16.60 | $1,361.20 |
DisclosureSEC source: 0001437749-21-006366 · rdgdoc.xml · nonDerivative · entry 3 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,960 F3 · shares: Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:05 UTC |
Grace MelanieGeneral Counsel & CCO
|
Tax withholdingRestricted Stock Units | 10 | $16.60 | $166.00 |
DisclosureSEC source: 0001437749-21-006366 · rdgdoc.xml · nonDerivative · entry 2 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,042 F2 · shares: Represents dividend equivalent shares withheld to pay taxes applicable to the vesting of deferred dividend equivalent shares on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:05 UTC |
Grace MelanieGeneral Counsel & CCO
|
GrantRestricted Stock Units | 513 | $16.60 | $8,515.80 |
DisclosureSEC source: 0001437749-21-006366 · rdgdoc.xml · nonDerivative · entry 1 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,052 F1 · shares: Represents dividend equivalent shares received on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:04 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 639 | $16.60 | $10,607.40 |
DisclosureSEC source: 0001437749-21-006365 · rdgdoc.xml · nonDerivative · entry 5 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,086 F5 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:04 UTC |
Bluestein ScottChief Executive Officer
|
GrantCommon Stock | 1,440 | $16.60 | $23,904.00 |
DisclosureSEC source: 0001437749-21-006365 · rdgdoc.xml · nonDerivative · entry 4 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,725 F4 · shares: Represents Hercules, Inc. common stock received from vested dividend equivalent shares on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:04 UTC |
Bluestein ScottChief Executive Officer
|
Disposition to issuerRestricted Stock Units | 1,440 | $16.60 | $23,904.00 |
DisclosureSEC source: 0001437749-21-006365 · rdgdoc.xml · nonDerivative · entry 3 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,724 F3 · shares: Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:04 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingRestricted Stock Units | 66 | $16.60 | $1,095.60 |
DisclosureSEC source: 0001437749-21-006365 · rdgdoc.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,164 F2 · shares: Represents dividend equivalent shares withheld to pay taxes applicable to the vesting of deferred dividend equivalent shares on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:04 UTC |
Bluestein ScottChief Executive Officer
|
GrantRestricted Stock Units | 4,958 | $16.60 | $82,302.80 |
DisclosureSEC source: 0001437749-21-006365 · rdgdoc.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,230 F1 · shares: Represents dividend equivalent shares received on March 15, 2021. Read SEC document |
| March 14, 2021 Filed Mar 16, 2021 20:20 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 1,477 | $16.22 | $23,956.94 |
DisclosureSEC source: 0001437749-21-006166 · rdgdoc.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,633 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 14, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:41 UTC |
Hoffman Joseph FDirector
|
Tax withholdingCommon Stock | 11,518 | $16.24 | $187,052.32 |
DisclosureSEC source: 0001437749-21-004878 · rdgdoc.xml · nonDerivative · entry 2 Hoffman Joseph F · CIK 0001638817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,606 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:41 UTC |
Hoffman Joseph FDirector
|
Exercise / conversionCommon Stock | 15,000 | $12.47 | $187,050.00 |
DisclosureSEC source: 0001437749-21-004878 · rdgdoc.xml · nonDerivative · entry 1 Hoffman Joseph F · CIK 0001638817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:40 UTC |
Ho Doreen WooDirector
|
Tax withholdingCommon Stock | 8,381 | $16.24 | $136,107.44 |
DisclosureSEC source: 0001437749-21-004876 · rdgdoc.xml · nonDerivative · entry 2 Ho Doreen Woo · CIK 0001453474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,188 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:40 UTC |
Ho Doreen WooDirector
|
Exercise / conversionCommon Stock | 10,000 | $13.61 | $136,100.00 |
DisclosureSEC source: 0001437749-21-004876 · rdgdoc.xml · nonDerivative · entry 1 Ho Doreen Woo · CIK 0001453474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:42 UTC |
BADAVAS ROBERT PDirector
|
Exercise / conversionCommon Stock | 5,000 | $10.60 | $53,000.00 |
DisclosureSEC source: 0001437749-21-004879 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 22:56 UTC |
Grace MelanieGeneral Counsel & CCO
|
Tax withholdingCommon Stock | 467 | $14.67 | $6,850.89 |
DisclosureSEC source: 0001437749-21-001767 · rdgdoc.xml · nonDerivative · entry 3 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,766 F3 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on January 31, 2021. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 22:56 UTC |
Grace MelanieGeneral Counsel & CCO
|
GrantCommon Stock | 1,373 | $14.67 | $20,141.91 |
DisclosureSEC source: 0001437749-21-001767 · rdgdoc.xml · nonDerivative · entry 2 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,233 F2 · shares: Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on January 31, 2021. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 22:56 UTC |
Grace MelanieGeneral Counsel & CCO
|
Disposition to issuerRestricted Stock Units | 1,373 | $14.67 | $20,141.91 |
DisclosureSEC source: 0001437749-21-001767 · rdgdoc.xml · nonDerivative · entry 1 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,539 F1 · shares: Represents vested restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on January 31, 2021. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 22:54 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 10,740 | $14.67 | $157,555.80 |
DisclosureSEC source: 0001437749-21-001766 · rdgdoc.xml · nonDerivative · entry 3 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,285 F3 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on January 31, 2021. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 22:54 UTC |
Bluestein ScottChief Executive Officer
|
GrantCommon Stock | 24,215 | $14.67 | $355,234.05 |
DisclosureSEC source: 0001437749-21-001766 · rdgdoc.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,025 F2 · shares: Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on January 31, 2021. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 22:54 UTC |
Bluestein ScottChief Executive Officer
|
Disposition to issuerRestricted Stock Units | 24,215 | $14.67 | $355,234.05 |
DisclosureSEC source: 0001437749-21-001766 · rdgdoc.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,272 F1 · shares: Represents vested restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on January 31, 2021. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:02 UTC |
Bluestein ScottChief Executive Officer
|
GrantCommon Stock | 105,712 | $15.28 | $1,615,279.36 |
DisclosureSEC source: 0001437749-21-001309 · rdgdoc.xml · nonDerivative · entry 3 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,678 F3 · shares: Acquired pursuant to the vesting and release of shares pursuant to a restricted stock award granted on January 24, 2017. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:02 UTC |
Bluestein ScottChief Executive Officer
|
Disposition to issuerRestricted Stock Units | 105,712 | $15.28 | $1,615,279.36 |
DisclosureSEC source: 0001437749-21-001309 · rdgdoc.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,458 F2 · shares: Represents released restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on January 24, 2021. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:02 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingRestricted Stock Units | 77,254 | $15.28 | $1,180,441.12 |
DisclosureSEC source: 0001437749-21-001309 · rdgdoc.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,170 F1 · shares: Represents restricted stock units withheld to pay taxes applicable to the release of restricted stock units and dividend equivalent shares on January 24, 2021. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:01 UTC |
Grace MelanieGeneral Counsel & CCO
|
GrantCommon Stock | 20,715 | $15.28 | $316,525.20 |
DisclosureSEC source: 0001437749-21-001308 · rdgdoc.xml · nonDerivative · entry 3 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,837 F3 · shares: Acquired pursuant to the vesting and release of shares pursuant to a restricted stock award granted on January 24, 2017. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:01 UTC |
Grace MelanieGeneral Counsel & CCO
|
Disposition to issuerRestricted Stock Units | 20,715 | $15.28 | $316,525.20 |
DisclosureSEC source: 0001437749-21-001308 · rdgdoc.xml · nonDerivative · entry 2 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,064 F2 · shares: Represents released restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on January 24, 2021. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:01 UTC |
Grace MelanieGeneral Counsel & CCO
|
Tax withholdingRestricted Stock Units | 10,655 | $15.28 | $162,808.40 |
DisclosureSEC source: 0001437749-21-001308 · rdgdoc.xml · nonDerivative · entry 1 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,779 F1 · shares: Represents restricted stock units withheld to pay taxes applicable to the release of restricted stock units and dividend equivalent shares on January 24, 2021. Read SEC document |
| January 24, 2021 Filed Feb 2, 2021 22:54 UTC Amendment |
Grace MelanieGeneral Counsel & CCO
|
GrantCommon Stock | 20,738 | $15.28 | $316,876.64 |
DisclosureSEC source: 0001437749-21-001765 · rdgdoc.xml · nonDerivative · entry 3 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,860 F3 · shares: Amount of securities originally reported as 20,715. F5 · balance_after: Amount of securities originally reported as 63,837. Read SEC document |
| January 24, 2021 Filed Feb 2, 2021 22:54 UTC Amendment |
Grace MelanieGeneral Counsel & CCO
|
Disposition to issuerRestricted Stock Units | 20,738 | $15.28 | $316,876.64 |
DisclosureSEC source: 0001437749-21-001765 · rdgdoc.xml · nonDerivative · entry 2 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,912 F3 · shares: Amount of securities originally reported as 20,715. F4 · balance_after: Amount of securities originally reported as 24,064. Read SEC document |
| January 24, 2021 Filed Feb 2, 2021 22:54 UTC Amendment |
Grace MelanieGeneral Counsel & CCO
|
Tax withholdingRestricted Stock Units | 10,784 | $15.28 | $164,779.52 |
DisclosureSEC source: 0001437749-21-001765 · rdgdoc.xml · nonDerivative · entry 1 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,650 F1 · shares: Amount of securities originally reported as 10,655. F2 · balance_after: Amount of securities originally reported as 44,779. Read SEC document |
| January 24, 2021 Filed Feb 2, 2021 22:53 UTC Amendment |
Bluestein ScottChief Executive Officer
|
GrantCommon Stock | 105,844 | $15.28 | $1,617,296.32 |
DisclosureSEC source: 0001437749-21-001764 · rdgdoc.xml · nonDerivative · entry 3 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,810 F3 · shares: Amount of securities originally reported as 105,712. F5 · balance_after: Amount of securities originally reported as 988,678 Read SEC document |
| January 24, 2021 Filed Feb 2, 2021 22:53 UTC Amendment |
Bluestein ScottChief Executive Officer
|
Disposition to issuerRestricted Stock Units | 105,844 | $15.28 | $1,617,296.32 |
DisclosureSEC source: 0001437749-21-001764 · rdgdoc.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,487 F3 · shares: Amount of securities originally reported as 105,712. F4 · balance_after: Amount of securities originally reported as 245,458. Read SEC document |
| January 24, 2021 Filed Feb 2, 2021 22:53 UTC Amendment |
Bluestein ScottChief Executive Officer
|
Tax withholdingRestricted Stock Units | 78,093 | $15.28 | $1,193,261.04 |
DisclosureSEC source: 0001437749-21-001764 · rdgdoc.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,331 F1 · shares: Amount of securities originally reported as 77,254. F2 · balance_after: Amount of securities originally reported as 351,170. Read SEC document |
| January 17, 2021 Filed Jan 20, 2021 21:38 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 2,843 | $14.91 | $42,389.13 |
DisclosureSEC source: 0001437749-21-000936 · rdgdoc.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,966 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 17, 2021. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 21:16 UTC |
Grace MelanieGeneral Counsel & CCO
|
Tax withholdingCommon Stock | 1,295 | $14.65 | $18,971.75 |
DisclosureSEC source: 0001437749-21-000723 · rdgdoc.xml · nonDerivative · entry 2 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,122 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2021. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 21:15 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 7,704 | $14.65 | $112,863.60 |
DisclosureSEC source: 0001437749-21-000722 · rdgdoc.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,110 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2021. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 21:14 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 34,238 | $14.65 | $501,586.70 |
DisclosureSEC source: 0001437749-21-000721 · rdgdoc.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,809 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.