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Nasdaq · USD

HCWB

HCW Biologics Inc.

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Tapewire entity
8172
SEC CIK
0001828673
Parsed reports
109

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202630
Jun 202600
Jul 202630
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2023 Filed Sep 13, 2023 00:40 UTC
Winer Gary MDirector
PurchaseCommon Stock 99 $2.05 $202.95
Disclosure

SEC source: 0001209191-23-049189 · doc4.xml · nonDerivative · entry 2

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,913

Read SEC document
September 11, 2023 Filed Sep 13, 2023 21:33 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 5,000 $2.05 $10,273.00
Disclosure

SEC source: 0001209191-23-049314 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,946

F1 · price: The range of prices for the shares of Common Stock is from $2.01 to $2.09. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
September 08, 2023 Filed Sep 8, 2023 21:25 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 5,000 $2.02 $10,111.00
Disclosure

SEC source: 0001209191-23-048824 · doc4.xml · nonDerivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,946

F2 · price: The range of prices for the shares of Common Stock is from $1.95 to $2.05. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
September 08, 2023 Filed Sep 13, 2023 00:40 UTC
Winer Gary MDirector
PurchaseCommon Stock 1 $1.90 $1.90
Disclosure

SEC source: 0001209191-23-049189 · doc4.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,814

Read SEC document
September 07, 2023 Filed Sep 7, 2023 20:48 UTC
Winer Gary MDirector
PurchaseCommon Stock 63 $1.95 $122.85
Disclosure

SEC source: 0001209191-23-048652 · doc4.xml · nonDerivative · entry 2

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,813

Read SEC document
September 07, 2023 Filed Sep 8, 2023 21:25 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 5,000 $1.95 $9,742.00
Disclosure

SEC source: 0001209191-23-048824 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,946

F1 · price: The range of prices for the shares of Common Stock is from $1.90 to $1.95. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 20:47 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 5,000 $1.95 $9,749.00
Disclosure

SEC source: 0001209191-23-048651 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,946

F1 · price: The range of prices for the shares of Common Stock is from $1.94 to $1.95. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 20:48 UTC
Winer Gary MDirector
PurchaseCommon Stock 400 $1.75 $700.00
Disclosure

SEC source: 0001209191-23-048652 · doc4.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,750

Read SEC document
June 13, 2023 Filed Jun 15, 2023 17:14 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-037424 · doc4.xml · derivative · entry 1

Greene Rick S. · CIK 0001866272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2033-06-12

F1 · derivative.exercise_date: 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 13, 2024 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:14 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-037428 · doc4.xml · derivative · entry 1

GARRETT SCOTT T · CIK 0001231174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2033-06-12

F1 · derivative.exercise_date: 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 13, 2024 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 17:13 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-037420 · doc4.xml · derivative · entry 1

Giles Lisa M. · CIK 0001568850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2033-06-12

F1 · derivative.exercise_date: 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 13, 2024 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:16 UTC
Winer Gary MDirector
GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-037431 · doc4.xml · derivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2033-06-12

F1 · derivative.exercise_date: 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 13, 2024 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 22:49 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 20,000 $2.06 $41,286.00
Disclosure

SEC source: 0001209191-23-036040 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,946

F1 · price: The range of prices for the shares of Common Stock is from $1.99 to $2.18. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 23:24 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 4,696 $2.21 $10,387.55
Disclosure

SEC source: 0001209191-23-035581 · doc4.xml · nonDerivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,946

F2 · price: The range of prices for the shares of Common Stock is from $2.12 to $2.26. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
June 08, 2023 Filed Jun 10, 2023 00:00 UTC
Flowers LeeSVP of Business Development
Exercise / conversionStock Option (Right to Buy) · Derivative 5,356 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001209191-23-036087 · doc4.xml · derivative · entry 3

Flowers Lee · CIK 0001866254 · SVP of Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,501

Underlying: Common Stock · 5,356 shares

Expires 2029-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 20% of the total shares subject to the stock option grant vested on September 16, 2020; 20% of the total shares subject to the stock option grant vested on September 16, 2021; 25% of the total shares subject to the stock option grant will vest on September 16, 2022; and 35% of the total shares subject to the stock option grant will vest on September 16, 2023.

Read SEC document
June 08, 2023 Filed Jun 10, 2023 00:00 UTC
Flowers LeeSVP of Business Development
PurchaseCommon Stock 10,000 $2.16 $21,574.00
Disclosure

SEC source: 0001209191-23-036087 · doc4.xml · nonDerivative · entry 2

Flowers Lee · CIK 0001866254 · SVP of Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,308

Read SEC document
June 08, 2023 Filed Jun 10, 2023 00:00 UTC
Flowers LeeSVP of Business Development
Exercise / conversionCommon Stock 5,356 $0.14 $749.84
Disclosure

SEC source: 0001209191-23-036087 · doc4.xml · nonDerivative · entry 1

Flowers Lee · CIK 0001866254 · SVP of Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 23:24 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 20,000 $2.03 $40,632.00
Disclosure

SEC source: 0001209191-23-035581 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 519,250

F1 · price: The range of prices for the shares of Common Stock is from $1.90 to $2.16. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:46 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 19,062 $1.82 $34,778.62
Disclosure

SEC source: 0001209191-23-035121 · doc4.xml · nonDerivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,250

F2 · price: The range of prices for the shares of Common Stock is from $1.73 to $1.94. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 20:46 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 20,000 $1.67 $33,344.00
Disclosure

SEC source: 0001209191-23-035121 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,188

F1 · price: The range of prices for the shares of Common Stock is from $1.625 to $1.72. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
June 02, 2023 Filed Jun 3, 2023 00:25 UTC
Wong Hing CDirector · Chief Executive Officer
PurchaseCommon Stock 800 $1.54 $1,228.24
Disclosure

SEC source: 0001209191-23-034098 · doc4.xml · nonDerivative · entry 2

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,313,068

F2 · price: The range of prices for the shares of Common Stock is from $1.5045 to $1.5666. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
June 01, 2023 Filed Jun 3, 2023 00:25 UTC
Wong Hing CDirector · Chief Executive Officer
PurchaseCommon Stock 800 $1.62 $1,294.24
Disclosure

SEC source: 0001209191-23-034098 · doc4.xml · nonDerivative · entry 1

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,312,268

F1 · price: The range of prices for the shares of Common Stock is from $1.60 to $1.6311. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 21:47 UTC
Wong Hing CDirector · Chief Executive Officer
PurchaseCommon Stock 2,000 $1.55 $3,092.00
Disclosure

SEC source: 0001209191-23-033397 · doc4.xml · nonDerivative · entry 2

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,311,468

F2 · price: The range of prices for the shares of Common Stock is from $1.5148 to $1.5675. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 21:29 UTC
Winer Gary MDirector
PurchaseCommon Stock 500 $1.50 $750.00
Disclosure

SEC source: 0001209191-23-033387 · doc4.xml · nonDerivative · entry 2

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,350

Read SEC document
May 30, 2023 Filed Jun 1, 2023 21:47 UTC
Wong Hing CDirector · Chief Executive Officer
PurchaseCommon Stock 3,000 $1.55 $4,658.10
Disclosure

SEC source: 0001209191-23-033397 · doc4.xml · nonDerivative · entry 1

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,309,468

F1 · price: The range of prices for the shares of Common Stock is from $1.4944 to $1.6403. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 21:29 UTC
Winer Gary MDirector
PurchaseCommon Stock 850 $1.52 $1,292.51
Disclosure

SEC source: 0001209191-23-033387 · doc4.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,850

F1 · price: The range of prices for the shares of Common Stock is from $1.50 to $1.55. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
May 26, 2023 Filed May 31, 2023 21:33 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 20,000 $1.66 $33,196.00
Disclosure

SEC source: 0001209191-23-033173 · doc4.xml · nonDerivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,188

F2 · price: The range of prices for the shares of Common Stock is from $1.61 to $1.81. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
May 25, 2023 Filed May 31, 2023 21:33 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 20,000 $1.62 $32,348.00
Disclosure

SEC source: 0001209191-23-033173 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,188

F1 · price: The range of prices for the shares of Common Stock is from $1.57 to $1.69. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
May 24, 2023 Filed May 24, 2023 21:25 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 20,000 $1.61 $32,150.00
Disclosure

SEC source: 0001209191-23-031923 · doc4.xml · nonDerivative · entry 3

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,188

F3 · price: The range of prices for the shares of Common Stock is from $1.52 to $1.70. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
May 23, 2023 Filed May 24, 2023 21:25 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 5,036 $1.57 $7,887.38
Disclosure

SEC source: 0001209191-23-031923 · doc4.xml · nonDerivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,188

F2 · price: The range of prices for the shares of Common Stock is from $1.57 to $1.60. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
May 22, 2023 Filed May 24, 2023 21:25 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 33,450 $1.53 $51,044.70
Disclosure

SEC source: 0001209191-23-031923 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,152

F1 · price: The range of prices for the shares of Common Stock is from $1.50 to $1.54. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 21:09 UTC
Byam RebeccaChief Financial Officer
Exercise / conversionStock Option Grant (Right to Buy) · Derivative 33,750 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001209191-22-055548 · doc4.xml · derivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,249

Underlying: Common Stock · 33,750 shares

Expires 2029-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These option shares were part of a stock option grant covering 135,000 shares of common stock. 20% of the total shares subject to the stock option grant vested on October 10, 2020; 20% of the total shares subject to the stock option grant vested on October 10, 2021; 25% of the total shares subject to the stock option grant will vest on October 10, 2022; and 35% of the total shares subject to the stock option grant will vest on October 10, 2023, subject to her continuous service through the applicable vesting date. The option is subject to additional vesting acceleration pursuant to her Employment Agreement.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 21:09 UTC
Byam RebeccaChief Financial Officer
Exercise / conversionCommon Stock 33,750 $0.14 $4,725.00
Disclosure

SEC source: 0001209191-22-055548 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 20:27 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 15,000 $2.58 $38,650.50
Disclosure

SEC source: 0001209191-22-050074 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,952

F1 · price: The range of prices for the shares of Common Stock is from $2.51 to $2.58. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 19:22 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 15,000 $2.58 $38,650.50
Disclosure

SEC source: 0001209191-22-049866 · doc4.xml · nonDerivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,952

F2 · price: The range of prices for the shares of Common Stock is from $2.58 to $2.63. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 19:22 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 15,000 $2.65 $39,763.50
Disclosure

SEC source: 0001209191-22-049866 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,952

F1 · price: The range of prices for the shares of Common Stock is from $2.62 to $2.68. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 19:05 UTC
Wong Hing CDirector · Chief Executive Officer
PurchaseCommon Stock 6,000 $2.70 $16,200.00
Disclosure

SEC source: 0001209191-22-049469 · doc4.xml · nonDerivative · entry 2

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,306,468

Read SEC document
September 08, 2022 Filed Sep 12, 2022 19:05 UTC
Wong Hing CDirector · Chief Executive Officer
PurchaseCommon Stock 4,000 $2.67 $10,680.00
Disclosure

SEC source: 0001209191-22-049469 · doc4.xml · nonDerivative · entry 1

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,300,468

Read SEC document
September 07, 2022 Filed Sep 7, 2022 21:45 UTC
Wong Hing CDirector · Chief Executive Officer
PurchaseCommon Stock 6,000 $2.58 $15,480.00
Disclosure

SEC source: 0001209191-22-049055 · doc4.xml · nonDerivative · entry 2

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,296,468

Read SEC document
September 02, 2022 Filed Sep 7, 2022 21:45 UTC
Wong Hing CDirector · Chief Executive Officer
PurchaseCommon Stock 4,000 $2.55 $10,200.00
Disclosure

SEC source: 0001209191-22-049055 · doc4.xml · nonDerivative · entry 1

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,290,468

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:01 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 10,000 $2.56 $25,572.00
Disclosure

SEC source: 0001209191-22-048239 · doc4.xml · nonDerivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,952

F2 · price: The range of prices for the shares of Common Stock is from $2.56 to $2.58. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 20:01 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 7,200 $2.55 $18,341.28
Disclosure

SEC source: 0001209191-22-048239 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,952

F1 · price: The range of prices for the shares of Common Stock is from $2.53 to $2.56. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Read SEC document
August 29, 2022 Filed Aug 30, 2022 21:20 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 10,000 $2.57 $25,662.00
Disclosure

SEC source: 0001209191-22-048016 · doc4.xml · nonDerivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,752

F2 · price: The range of prices for the shares of Common Stock is from $2.56 to $2.61. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

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August 26, 2022 Filed Aug 30, 2022 21:20 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 10,000 $2.54 $25,358.00
Disclosure

SEC source: 0001209191-22-048016 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,752

F1 · price: The range of prices for the shares of Common Stock is from $2.48 to $2.60. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

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August 25, 2022 Filed Aug 26, 2022 20:48 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 40,300 $2.59 $104,522.08
Disclosure

SEC source: 0001209191-22-047721 · doc4.xml · nonDerivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,752

F2 · price: The range of prices for the shares of Common Stock is from $2.55 to $2.75. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

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August 24, 2022 Filed Aug 26, 2022 20:48 UTC
Byam RebeccaChief Financial Officer
PurchaseCommon Stock 50,000 $2.50 $125,225.00
Disclosure

SEC source: 0001209191-22-047721 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,452

F1 · price: The range of prices for the shares of Common Stock is from $2.23 to $2.60. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

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June 15, 2022 Filed Jun 17, 2022 16:20 UTC GrantStock Option (Right to Buy) · Derivative 41,841 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001209191-22-037853 · doc4.xml · derivative · entry 1

Greene Rick S. · CIK 0001866272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,841

Underlying: Common Stock · 41,841 shares

Expires 2032-06-14

F1 · derivative.exercise_date: 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 15, 2023 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

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June 15, 2022 Filed Jun 17, 2022 20:15 UTC GrantStock Option (Right to Buy) · Derivative 41,841 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001209191-22-037846 · doc4.xml · derivative · entry 1

GARRETT SCOTT T · CIK 0001231174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,841

Underlying: Common Stock · 41,841 shares

Expires 2032-06-14

F1 · derivative.exercise_date: 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 15, 2023 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

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June 15, 2022 Filed Jun 17, 2022 16:18 UTC GrantStock Option (Right to Buy) · Derivative 41,841 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001209191-22-037849 · doc4.xml · derivative · entry 1

Giles Lisa M. · CIK 0001568850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,841

Underlying: Common Stock · 41,841 shares

Expires 2032-06-14

F1 · derivative.exercise_date: 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 15, 2023 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

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June 15, 2022 Filed Jun 17, 2022 20:21 UTC
Winer Gary MDirector
GrantStock Option (Right to Buy) · Derivative 41,841 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001209191-22-037857 · doc4.xml · derivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,841

Underlying: Common Stock · 41,841 shares

Expires 2032-06-14

F1 · derivative.exercise_date: 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 15, 2023 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.