HCWB

SEC source: 0001493152-26-035631 · ownership.xml · nonDerivative · entry 1

Flowers Lee · CIK 0001866254 · SVP of Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,691

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement under a Securities Purchase Agreement dated July 29, 2026 ("SPA"), which purchase is exempt from the registration requirements of Section 5 of the Securities Exchange Act of 1934, as amended, pursuant to Section 4(a)(2) thereof and/or Rule 506(b) of Regulation D thereunder. Additionally, the reporting person is entitled to receive common warrants exercisable for an aggregate of up to 7,736 shares of common stock. Under the terms of the SPA, issuance of the common warrants is subject to stockholder approval under Nasdaq Listing Rule 5635(d). Upon issuance, the common warrants will be exercisable immediately and expire 5.5 years from date of issuance.

SEC source: 0001493152-26-035634 · ownership.xml · nonDerivative · entry 1

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,845

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement under a Securities Purchase Agreement dated July 29, 2026 ("SPA"), which purchase is exempt from the registration requirements of Section 5 of the Securities Exchange Act of 1934, as amended, pursuant to Section 4(a)(2) thereof and/or Rule 506(b) of Regulation D thereunder. Additionally, the reporting person is entitled to receive common warrants exercisable for an aggregate of up to 23,210 shares of common stock. Under the terms of the SPA, issuance of the common warrants is subject to stockholder approval under Nasdaq Listing Rule 5635(d). Upon issuance, the common warrants will be exercisable immediately and expire 5.5 years from date of issuance.

SEC source: 0001493152-26-035619 · ownership.xml · nonDerivative · entry 1

GARRETT SCOTT T · CIK 0001231174 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 41,644

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement under a Securities Purchase Agreement dated July 29, 2026 ("SPA"), which purchase is exempt from the registration requirements of Section 5 of the Securities Exchange Act of 1934, as amended, pursuant to Section 4(a)(2) thereof and/or Rule 506(b) of Regulation D thereunder. Additionally, the reporting person is entitled to receive common warrants exercisable for an aggregate of up to 7,736 shares of common stock. Under the terms of the SPA, issuance of the common warrants is subject to stockholder approval under Nasdaq Listing Rule 5635(d). Upon issuance, the common warrants will be exercisable immediately and expire 5.5 years from date of issuance.

F2 · ownership.nature: Mr. Garrett is deemed to beneficially own the shares held by Garrett Capital Partners, LLC.

SEC source: 0001493152-26-025478 · ownership.xml · derivative · entry 2

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,110

Underlying: Common Stock · 113,879 shares

Expires 2031-11-22

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement, which purchase is exempt from Section 16(b) in accordance with Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0001493152-26-025478 · ownership.xml · nonDerivative · entry 1

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,790

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement, which purchase is exempt from Section 16(b) in accordance with Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0001493152-26-025474 · ownership.xml · derivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,466

Underlying: Common Stock · 14,235 shares

Expires 2031-11-22

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement, which purchase is exempt from Section 16(b) in accordance with Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0001493152-26-025474 · ownership.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,245

SEC source: 0001493152-26-025476 · ownership.xml · derivative · entry 2

GARRETT SCOTT T · CIK 0001231174 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 180,628

Underlying: Common Stock · 177,936 shares

Expires 2031-11-22

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement, which purchase is exempt from Section 16(b) in accordance with Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0001493152-26-025476 · ownership.xml · nonDerivative · entry 1

GARRETT SCOTT T · CIK 0001231174 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 203,441

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement, which purchase is exempt from Section 16(b) in accordance with Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0000950170-25-075259 · ownership.xml · nonDerivative · entry 1

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,911

F1 · shares: These shares were issued pursuant to a conversion of Unsecured Convertible Promissory Notes which were issued to six holders through a Company financing of an aggregate principal of $270,000 in one-year Notes. The Notes contained a mandatory conversion provision, which resulted in the Notes converting into shares of common stock at a mandatory conversion price of $7.45 per share as set by the registered offering. The Notes converted after the closing of the Company's registered offering on May 15, 2025. The conversion transaction also included an allocated portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-075252 · ownership.xml · nonDerivative · entry 1

GARRETT SCOTT T · CIK 0001231174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,505

F1 · shares: These shares were issued pursuant to a conversion of Unsecured Convertible Promissory Notes which were issued to six holders through a Company financing of an aggregate principal of $270,000 in one-year Notes. The Notes contained a mandatory conversion provision, which resulted in the Notes converting into shares of common stock at a mandatory conversion price of $7.45 per share as set by the registered offering. The Notes converted after the closing of the Company's registered offering on May 15, 2025. The conversion transaction also included an allocated portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-075255 · ownership.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,075

F1 · shares: These shares were issued pursuant to a conversion of Unsecured Convertible Promissory Notes which were issued to six holders through a Company financing of an aggregate principal of $270,000 in one-year Notes. The Notes contained a mandatory conversion provision, which resulted in the Notes converting into shares of common stock at a mandatory conversion price of $7.45 per share as set by the registered offering. The Notes converted after the closing of the Company's registered offering on May 15, 2025. The conversion transaction also included an allocated portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068275 · ownership.xml · nonDerivative · entry 1

Flowers Lee · CIK 0001866254 · SVP of Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,720

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068292 · ownership.xml · nonDerivative · entry 1

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,857

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068281 · ownership.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,010

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068271 · ownership.xml · nonDerivative · entry 1

Greene Rick S. · CIK 0001866272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,066

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068287 · ownership.xml · nonDerivative · entry 1

GARRETT SCOTT T · CIK 0001231174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,082

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068294 · ownership.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,733

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068275 · ownership.xml · derivative · entry 2

Flowers Lee · CIK 0001866254 · SVP of Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481

Underlying: Common Stock · 481 shares

Expires 2030-05-07

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068292 · ownership.xml · derivative · entry 2

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,250

Underlying: Common Stock · 46,250 shares

Expires 2030-05-07

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068281 · ownership.xml · derivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,231

Underlying: Common Stock · 4,231 shares

Expires 2030-05-07

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068271 · ownership.xml · derivative · entry 2

Greene Rick S. · CIK 0001866272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481

Underlying: Common Stock · 481 shares

Expires 2030-05-07

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068287 · ownership.xml · derivative · entry 2

GARRETT SCOTT T · CIK 0001231174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,692

Underlying: Common Stock · 2,692 shares

Expires 2030-05-07

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-25-068294 · ownership.xml · derivative · entry 2

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,154

Underlying: Common Stock · 1,154 shares

Expires 2030-05-07

F1 · kind: These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.

SEC source: 0000950170-24-074333 · ownership.xml · derivative · entry 1

Greene Rick S. · CIK 0001866272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-13

F1 · derivative.exercise_date: (1) 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 13, 2025 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

SEC source: 0000950170-24-074336 · ownership.xml · derivative · entry 1

GARRETT SCOTT T · CIK 0001231174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-13

F1 · derivative.exercise_date: (1) 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 13, 2025 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

SEC source: 0000950170-24-074365 · ownership.xml · derivative · entry 1

Giles Lisa M. · CIK 0001568850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2025-06-13

F1 · derivative.exercise_date: (1) 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 13, 2025 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

SEC source: 0000950170-24-074328 · ownership.xml · derivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-13

F1 · derivative.exercise_date: (1) 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 13, 2025 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.

SEC source: 0001209191-24-003783 · doc4.xml · nonDerivative · entry 1

Flowers Lee · CIK 0001866254 · SVP of Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,238

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-24-003787 · doc4.xml · nonDerivative · entry 1

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,054,156

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-24-003782 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,381,909

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-24-003786 · doc4.xml · nonDerivative · entry 1

Greene Rick S. · CIK 0001866272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,125

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-24-003784 · doc4.xml · nonDerivative · entry 1

GARRETT SCOTT T · CIK 0001231174 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 267,858

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-24-003785 · doc4.xml · nonDerivative · entry 1

Giles Lisa M. · CIK 0001568850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,815

F1 · kind: The reporting person purchased these shares directly from the issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-23-058082 · doc4.xml · derivative · entry 2

Rhode Peter · CIK 0001866276 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,427

Underlying: Common Stock · 14,000 shares

Expires 2029-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These option shares were part of a stock option grant covering 85,713 shares of common stock. 20% of the total shares subject to the stock option grant vested on May 30, 2020; 20% of the total shares subject to the stock option grant vested on May 30, 2021; 25% of the total shares subject to the stock option grant vested on May 30, 2022; and 35% of the total shares subject to the stock option grant vested on May 30, 2023, subject to the reporting person's continuous service through the applicable vesting date.

SEC source: 0001209191-23-058082 · doc4.xml · nonDerivative · entry 1

Rhode Peter · CIK 0001866276 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-058081 · doc4.xml · derivative · entry 2

Flowers Lee · CIK 0001866254 · SVP of Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,501 shares

Expires 2029-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 20% of the total shares subject to the stock option grant vested on September 16, 2020; 20% of the total shares subject to the stock option grant vested on September 16, 2021; 25% of the total shares subject to the stock option grant vested on September 16, 2022; and 35% of the total shares subject to the stock option grant vested on September 16, 2023.

SEC source: 0001209191-23-058081 · doc4.xml · nonDerivative · entry 1

Flowers Lee · CIK 0001866254 · SVP of Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-056086 · doc4.xml · derivative · entry 2

Rhode Peter · CIK 0001866276 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,427

Underlying: Common Stock · 15,000 shares

Expires 2029-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These option shares were part of a stock option grant covering 85,713 shares of common stock. 20% of the total shares subject to the stock option grant vested on May 30, 2020; 20% of the total shares subject to the stock option grant vested on May 30, 2021; 25% of the total shares subject to the stock option grant vested on May 30, 2022; and 35% of the total shares subject to the stock option grant vested on May 30, 2023, subject to the reporting person's continuous service through the applicable vesting date.

SEC source: 0001209191-23-056086 · doc4.xml · nonDerivative · entry 1

Rhode Peter · CIK 0001866276 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-053344 · doc4.xml · derivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,249 shares

Expires 2029-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These option shares were part of a stock option grant covering 135,000 shares of common stock. 20% of the total shares subject to the stock option grant vested on October 10, 2020; 20% of the total shares subject to the stock option grant vested on October 10, 2021; 25% of the total shares subject to the stock option grant vested on October 10, 2022; and 35% of the total shares subject to the stock option grant vested on October 10, 2023, subject to her continuous service through the applicable vesting date. The option is subject to additional vesting acceleration pursuant to her Employment Agreement.

SEC source: 0001209191-23-053344 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-049651 · doc4.xml · nonDerivative · entry 4

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

SEC source: 0001209191-23-049651 · doc4.xml · nonDerivative · entry 3

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,121

SEC source: 0001209191-23-049774 · doc4.xml · nonDerivative · entry 1

Wong Hing C · CIK 0001866258 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,314,868

F1 · price: The range of prices for the shares of Common Stock is from $2.0536 to $2.1109. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

SEC source: 0001209191-23-049650 · doc4.xml · nonDerivative · entry 1

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,946

F1 · price: The range of prices for the shares of Common Stock is from $2.07 to $2.10. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

SEC source: 0001209191-23-049651 · doc4.xml · nonDerivative · entry 2

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,959

SEC source: 0001209191-23-049651 · doc4.xml · nonDerivative · entry 1

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,913

SEC source: 0001209191-23-049189 · doc4.xml · nonDerivative · entry 3

Winer Gary M · CIK 0001822095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,413

F1 · price: The range of prices for the shares of Common Stock is from $2.01 to $2.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

SEC source: 0001209191-23-049314 · doc4.xml · nonDerivative · entry 2

Byam Rebecca · CIK 0001866256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 568,946

F2 · price: The range of prices for the shares of Common Stock is from $2.07 to $2.10. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.