HCTI

SEC source: 0001213900-25-028135 · ownership.xml · nonDerivative · entry 1

Ramachandran Thyagarajan · CIK 0001896894 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,627

F1 · kind: Represents restricted shares of common stock of Healthcare Triangle, Inc. (the "Issuer") distributed by SecureKloud Technologies, Inc., parent entity of the Issuer, to its shareholders, vide the share exchange transaction that was completed on March 31, 2025 pursuant to the Share Exchange Agreement, dated as of March 31, 2025, by and among the SecureKloud Technologies, Inc., and the shareholders of SecureKloud Technologies, Inc.

SEC source: 0001213900-25-028139 · ownership.xml · nonDerivative · entry 1

Kannappan Lakshmanan · CIK 0001889531 · Business Head

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,180

F1 · kind: Represents restricted shares of common stock of Healthcare Triangle, Inc. (the "Issuer") distributed by SecureKloud Technologies, Inc., parent entity of the Issuer, to its shareholders, vide the share exchange transaction that was completed on March 31, 2025 pursuant to the Share Exchange Agreement, dated as of March 31, 2025, by and among the SecureKloud Technologies, Inc., and the shareholders of SecureKloud Technologies, Inc.

SEC source: 0001213900-25-028137 · ownership.xml · nonDerivative · entry 1

Kizhakevilayil Shibu · CIK 0001889540 · Director · Head of M&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,129

F1 · kind: Represents restricted shares of common stock of Healthcare Triangle, Inc. (the "Issuer") distributed by SecureKloud Technologies, Inc., parent entity of the Issuer, to its shareholders, vide the share exchange transaction that was completed on March 31, 2025 pursuant to the Share Exchange Agreement, dated as of March 31, 2025, by and among the SecureKloud Technologies, Inc., and the shareholders of SecureKloud Technologies, Inc.

SEC source: 0001213900-25-028132 · ownership.xml · nonDerivative · entry 1

SECUREKLOUD TECHNOLOGIES, INC. · CIK 0001889534 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents restricted shares of common stock of Healthcare Triangle, Inc. (the "Issuer") distributed by SecureKloud Technologies, Inc., parent entity of the Issuer, to its shareholders, vide the share exchange transaction that was completed on March 31, 2025 pursuant to the Share Exchange Agreement, dated as of March 31, 2025, by and among the SecureKloud Technologies, Inc., and the shareholders of SecureKloud Technologies, Inc.

SEC source: 0001213900-24-022216 · ownership.xml · derivative · entry 1

Rosa David A · CIK 0001540354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 10,000 shares

Expires 2029-03-12

F2 · derivative.underlying_shares: Incentive stock option granted 03/12/2024 under the Company's 2020 Stock Incentive Plan. All options expire within a 5-year period, with all 10,000 options vesting immediately.

F1 · balance_after: On May 26, 2023, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Split"). Unless otherwise noted, the amount of securities and purchase prices reported on this Form 4 have been adjusted to reflect the Reverse Split.

SEC source: 0001213900-24-022217 · ownership.xml · derivative · entry 1

Bhuiyan Mohammad Jainal · CIK 0001756165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2029-03-12

F2 · derivative.underlying_shares: Incentive stock option granted 03/12/2024 under the Company's 2020 Stock Incentive Plan. All options expire within a 5-year period, with all 5,000 options vesting immediately.

F1 · balance_after: On May 26, 2023, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Split"). Unless otherwise noted, the amount of securities and purchase prices reported on this Form 4 have been adjusted to reflect the Reverse Split.

SEC source: 0001213900-24-022218 · ownership.xml · derivative · entry 1

McClurg Ronald W. · CIK 0001837830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2029-03-12

F2 · derivative.underlying_shares: Incentive stock option granted 03/12/2024 under the Company's 2020 Stock Incentive Plan. All options expire within a 5-year period, with all 5,000 options vesting immediately.

F1 · balance_after: On May 26, 2023, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Split"). Unless otherwise noted, the amount of securities and purchase prices reported on this Form 4 have been adjusted to reflect the Reverse Split.

SEC source: 0001607062-23-000041 · ownership.xml · derivative · entry 1

Rosa David A · CIK 0001540354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-01-27

SEC source: 0001607062-23-000138 · primary_doc.xml · nonDerivative · entry 1

Ramachandran Thyagarajan · CIK 0001896894 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · ownership.direct: These shares were acquired by the reporting individual under the issuer's 2020 Plan in a transaction exempt under Rule 16b-3(c).

SEC source: 0001607062-22-000687 · ownership.xml · nonDerivative · entry 3

VENKATACHARI SURESH · CIK 0001158609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

SEC source: 0001607062-22-000683 · ownership.xml · nonDerivative · entry 3

VENKATACHARI SURESH · CIK 0001158609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

SEC source: 0001607062-22-000683 · ownership.xml · nonDerivative · entry 1

VENKATACHARI SURESH · CIK 0001158609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

SEC source: 0001607062-23-000136 · primary_doc.xml · nonDerivative · entry 1

Kannappan Lakshmanan · CIK 0001889531 · Director · Head of Strategic Partnership

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · ownership.direct: These shares were inadvertently omitted from the reporting person's original Form 3, and the subsequent Form 5 filed by the reporting person after the original Form 3 was filed.

SEC source: 0001607062-22-000683 · ownership.xml · nonDerivative · entry 2

VENKATACHARI SURESH · CIK 0001158609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Note

Disclosed balance after: 25,500,000

F1 · ownership.nature: Consists of 25,500,000 shares of Common Stock owned directly by SecureKloud Technologies, Inc., a Nevada corporation ("SKT"), and thus owned indirectly by Mr. Venkatachari due to his voting control over HCTI Common Stock through his position as a director and the Chief Executive Officer and the beneficial owner of 37% of the voting securities of SKT, and his position as a director and the Chief Executive Officer of SecureKloud Technologies, Ltd., a publicly traded company in India, that is the 65.2% owner of SKT.

SEC source: 0001607062-22-000687 · ownership.xml · nonDerivative · entry 2

VENKATACHARI SURESH · CIK 0001158609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Note

Disclosed balance after: 25,500,000

F1 · ownership.nature: The original Form 4 filed on November 14, 2022 is amended by this Form 4 amendment to correctly reflect the date of acquisition(s) of the reporting person' ownership of Company's Common Stock, which inadvertently mentioned the date of acquisition as May 08, 2020 (for row 2) and July 12, 2021 (for row 1), instead of the original April 27, 2020. No other changes have been made to the original Form 4.

F2 · ownership.nature: Consists of 25,500,000 shares of Common Stock owned directly by SecureKloud Technologies, Inc., a Nevada corporation ("SKT"), and thus owned indirectly by Mr. Venkatachari due to his voting control over HCTI Common Stock through his position as a director and the Chief Executive Officer and the beneficial owner of 37% of the voting securities of SKT, and his position as a director and the Chief Executive Officer of SecureKloud Technologies, Ltd., a publicly traded company in India, that is the 65.2% owner of SKT.

SEC source: 0001607062-22-000687 · ownership.xml · nonDerivative · entry 1

VENKATACHARI SURESH · CIK 0001158609 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

F1 · date: The original Form 4 filed on November 14, 2022 is amended by this Form 4 amendment to correctly reflect the date of acquisition(s) of the reporting person' ownership of Company's Common Stock, which inadvertently mentioned the date of acquisition as May 08, 2020 (for row 2) and July 12, 2021 (for row 1), instead of the original April 27, 2020. No other changes have been made to the original Form 4.

SEC source: 0001607062-23-000137 · primary_doc.xml · nonDerivative · entry 1

Kumar Anand · CIK 0001464716 · Vice President, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

F1 · ownership.direct: These shares were inadvertently omitted from the reporting person's original Form 3, and the subsequent Form 5 filed by the reporting person after the original Form 3 was filed.

SEC source: 0001607062-23-000139 · primary_doc.xml · nonDerivative · entry 1

Kizhakevilayil Shibu · CIK 0001889540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · ownership.direct: These shares were inadvertently omitted from the reporting person's original Form 3, and the subsequent Form 5 filed by the reporting person after the original Form 3 was filed.