Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

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1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2022 Filed Jan 7, 2022 02:07 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 2,050 $10.80 $22,140.00
Disclosure

SEC source: 0001562180-22-000329 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:28 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 106 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001562180-22-000296 · primarydocument.xml · derivative · entry 3

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423

Underlying: Common Stock · 106 shares

Expires 2028-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 5,082 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on May 3, 2022.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:28 UTC
Hinton Bryan RichardChief Technology Officer
SaleCommon Stock 106 $39.76 $4,214.56
Disclosure

SEC source: 0001562180-22-000296 · primarydocument.xml · nonDerivative · entry 2

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 3, 2021, in accordance with Rule 10b5-1.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:28 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionCommon Stock 106 $10.78 $1,142.68
Disclosure

SEC source: 0001562180-22-000296 · primarydocument.xml · nonDerivative · entry 1

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 17:19 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 260 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-007902 · primarydocument.xml · derivative · entry 3

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Underlying: Common Stock · 260 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 12,500 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 17:19 UTC
Hinton Bryan RichardChief Technology Officer
SaleCommon Stock 260 $39.56 $10,285.60
Disclosure

SEC source: 0001562180-21-007902 · primarydocument.xml · nonDerivative · entry 2

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 3, 2021, in accordance with Rule 10b5-1.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 17:19 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionCommon Stock 260 $10.80 $2,808.00
Disclosure

SEC source: 0001562180-21-007902 · primarydocument.xml · nonDerivative · entry 1

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,464 $0.00 Strike: $9.24 $0.00
Disclosure

SEC source: 0001562180-21-007708 · primarydocument.xml · derivative · entry 6

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,464 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 18,500 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option vested in full on February 10, 2019.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0001562180-21-007708 · primarydocument.xml · derivative · entry 5

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2026-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 6,500 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option vested in full on October 14, 2020.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,036 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001562180-21-007708 · primarydocument.xml · derivative · entry 4

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,051

Underlying: Common Stock · 3,036 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the 15,087 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option vested in full on April 27, 2021.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:07 UTC Exercise / conversionCommon Stock 15,464 $9.24 $142,887.36
Disclosure

SEC source: 0001562180-21-007708 · primarydocument.xml · nonDerivative · entry 3

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:07 UTC Exercise / conversionCommon Stock 6,500 $10.60 $68,900.00
Disclosure

SEC source: 0001562180-21-007708 · primarydocument.xml · nonDerivative · entry 2

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:07 UTC Exercise / conversionCommon Stock 3,036 $10.66 $32,363.76
Disclosure

SEC source: 0001562180-21-007708 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 18:42 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,530 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-007616 · primarydocument.xml · derivative · entry 3

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,743

Underlying: Common Stock · 15,530 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 747,223 shares underlying the option vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 18:42 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 15,530 $40.47 $628,488.23
Disclosure

SEC source: 0001562180-21-007616 · primarydocument.xml · nonDerivative · entry 2

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,906

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $40.14 to $40.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 18:42 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 15,530 $10.80 $167,724.00
Disclosure

SEC source: 0001562180-21-007616 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:42 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 400 $40.61 $16,244.00
Disclosure

SEC source: 0001562180-21-007617 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,635

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $40.58 to $40.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:42 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 2,082 $39.97 $83,215.04
Disclosure

SEC source: 0001562180-21-007617 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,035

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $39.46 to $40.42 per share, inclusive.

Read SEC document
December 07, 2021 Filed Dec 29, 2021 22:19 UTC Amendment
Horstmeier PaulChief Operating Officer
SaleCommon Stock 400 $40.61 $16,244.00
Disclosure

SEC source: 0001562180-21-007901 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,698

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $40.58 to $40.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
December 07, 2021 Filed Dec 29, 2021 22:19 UTC Amendment
Horstmeier PaulChief Operating Officer
SaleCommon Stock 2,082 $39.97 $83,215.04
Disclosure

SEC source: 0001562180-21-007901 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,098

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $39.46 to $40.42 per share, inclusive.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 16:14 UTC
Hinton Bryan RichardChief Technology Officer
SaleCommon Stock 5,057 $38.64 $195,396.41
Disclosure

SEC source: 0001562180-21-007532 · primarydocument.xml · nonDerivative · entry 5

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 3, 2021, in accordance with Rule 10b5-1.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $38.37 to $39.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (4) and (5).

Read SEC document
December 06, 2021 Filed Dec 7, 2021 16:14 UTC
Hinton Bryan RichardChief Technology Officer
SaleCommon Stock 1,400 $37.69 $52,772.44
Disclosure

SEC source: 0001562180-21-007532 · primarydocument.xml · nonDerivative · entry 4

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,432

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 3, 2021, in accordance with Rule 10b5-1.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $37.35 to $38.21 per share, inclusive.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:14 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 743 $37.61 $27,946.83
Disclosure

SEC source: 0001562180-21-007533 · primarydocument.xml · nonDerivative · entry 8

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,966

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F7 · price: Represents the weighted average sale price of the shares sold ranging from $37.45 to $38.17 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in Footnotes (4) - (7).

Read SEC document
December 06, 2021 Filed Dec 7, 2021 16:13 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 11,126 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-007530 · primarydocument.xml · derivative · entry 13

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,273

Underlying: Common Stock · 11,126 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 25% of the 747,223 shares underlying the option vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 16:13 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,881 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-21-007530 · primarydocument.xml · derivative · entry 12

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,934

Underlying: Common Stock · 5,881 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the 299,748 shares underlying the option vested in an annual installment on February 5, 2020 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 16:13 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 21,972 $40.06 $880,235.67
Disclosure

SEC source: 0001562180-21-007530 · primarydocument.xml · nonDerivative · entry 9

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,906

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F7 · price: Represents the weighted average sale price of the shares sold ranging from $40.00 to $40.35 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (4) through (7).

Read SEC document
December 06, 2021 Filed Dec 7, 2021 16:13 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 5,881 $15.84 $93,155.04
Disclosure

SEC source: 0001562180-21-007530 · primarydocument.xml · nonDerivative · entry 8

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 16:13 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 11,126 $10.80 $120,160.80
Disclosure

SEC source: 0001562180-21-007530 · primarydocument.xml · nonDerivative · entry 7

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 16:14 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 3,533 $38.60 $136,383.69
Disclosure

SEC source: 0001562180-21-007531 · primarydocument.xml · nonDerivative · entry 5

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,796

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $38.35 to $39.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (4) and (5).

Read SEC document
December 06, 2021 Filed Dec 7, 2021 16:14 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 1,100 $37.53 $41,287.95
Disclosure

SEC source: 0001562180-21-007531 · primarydocument.xml · nonDerivative · entry 4

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,329

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $37.35 to $37.69 per share, inclusive.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:14 UTC
Alger JasonChief Accounting Officer
SaleCommon Stock 644 $38.83 $25,006.52
Disclosure

SEC source: 0001562180-21-007534 · primarydocument.xml · nonDerivative · entry 2

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,208

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:13 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 2,789 $39.89 $111,249.86
Disclosure

SEC source: 0001562180-21-007528 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,117

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F6 · price: Represents the weighted average sale price of the shares sold ranging from $39.66 to $40.22 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (4) through (6).

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:13 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 2,674 $38.76 $103,644.24
Disclosure

SEC source: 0001562180-21-007528 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,906

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $38.47 to $39.24 per share, inclusive.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:13 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 600 $37.97 $22,780.02
Disclosure

SEC source: 0001562180-21-007528 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,580

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $37.47 to $38.43 per share, inclusive.

Read SEC document
December 06, 2021 Filed Dec 29, 2021 22:19 UTC Amendment
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,063 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-21-007900 · primarydocument.xml · derivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,028

Underlying: Common Stock · 6,063 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
December 06, 2021 Filed Dec 29, 2021 22:19 UTC Amendment
Horstmeier PaulChief Operating Officer
SaleCommon Stock 2,789 $39.89 $111,249.86
Disclosure

SEC source: 0001562180-21-007900 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,180

F2 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $39.66 to $40.22 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (3) through (5).

Read SEC document
December 06, 2021 Filed Dec 29, 2021 22:19 UTC Amendment
Horstmeier PaulChief Operating Officer
SaleCommon Stock 2,674 $38.76 $103,644.24
Disclosure

SEC source: 0001562180-21-007900 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,969

F2 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $38.47 to $39.24 per share, inclusive.

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December 06, 2021 Filed Dec 29, 2021 22:19 UTC Amendment
Horstmeier PaulChief Operating Officer
SaleCommon Stock 600 $37.97 $22,780.02
Disclosure

SEC source: 0001562180-21-007900 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,643

F2 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $37.47 to $38.43 per share, inclusive.

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December 06, 2021 Filed Dec 29, 2021 22:19 UTC Amendment
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 6,063 $15.84 $96,037.92
Disclosure

SEC source: 0001562180-21-007900 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Due to a technical and administrative error, the original Form 4, filed on December 7, 2021, incorrectly reflected a sale of shares of Common Stock by the Reporting Person attributed to a vesting of Restricted Stock Units. We were recently made aware that the Reporting Person exercised options and sold shares from that option exercise. The exercise of those options and sale of shares is correctly reflected herein and the correct ownership tabulations are also included herein.

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December 03, 2021 Filed Dec 7, 2021 16:14 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 105 $10.78 Strike: $10.78 $1,131.90
Disclosure

SEC source: 0001562180-21-007532 · primarydocument.xml · derivative · entry 6

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529

Underlying: Common Stock · 105 shares

Expires 2028-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 5,082 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on May 3, 2022.

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December 03, 2021 Filed Dec 7, 2021 16:14 UTC
Hinton Bryan RichardChief Technology Officer
SaleCommon Stock 105 $42.87 $4,501.35
Disclosure

SEC source: 0001562180-21-007532 · primarydocument.xml · nonDerivative · entry 3

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,832

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 3, 2021, in accordance with Rule 10b5-1.

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December 03, 2021 Filed Dec 7, 2021 16:14 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionCommon Stock 105 $10.78 $1,131.90
Disclosure

SEC source: 0001562180-21-007532 · primarydocument.xml · nonDerivative · entry 2

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 03, 2021 Filed Dec 7, 2021 21:14 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-007533 · primarydocument.xml · derivative · entry 10

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,498

Underlying: Common Stock · 1,100 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

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December 03, 2021 Filed Dec 7, 2021 21:14 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-21-007533 · primarydocument.xml · derivative · entry 9

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,854

Underlying: Common Stock · 1,100 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the 17,954 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

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December 03, 2021 Filed Dec 7, 2021 21:14 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 1,100 $42.87 $47,157.00
Disclosure

SEC source: 0001562180-21-007533 · primarydocument.xml · nonDerivative · entry 7

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,709

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

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December 03, 2021 Filed Dec 7, 2021 21:14 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 200 $41.56 $8,312.00
Disclosure

SEC source: 0001562180-21-007533 · primarydocument.xml · nonDerivative · entry 6

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,809

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F6 · price: Represents the weighted average sale price of the shares sold ranging from $41.53 to $41.59 per share, inclusive.

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December 03, 2021 Filed Dec 7, 2021 21:14 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 500 $40.30 $20,152.00
Disclosure

SEC source: 0001562180-21-007533 · primarydocument.xml · nonDerivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,009

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $40.05 to $40.62 per share, inclusive.

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December 03, 2021 Filed Dec 7, 2021 21:14 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 400 $39.20 $15,681.00
Disclosure

SEC source: 0001562180-21-007533 · primarydocument.xml · nonDerivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,509

F3 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $38.90 to $39.74 per share, inclusive.

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December 03, 2021 Filed Dec 7, 2021 21:14 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $10.80 $11,880.00
Disclosure

SEC source: 0001562180-21-007533 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 21:14 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $11.78 $12,958.00
Disclosure

SEC source: 0001562180-21-007533 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.