Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

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Tapewire entity
1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 17, 2020 Filed May 5, 2020 19:27 UTC OtherCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003396 · primarydocument.xml · nonDerivative · entry 8

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matoaka, LLC

Disclosed balance after: 146,067

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: The shares are held by Matoaka, LLC and Reporting Person holds the voting and dispositive power over the shares.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 20:48 UTC OtherCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003018 · primarydocument.xml · nonDerivative · entry 2

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,197

F1 · kind: Represents a pro rata distribution for no consideration.

Read SEC document
April 14, 2020 Filed May 5, 2020 19:27 UTC OtherCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003396 · primarydocument.xml · nonDerivative · entry 7

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matoaka, LLC

Disclosed balance after: 145,393

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: The shares are held by Matoaka, LLC and Reporting Person holds the voting and dispositive power over the shares.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:48 UTC OtherCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003018 · primarydocument.xml · nonDerivative · entry 1

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,677

F1 · kind: Represents a pro rata distribution for no consideration.

Read SEC document
April 13, 2020 Filed May 5, 2020 19:27 UTC OtherCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003396 · primarydocument.xml · nonDerivative · entry 6

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matoaka, LLC

Disclosed balance after: 144,719

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: The shares are held by Matoaka, LLC and Reporting Person holds the voting and dispositive power over the shares.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:52 UTC
Sanders DaleChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 27,500 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001562180-20-002899 · primarydocument.xml · derivative · entry 4

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,666

Underlying: Common Stock · 27,500 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 163,666 shares underlying the options vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on Oct. 28, 2019.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:52 UTC
Sanders DaleChief Technology Officer
SaleCommon Stock 7,878 $26.03 $205,064.34
Disclosure

SEC source: 0001562180-20-002899 · primarydocument.xml · nonDerivative · entry 3

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,228

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on November 26, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $26.00 to $26.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:52 UTC
Sanders DaleChief Technology Officer
SaleCommon Stock 19,622 $25.56 $501,538.32
Disclosure

SEC source: 0001562180-20-002899 · primarydocument.xml · nonDerivative · entry 2

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,106

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on November 26, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $25.00 to $25.99, inclusive.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:52 UTC
Sanders DaleChief Technology Officer
Exercise / conversionCommon Stock 27,500 $10.30 $283,250.00
Disclosure

SEC source: 0001562180-20-002899 · primarydocument.xml · nonDerivative · entry 1

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:52 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,121 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-002900 · primarydocument.xml · derivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,286

Underlying: Common Stock · 1,121 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option is vested in full on September 25, 2022.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:52 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 321 $27.22 $8,737.62
Disclosure

SEC source: 0001562180-20-002900 · primarydocument.xml · nonDerivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $27.16 to $27.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:52 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 700 $26.46 $18,522.00
Disclosure

SEC source: 0001562180-20-002900 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,698

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $26.14 to $27.12, inclusive.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:52 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 100 $24.97 $2,497.00
Disclosure

SEC source: 0001562180-20-002900 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,398

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $24.97 to $24.97, inclusive.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:52 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,121 $10.80 $12,106.80
Disclosure

SEC source: 0001562180-20-002900 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:52 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $6.24 $0.00
Disclosure

SEC source: 0001562180-20-002901 · primarydocument.xml · derivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 10,750 shares

Expires 2024-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 37,500 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on May 13, 2018.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:52 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 4,734 $27.20 $128,764.80
Disclosure

SEC source: 0001562180-20-002901 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $26.91 to $27.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:52 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 5,416 $26.32 $142,549.12
Disclosure

SEC source: 0001562180-20-002901 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,734

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $25.91 to $26.89, inclusive.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:52 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 600 $25.20 $15,120.00
Disclosure

SEC source: 0001562180-20-002901 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,150

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $24.90 to $25.78, inclusive.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:52 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 10,750 $6.24 $67,080.00
Disclosure

SEC source: 0001562180-20-002901 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 00:38 UTC OtherCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002260 · primarydocument.xml · nonDerivative · entry 1

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,157

F1 · kind: Represents a pro rata distribution for no consideration.

Read SEC document
March 04, 2020 Filed May 5, 2020 19:27 UTC OtherCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003396 · primarydocument.xml · nonDerivative · entry 5

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matoaka, LLC

Disclosed balance after: 144,045

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: The shares are held by Matoaka, LLC and Reporting Person holds the voting and dispositive power over the shares.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:37 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 17,944 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-002258 · primarydocument.xml · derivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,096

Underlying: Common Stock · 17,944 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option is vested in full on September 25, 2022.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:37 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 3,999 $29.24 $116,930.76
Disclosure

SEC source: 0001562180-20-002258 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $28.88 to $29.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:37 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 13,945 $28.33 $395,061.85
Disclosure

SEC source: 0001562180-20-002258 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,376

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $27.88 to $28.87, inclusive.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:37 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 17,944 $10.80 $193,795.20
Disclosure

SEC source: 0001562180-20-002258 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 19:37 UTC
Sanders DaleChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 27,500 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001562180-20-002257 · primarydocument.xml · derivative · entry 4

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,166

Underlying: Common Stock · 27,500 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 163,666 shares underlying the options vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on Oct. 28, 2019.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 19:37 UTC
Sanders DaleChief Technology Officer
SaleCommon Stock 3,900 $29.33 $114,387.00
Disclosure

SEC source: 0001562180-20-002257 · primarydocument.xml · nonDerivative · entry 3

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,228

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on November 26, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $28.97 to $29.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
March 03, 2020 Filed Mar 5, 2020 19:37 UTC
Sanders DaleChief Technology Officer
SaleCommon Stock 23,600 $28.32 $668,352.00
Disclosure

SEC source: 0001562180-20-002257 · primarydocument.xml · nonDerivative · entry 2

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,128

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on November 26, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $27.96 to $28.88, inclusive.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 19:37 UTC
Sanders DaleChief Technology Officer
Exercise / conversionCommon Stock 27,500 $10.30 $283,250.00
Disclosure

SEC source: 0001562180-20-002257 · primarydocument.xml · nonDerivative · entry 1

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:37 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $6.24 $0.00
Disclosure

SEC source: 0001562180-20-002259 · primarydocument.xml · derivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,750

Underlying: Common Stock · 10,750 shares

Expires 2024-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 37,500 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on May 13, 2018.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:37 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 2,228 $29.24 $65,146.72
Disclosure

SEC source: 0001562180-20-002259 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $28.92 to $29.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:37 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 8,522 $28.34 $241,513.48
Disclosure

SEC source: 0001562180-20-002259 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,228

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $27.92 to $28.91, inclusive.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:37 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 10,750 $6.24 $67,080.00
Disclosure

SEC source: 0001562180-20-002259 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Feb 29, 2020 02:14 UTC OtherCommon Stock 156,323 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 6

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SC US GF V Holdings, Ltd.

Disclosed balance after: 848,776

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2020 Filed Feb 29, 2020 02:14 UTC OtherCommon Stock 443,151 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 4

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P.

Disclosed balance after: 2,658,909

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2020 Filed Feb 29, 2020 02:14 UTC OtherCommon Stock 18,364 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 110,182

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:24 UTC OtherCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002006 · primarydocument.xml · nonDerivative · entry 1

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,637

F1 · kind: Represents a pro rata distribution for no consideration.

Read SEC document
February 28, 2020 Filed May 5, 2020 19:27 UTC OtherCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003396 · primarydocument.xml · nonDerivative · entry 4

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matoaka, LLC

Disclosed balance after: 143,371

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: The shares are held by Matoaka, LLC and Reporting Person holds the voting and dispositive power over the shares.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 02:14 UTC OtherCommon Stock 156,323 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 5

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SC US GF V Holdings, Ltd.

Disclosed balance after: 1,005,099

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 02:14 UTC OtherCommon Stock 443,151 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P.

Disclosed balance after: 3,102,060

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 02:14 UTC OtherCommon Stock 18,364 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 128,546

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:45 UTC OtherCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001819 · primarydocument.xml · nonDerivative · entry 1

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,117

F1 · kind: Represents a pro rata distribution for no consideration.

Read SEC document
February 26, 2020 Filed May 5, 2020 19:27 UTC OtherCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003396 · primarydocument.xml · nonDerivative · entry 3

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matoaka, LLC

Disclosed balance after: 142,697

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: The shares are held by Matoaka, LLC and Reporting Person holds the voting and dispositive power over the shares.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 19:05 UTC OtherCommon Stock 29,482 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001417 · primarydocument.xml · nonDerivative · entry 2

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,271

F1 · kind: Represents a pro rata distribution for no consideration.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 19:05 UTC OtherCommon Stock 609,143 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001417 · primarydocument.xml · nonDerivative · entry 1

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: These shares are held directly by HQC Acquisition, LLC. The Reporting Person is the President of HQC Acquisition, LLC and it is controlled by Sorenson Capital Partners. The Reporting Person is a founding member and general partner of Sorenson Capital Partners and disclaims beneficial ownership of these shares held by HQC Acquisition, LLC except to the extent of his pecuniary interest therein.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:35 UTC OtherCommon Stock 156,323 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004383 · doc4.xml · nonDerivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SC US GF V Holdings, Ltd.

Disclosed balance after: 1,161,422

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:35 UTC OtherCommon Stock 443,151 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004383 · doc4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P.

Disclosed balance after: 3,545,211

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:35 UTC OtherCommon Stock 18,364 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004383 · doc4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 146,910

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:06 UTC OtherCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001136 · primarydocument.xml · nonDerivative · entry 2

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,597

F1 · kind: Represents a pro rata distribution for no consideration.

Read SEC document
February 10, 2020 Filed May 5, 2020 19:27 UTC OtherCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003396 · primarydocument.xml · nonDerivative · entry 2

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matoaka, LLC

Disclosed balance after: 142,023

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: The shares are held by Matoaka, LLC and Reporting Person holds the voting and dispositive power over the shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.