Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

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1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2020 Filed Jul 6, 2020 17:50 UTC
Sanders DaleChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 27,500 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001562180-20-005000 · primarydocument.xml · derivative · entry 4

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,166

Underlying: Common Stock · 27,500 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 163,666 shares underlying the options vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on Oct. 28, 2019.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 17:50 UTC
Sanders DaleChief Technology Officer
SaleCommon Stock 2,800 $29.79 $83,412.00
Disclosure

SEC source: 0001562180-20-005000 · primarydocument.xml · nonDerivative · entry 3

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,484

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on November 26, 2019, in accordance with Rule 10b5-1

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $29.55 to $30.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
July 01, 2020 Filed Jul 6, 2020 17:50 UTC
Sanders DaleChief Technology Officer
SaleCommon Stock 24,700 $28.82 $711,854.00
Disclosure

SEC source: 0001562180-20-005000 · primarydocument.xml · nonDerivative · entry 2

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,284

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on November 26, 2019, in accordance with Rule 10b5-1

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $28.53 to $29.43, inclusive.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 17:50 UTC
Sanders DaleChief Technology Officer
Exercise / conversionCommon Stock 27,500 $10.30 $283,250.00
Disclosure

SEC source: 0001562180-20-005000 · primarydocument.xml · nonDerivative · entry 1

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:50 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,888 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001562180-20-005002 · primarydocument.xml · derivative · entry 11

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,888 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the 9,388 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on December 28, 2017.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:50 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,004 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-005002 · primarydocument.xml · derivative · entry 10

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,004 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the 6,004 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on December 25, 2019.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:50 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 858 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-20-005002 · primarydocument.xml · derivative · entry 9

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,142

Underlying: Common Stock · 858 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 25,000 shares underlying the option vested in an annual installment and the remaining balance vests in equal monthly installments until the option vests in full on February 05, 2023.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:50 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 300 $29.77 $8,931.00
Disclosure

SEC source: 0001562180-20-005002 · primarydocument.xml · nonDerivative · entry 8

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F5 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $29.61 to $29.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (5).

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:50 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 500 $29.79 $14,895.00
Disclosure

SEC source: 0001562180-20-005002 · primarydocument.xml · nonDerivative · entry 7

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,300

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $29.61 to $30.02, inclusive.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:50 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 5,504 $28.85 $158,790.40
Disclosure

SEC source: 0001562180-20-005002 · primarydocument.xml · nonDerivative · entry 6

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,800

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $28.52 to $29.51, inclusive.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:50 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 3,588 $28.83 $103,442.04
Disclosure

SEC source: 0001562180-20-005002 · primarydocument.xml · nonDerivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,304

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $28.52 to $29.42, inclusive.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:50 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 858 $29.11 $24,976.38
Disclosure

SEC source: 0001562180-20-005002 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,892

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:50 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 3,888 $10.30 $40,046.40
Disclosure

SEC source: 0001562180-20-005002 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:50 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 858 $15.84 $13,590.72
Disclosure

SEC source: 0001562180-20-005002 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:50 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 6,004 $10.80 $64,843.20
Disclosure

SEC source: 0001562180-20-005002 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 19:27 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 24,439 $0.00 Strike: $6.24 $0.00
Disclosure

SEC source: 0001562180-20-004712 · primarydocument.xml · derivative · entry 11

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,102

Underlying: Common Stock · 24,439 shares

Expires 2024-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 76,465 shares underlying the options vested in an annual installment on May 13, 2015 and the remaining balance vested or will vest in equal monthly installments until the option is vested in full on May 13, 2018.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 19:27 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 24,439 $30.25 $739,279.75
Disclosure

SEC source: 0001562180-20-004712 · primarydocument.xml · nonDerivative · entry 8

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,500

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F4 · acquired: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $30.00 to $30.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

Read SEC document
June 26, 2020 Filed Jun 30, 2020 19:27 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 24,439 $6.24 $152,499.36
Disclosure

SEC source: 0001562180-20-004712 · primarydocument.xml · nonDerivative · entry 7

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 19:27 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 107,545 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001562180-20-004712 · primarydocument.xml · derivative · entry 10

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,545 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 200,000 shares underlying the options vested in an annual installment on July 1, 2014 and the remaining balance vested or will vest in equal monthly installments until the option is vested in full on July 1, 2017.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 19:27 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 8,924 $0.00 Strike: $6.24 $0.00
Disclosure

SEC source: 0001562180-20-004712 · primarydocument.xml · derivative · entry 9

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,541

Underlying: Common Stock · 8,924 shares

Expires 2024-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 76,465 shares underlying the options vested in an annual installment on May 13, 2015 and the remaining balance vested or will vest in equal monthly installments until the option is vested in full on May 13, 2018.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 19:27 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 2,883 $31.53 $90,900.99
Disclosure

SEC source: 0001562180-20-004712 · primarydocument.xml · nonDerivative · entry 6

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,500

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · acquired: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $31.42 to $31.72, inclusive.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 19:27 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 2,883 $4.42 $12,742.86
Disclosure

SEC source: 0001562180-20-004712 · primarydocument.xml · nonDerivative · entry 5

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 19:27 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 104,662 $30.98 $3,242,428.76
Disclosure

SEC source: 0001562180-20-004712 · primarydocument.xml · nonDerivative · entry 4

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,500

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · acquired: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $30.42 to $31.41, inclusive.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 19:27 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 8,924 $31.53 $281,373.72
Disclosure

SEC source: 0001562180-20-004712 · primarydocument.xml · nonDerivative · entry 3

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,162

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · acquired: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $31.42 to $31.72, inclusive.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 19:27 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 8,924 $6.24 $55,685.76
Disclosure

SEC source: 0001562180-20-004712 · primarydocument.xml · nonDerivative · entry 2

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 19:27 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 104,662 $4.42 $462,606.04
Disclosure

SEC source: 0001562180-20-004712 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 32,087 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · derivative · entry 17

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,162

Underlying: Common Stock · 32,087 shares

Expires 2027-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the shares vested on October 26, 2018 and the remaining 75% vest in 36 equal monthly installments thereafter.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 11,139 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · derivative · entry 16

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,501

Underlying: Common Stock · 11,139 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares vested on September 25, 2019 and the remaining 75% vest in 36 equal monthly installments thereafter.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 779 $33.00 $25,707.00
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 12

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,848

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F6 · price: Represents the weighted average sale price of the shares sold ranging from $33.00 to $33.01 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 31,308 $32.68 $1,023,145.44
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 11

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,627

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $32.00 to $32.99 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 11,139 $32.30 $359,789.70
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 10

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,935

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $32.00 to $32.85 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 32,087 $10.72 $343,972.64
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 9

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 11,139 $10.80 $120,301.20
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 8

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 17:18 UTC
Sanders DaleChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 9,259 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-004676 · primarydocument.xml · derivative · entry 4

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,741

Underlying: Common Stock · 9,259 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests based on the satisfaction of both a time-based vesting condition and a liquidity-based vesting condition. The time-based vesting condition is satisfied as follows: 25% of the shares subject to the stock option satisfied the time-based vesting condition on September 25, 2019 and the remaining 75% will satisfy the time-based vesting condition in 36 equal monthly installments thereafter, generally subject to the Reporting Person's continuous service relationship with the Company through each applicable vesting date. The liquidity-based vesting condition was satisfied upon the Company's initial public offering.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 17:18 UTC
Sanders DaleChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,313 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-20-004676 · primarydocument.xml · derivative · entry 3

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,687

Underlying: Common Stock · 6,313 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vests based on the satisfaction of both a time-based vesting condition and a liquidity-based vesting condition. The time-based vesting condition is satisfied as follows: 25% of the shares subject to the stock option satisfied the time-based vesting condition on February 5, 2020 and the remaining 75% will satisfy the time-based vesting condition in 36 equal monthly installments thereafter, generally subject to the Reporting Person's continuous service relationship with the Company through each applicable vesting date. The liquidity-based vesting condition was satisfied upon the Company's initial public offering.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 17:18 UTC
Sanders DaleChief Technology Officer
Exercise / conversionCommon Stock 9,259 $10.80 $99,997.20
Disclosure

SEC source: 0001562180-20-004676 · primarydocument.xml · nonDerivative · entry 2

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 22, 2020 Filed Jun 24, 2020 17:18 UTC
Sanders DaleChief Technology Officer
Exercise / conversionCommon Stock 6,313 $15.84 $99,997.92
Disclosure

SEC source: 0001562180-20-004676 · primarydocument.xml · nonDerivative · entry 1

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 19, 2020 Filed Jun 23, 2020 19:26 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-20-004668 · primarydocument.xml · derivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 10,000 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

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June 19, 2020 Filed Jun 23, 2020 19:26 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 10,000 $32.00 $320,000.00
Disclosure

SEC source: 0001562180-20-004668 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

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June 19, 2020 Filed Jun 23, 2020 19:26 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 10,000 $10.34 $103,400.00
Disclosure

SEC source: 0001562180-20-004668 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 417 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · derivative · entry 15

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,087

Underlying: Common Stock · 417 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 25% of the shares vested on April 27, 2018 and the remaining 75% vest in 36 equal monthly installments thereafter.

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June 19, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 14,360 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · derivative · entry 14

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,640

Underlying: Common Stock · 14,360 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares vested on September 25, 2019 and the remaining 75% vest in 36 equal monthly installments thereafter.

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June 19, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,497 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · derivative · entry 13

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,249

Underlying: Common Stock · 15,497 shares

Expires 2027-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the shares vested on October 26, 2018 and the remaining 75% vest in 36 equal monthly installments thereafter.

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June 19, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 6,500 $32.00 $208,000.00
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 7

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,848

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

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June 19, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 417 $32.00 $13,344.00
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 6

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,845

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

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June 19, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 14,360 $32.08 $460,668.80
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 5

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,262

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $32.00 to $32.31 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 19, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 15,497 $32.09 $497,298.73
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 4

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,348

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $32.00 to $32.32 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 19, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 417 $10.66 $4,445.22
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 3

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 14,360 $10.80 $155,088.00
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 2

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 23:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 15,497 $10.72 $166,127.84
Disclosure

SEC source: 0001562180-20-004669 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.