Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

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1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2020 Filed Nov 4, 2020 21:56 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 10,750 $15.84 $170,280.00
Disclosure

SEC source: 0001562180-20-006552 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:22 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-20-006379 · primarydocument.xml · derivative · entry 4

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,816

Underlying: Common Stock · 5,000 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:22 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 1,267 $35.63 $45,143.21
Disclosure

SEC source: 0001562180-20-006379 · primarydocument.xml · nonDerivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $35.53 to $35.77 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3).

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:22 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 3,733 $35.14 $131,177.62
Disclosure

SEC source: 0001562180-20-006379 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,267

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $34.53 to $35.52 per share, inclusive.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:22 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 5,000 $10.34 $51,700.00
Disclosure

SEC source: 0001562180-20-006379 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,333 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-20-006377 · primarydocument.xml · derivative · entry 3

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,834

Underlying: Common Stock · 2,333 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 62,500 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:00 UTC SaleCommon Stock 2,333 $35.25 $82,247.35
Disclosure

SEC source: 0001562180-20-006377 · primarydocument.xml · nonDerivative · entry 2

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 12, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $34.80 to $35.59 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:00 UTC Exercise / conversionCommon Stock 2,333 $11.78 $27,482.74
Disclosure

SEC source: 0001562180-20-006377 · primarydocument.xml · nonDerivative · entry 1

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 18:52 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-20-006320 · primarydocument.xml · derivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,816

Underlying: Common Stock · 500 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 18:52 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 500 $37.01 $18,505.00
Disclosure

SEC source: 0001562180-20-006320 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $37.00 to $37.01 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 18:52 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 500 $10.34 $5,170.00
Disclosure

SEC source: 0001562180-20-006320 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 18:51 UTC SaleCommon Stock 1,700 $37.01 $62,917.00
Disclosure

SEC source: 0001562180-20-006319 · primarydocument.xml · nonDerivative · entry 1

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,491

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 12, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $37.00 to $37.03 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:53 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,121 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-006231 · primarydocument.xml · derivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,241

Underlying: Common Stock · 1,121 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:53 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,121 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-006231 · primarydocument.xml · derivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,362

Underlying: Common Stock · 1,121 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:53 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 5 $36.99 $184.95
Disclosure

SEC source: 0001562180-20-006231 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:53 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 2,237 $36.37 $81,359.69
Disclosure

SEC source: 0001562180-20-006231 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,382

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $35.95 to $36.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:53 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 2,242 $10.80 $24,213.60
Disclosure

SEC source: 0001562180-20-006231 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 16:53 UTC SaleCommon Stock 423 $37.00 $15,651.63
Disclosure

SEC source: 0001562180-20-006234 · primarydocument.xml · nonDerivative · entry 1

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,191

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 12, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $37.00 to $37.01 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:53 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-20-006233 · primarydocument.xml · derivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,750

Underlying: Common Stock · 10,750 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:53 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 2,015 $36.89 $74,333.35
Disclosure

SEC source: 0001562180-20-006233 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,254

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $36.82 to $36.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:53 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 8,735 $36.31 $317,149.51
Disclosure

SEC source: 0001562180-20-006233 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,269

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $35.80 to $36.75, inclusive.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:53 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 10,750 $15.84 $170,280.00
Disclosure

SEC source: 0001562180-20-006233 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:53 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 38,834 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001562180-20-006232 · primarydocument.xml · derivative · entry 6

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,834 shares

Expires 2025-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 38,834 shares underlying the options vested in an annual installment on December 17, 2016 and the remaining balance vested in equal monthly installments until the option vested in full on December 17, 2019.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:53 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 9,259 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-006232 · primarydocument.xml · derivative · entry 5

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,787

Underlying: Common Stock · 9,259 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 27,777 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:53 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,313 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-20-006232 · primarydocument.xml · derivative · entry 4

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,868

Underlying: Common Stock · 6,313 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the 25,252 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:53 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 38,834 $10.30 $399,990.20
Disclosure

SEC source: 0001562180-20-006232 · primarydocument.xml · nonDerivative · entry 3

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:53 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 6,313 $15.84 $99,997.92
Disclosure

SEC source: 0001562180-20-006232 · primarydocument.xml · nonDerivative · entry 2

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:53 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 9,259 $10.80 $99,997.20
Disclosure

SEC source: 0001562180-20-006232 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:45 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-20-006023 · primarydocument.xml · derivative · entry 4

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,316

Underlying: Common Stock · 5,000 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:45 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 600 $36.30 $21,781.02
Disclosure

SEC source: 0001562180-20-006023 · primarydocument.xml · nonDerivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F3 · shares: Represents the weighted average sale price of the shares sold ranging from $36.25 to $36.40 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 2.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:45 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 4,400 $35.61 $156,663.76
Disclosure

SEC source: 0001562180-20-006023 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,600

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F2 · shares: Represents the weighted average sale price of the shares sold ranging from $35.24 to $36.23 per share, inclusive.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:45 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 5,000 $10.34 $51,700.00
Disclosure

SEC source: 0001562180-20-006023 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 17, 2020 00:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,333 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-20-006022 · primarydocument.xml · derivative · entry 4

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,167

Underlying: Common Stock · 2,333 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 62,500 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

Read SEC document
September 14, 2020 Filed Sep 17, 2020 00:45 UTC SaleCommon Stock 339 $35.99 $12,200.51
Disclosure

SEC source: 0001562180-20-006022 · primarydocument.xml · nonDerivative · entry 3

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 12, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $35.94 to $36.09 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 2.

Read SEC document
September 14, 2020 Filed Sep 17, 2020 00:45 UTC SaleCommon Stock 1,994 $35.39 $70,568.66
Disclosure

SEC source: 0001562180-20-006022 · primarydocument.xml · nonDerivative · entry 2

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,782

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 12, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $34.94 to $35.82 per share, inclusive.

Read SEC document
September 14, 2020 Filed Sep 17, 2020 00:45 UTC Exercise / conversionCommon Stock 2,333 $11.78 $27,482.74
Disclosure

SEC source: 0001562180-20-006022 · primarydocument.xml · nonDerivative · entry 1

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 19:54 UTC SaleCommon Stock 34,000 $34.18 $1,161,963.60
Disclosure

SEC source: 0001562180-20-005985 · primarydocument.xml · nonDerivative · entry 1

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Omkara, LLC

Disclosed balance after: 30,348

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 14, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $34.00 to $34.39, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Omkara, LLC and the Reporting Person wholly-owns and holds the voting and dispositive power of these shares.

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September 01, 2020 Filed Sep 3, 2020 23:01 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,121 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-005871 · primarydocument.xml · derivative · entry 7

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,955

Underlying: Common Stock · 1,121 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

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September 01, 2020 Filed Sep 3, 2020 23:01 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,121 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-005871 · primarydocument.xml · derivative · entry 6

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,076

Underlying: Common Stock · 1,121 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

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September 01, 2020 Filed Sep 3, 2020 23:01 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 803 $31.38 $25,198.14
Disclosure

SEC source: 0001562180-20-005871 · primarydocument.xml · nonDerivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $30.99 to $31.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

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September 01, 2020 Filed Sep 3, 2020 23:01 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 318 $32.09 $10,204.62
Disclosure

SEC source: 0001562180-20-005871 · primarydocument.xml · nonDerivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,180

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $32.07 to $32.13, inclusive.

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September 01, 2020 Filed Sep 3, 2020 23:01 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 1,121 $31.11 $34,874.31
Disclosure

SEC source: 0001562180-20-005871 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,498

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

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September 01, 2020 Filed Sep 3, 2020 23:01 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,121 $10.80 $12,106.80
Disclosure

SEC source: 0001562180-20-005871 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 23:01 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,121 $10.80 $12,106.80
Disclosure

SEC source: 0001562180-20-005871 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 19:01 UTC
Sanders DaleChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 27,500 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-005870 · primarydocument.xml · derivative · entry 4

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,389

Underlying: Common Stock · 27,500 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 472,223 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

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September 01, 2020 Filed Sep 3, 2020 19:01 UTC
Sanders DaleChief Technology Officer
SaleCommon Stock 13,410 $32.06 $429,924.60
Disclosure

SEC source: 0001562180-20-005870 · primarydocument.xml · nonDerivative · entry 3

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,484

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on November 26, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $31.89 to $32.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

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September 01, 2020 Filed Sep 3, 2020 19:01 UTC
Sanders DaleChief Technology Officer
SaleCommon Stock 14,090 $31.29 $440,876.10
Disclosure

SEC source: 0001562180-20-005870 · primarydocument.xml · nonDerivative · entry 2

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,894

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on November 26, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $30.86 to $31.85, inclusive.

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September 01, 2020 Filed Sep 3, 2020 19:01 UTC
Sanders DaleChief Technology Officer
Exercise / conversionCommon Stock 27,500 $10.80 $297,000.00
Disclosure

SEC source: 0001562180-20-005870 · primarydocument.xml · nonDerivative · entry 1

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 23:01 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-20-005872 · primarydocument.xml · derivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,642

Underlying: Common Stock · 10,750 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 25,000 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

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September 01, 2020 Filed Sep 3, 2020 23:01 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 5,472 $32.04 $175,322.88
Disclosure

SEC source: 0001562180-20-005872 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,254

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $31.85 to $32.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.